AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $31.8 |
Non-Discretionary | $0.0 |
Total | $31.8 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $22.2 |
Institutional | $9.6 |
Total | $31.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $3.1 |
NORTHERN TRUST CORPORATION | CHICAGO-IL-USA | $2.6 |
JPMORGAN CHASE & CO. | NEW YORK-NY-USA | $2.2 |
THE BANK OF NEW YORK MELLON CORPORATION | EAST SYRACUSE-NY-USA | $1.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $9.6 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $9.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 99% | $9.5 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 1% | $0.1 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $9.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
DWS INVESTMENT MANAGEMENT AMERICAS, INC. | $173.0 | 104518 | |
DWS INTERNATIONAL GMBH | $45.0 | 105075 | |
DBX ADVISORS LLC | $20.0 | 154558 | |
DWS ALTERNATIVES GLOBAL LIMITED | $16.1 | 139526 | |
DWS INVESTMENTS HONG KONG LIMITED | $3.5 | 139666 | |
DWS INVESTMENTS AUSTRALIA LIMITED | $1.9 | 109112 | |
DEUTSCHE BANK (MALAYSIA) BERHAD | $0.0 | trust company | - |
DEUTSCHE BANK AG, FILIALE NEW YORK BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG, KARACHI BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG, MANILA BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK S.P.A. | $0.0 | trust company | - |
DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNÍ SLO?KA | $0.0 | trust company | - |
DEUTSCHE SECURITIES SAUDI ARABIA LLC | $0.0 | trust company | - |
DWS INVESTMENTS SINGAPORE LIMITED | $0.0 | - | |
DEUTSCHE BANK AG, AMSTERDAM BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG BANGKOK BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG HUNGARY BRANCH | $0.0 | trust company | - |
DWS DISTRIBUTORS, INC. | $0.0 | broker-dealer | 37306 |
DEUTSCHE BANK SECURITIES INC. | $0.0 | broker-dealer | 2525 |
DEUTSCHE BANK AG, LONDON BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK NATIONAL TRUST COMPANY | $0.0 | trust company | - |
DEUTSCHE BANK S.A.E. | $0.0 | trust company | - |
DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE) | $0.0 | trust company | - |
DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED | $0.0 | - | |
DWS ASSET MANAGEMENT (KOREA) COMPANY LIMITED | $0.0 | - | |
DEUTSCHE BANK AG JAKARTA BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK A.S. | $0.0 | trust company | - |
DEUTSCHE BANK POLSKA S.A. | $0.0 | trust company | - |
DWS GRUNDBESITZ GMBH | $0.0 | - | |
DWS INVESTMENT S.A. | $0.0 | 300838 | |
DEUTSCHE BANK AG MUMBAI BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG, SEOUL BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK S.A. BANCO ALEMÃO | $0.0 | trust company | - |
DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG, HONG KONG BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG, COLOMBO BRANCH | $0.0 | trust company | - |
RREEF INFRASTRUCTURE GP LIMITED | $0.0 | - | |
DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL) | $0.0 | trust company | - |
DWS ALTERNATIVES GMBH | $0.0 | - | |
DBRE GLOBAL REAL ESTATE MANAGEMENT IB, LTD. | $0.0 | - | |
PEIF II GENERAL PARTNER JERSEY LIMITED | $0.0 | - | |
DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG | $0.0 | broker-dealer, trust company | - |
DWS INVESTMENTS JAPAN LIMITED | $0.0 | - | |
DEUTSCHE SECURITIES AND SERVICES, DUBAI | $0.0 | trust company | - |
DEUTSCHE BANK AG TAIPEI BRANCH | $0.0 | trust company | - |
DEUTSCHE BANK AG, FRANKFURT | $0.0 | trust company | - |
DEUTSCHE BANK TRUST COMPANY, N.A. | $0.0 | trust company | - |
DEUTSCHE BANK AG, SINGAPORE BRANCH | $0.0 | trust company | - |
DEUTSCHE SECURITIES INC | $0.0 | broker-dealer | - |
DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM) | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
Name | Title |
---|---|
GOVEIA, MICHELLE, SHARON | CHIEF COMPLIANCE OFFICER |
GILLIGAN, MICHAEL, JOSEPH | CHIEF FINANCIAL OFFICER |
PANEK, JONATHAN, PHILIP | CHIEF LEGAL OFFICER |
VOJTICEK, JOHN, W. | CO-CHIEF EXECUTIVE OFFICER |
HENDERSON, TODD | CO-CHIEF EXECUTIVE OFFICER |
KLASSEN, FREDDI | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $31.8 | $0.0 | 0% | 149 | 0 | 0% |
2024-04-02 | $31.8 | $0.0 | 0% | 149 | 0 | 0% |
2023-04-04 | $46.5 | -$14.7 | -32% | 144 | 5 | 3% |
2022-04-01 | $50.9 | -$19.1 | -37% | 166 | -17 | -10% |
2021-04-05 | $38.1 | -$6.3 | -16% | 166 | -17 | -10% |
2020-04-01 | $35.9 | -$4.0 | -11% | 171 | -22 | -13% |
2019-04-01 | $27.3 | $4.6 | 17% | 168 | -19 | -11% |
2018-04-02 | $28.1 | $3.7 | 13% | 179 | -30 | -17% |
2017-04-01 | $19.7 | $12.2 | 62% | 159 | -10 | -6% |
2016-04-01 | $17.7 | $14.2 | 80% | 166 | -17 | -10% |
2015-04-01 | $30.8 | $1.0 | 3% | 195 | -46 | -24% |
2014-04-01 | $18.0 | $13.9 | 77% | 227 | -78 | -34% |
2013-04-01 | $11.4 | $20.5 | 180% | 219 | -70 | -32% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
IL, CA-06/10/1999, GA-03/30/2016, ID-03/31/2023, IL-04/09/2012, MA-03/29/2018, MD-03/29/2018, NY-08/02/2011, PA-01/17/2018, TX-03/29/2018, WA-03/29/2018 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV