AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $2.7 |
| Non-Discretionary | $0.0 |
| Total | $2.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $2.7 |
| Institutional | $0.0 |
| Total | $2.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | $702.4 | broker-dealer | 8174 |
| UBS ASSET MANAGEMENT (AMERICAS) INC. | $477.9 | 106838 | |
| CREDIT SUISSE ASSET MANAGEMENT, LLC | $59.9 | 106012 | |
| CREDIT SUISSE ASSET MANAGEMENT LIMITED | $12.3 | 113463 | |
| CREDIT SUISSE SECURITIES (USA) LLC | $0.8 | broker-dealer | 816 |
| UBS ASSET MANAGEMENT ( DEUTSCHLAND) GMBH | $0.0 | - | |
| UBS (LUXEMBOURG) S.A. | $0.0 | broker-dealer | - |
| UBS FUND SERVICES (LUXEMBOURG) S.A. | $0.0 | - | |
| UBS ASSET MANAGEMENT SWITZERLAND AG | $0.0 | - | |
| UBS FUND SERVICES (USA) LLC | $0.0 | broker-dealer | 41848 |
| UBS FARMLAND INVESTORS LLC | $0.0 | 107754 | |
| UBS GROUP AG | $0.0 | - | |
| UBS ASSET MANAGEMENT (JAPAN) LTD. | $0.0 | - | |
| UBS ASSET MANAGEMENT (SINGAPORE) LTD. | $0.0 | - | |
| UBS REAL ESTATE GMBH | $0.0 | - | |
| UBS AG | $0.0 | broker-dealer | - |
| UBS SECURITIES LLC | $0.0 | broker-dealer | 7654 |
| UBS ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| UBS FUND MANAGEMENT (LUXEMBOURG) S.A. | $0.0 | - | |
| UBS FUND MANAGEMENT (SWITZERLAND) AG | $0.0 | - | |
| UBS ASSET MANAGEMENT (HONG KONG) LIMITED | $0.0 | - | |
| UBS ASSET MANAGEMENT (ITALIA) SGR S.P.A. | $0.0 | - | |
| UBS ASSET MANAGEMENT (AUSTRALIA) LTD | $0.0 | - | |
| UBS ASSET MANAGEMENT (CANADA) CO | $0.0 | - | |
| UBS ASSET MANAGEMENT (UK) LTD | $0.0 | - | |
| UBS ASSET MANAGEMENT (US) INC. | $0.0 | broker-dealer | 583 |
| UBS FUND MANAGEMENT (IRELAND) LTD | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
17 active
| Name | Title |
|---|---|
| MAGUIRE, JEFFREY, GERARD | MANAGING DIRECTOR |
| CANNING, PAUL, MICHAEL | MANAGING DIRECTOR |
| O'SHEA, THOMAS, JAMES | MANAGING DIRECTOR |
| KAPILOFF, STEVEN, MARK | GENERAL COUNSEL/ SECRETARY |
| PILE, NICHOLAS, SIMON | CHIEF COMPLIANCE OFFICER |
| CHU, RODNEY | MANAGING DIRECTOR |
| JOHNSON, MATTHEW, G | PRESIDENT & CEO |
| GHERLONE, TIFFANY, ANNE | MANAGING DIRECTOR |
| SCHUSTER, CATHERINE, ANN | EXECUTIVE DIRECTOR |
| CLAYTON, CHRISTOPHER | EXECUTIVE DIRECTOR |
| MATURO, MARIO | EXUCUTIVE DIRECTOR |
| WHITE, AMY | MANAGING DIRECTOR |
| JULIANI, PETER | EXECUTIVE DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $2.7 | $0.0 | 0% | 153 | 0 | 0% |
| 2024-04-02 | $2.7 | $0.0 | 0% | 153 | 0 | 0% |
| 2023-04-04 | $3.1 | -$0.3 | -11% | 155 | -2 | -1% |
| 2022-04-01 | $3.5 | -$0.8 | -22% | 158 | -5 | -3% |
| 2021-04-05 | $3.7 | -$0.9 | -25% | 193 | -40 | -21% |
| 2020-04-01 | $3.7 | -$1.0 | -27% | 196 | -43 | -22% |
| 2019-04-01 | $3.6 | -$0.9 | -24% | 207 | -54 | -26% |
| 2018-04-02 | $3.2 | -$0.4 | -14% | 206 | -53 | -26% |
| 2017-04-01 | $2.8 | -$0.1 | -4% | 197 | -44 | -22% |
| 2016-04-01 | $2.8 | -$0.1 | -4% | 192 | -39 | -20% |
| 2015-04-01 | $2.4 | $0.3 | 12% | 188 | -35 | -19% |
| 2014-04-01 | $2.1 | $0.6 | 29% | 181 | -28 | -15% |
| 2013-04-01 | $1.8 | $1.0 | 55% | 175 | -22 | -13% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CT, CT-09/18/1997 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV