AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $20.3 |
Non-Discretionary | $0.0 |
Total | $20.3 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $17.3 |
Institutional | $3.0 |
Total | $20.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK & TRUST COMPANY | NORTH QUINCY-MA-USA | $3.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $3.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $3.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 2% | $0.1 |
Sovereign | 0% | $0.0 |
IG Credit | 98% | $2.9 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 1% | $0.0 |
Other | 0% | $0.0 |
Total | 101% | $3.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FEDERATED INVESTMENT MANAGEMENT COMPANY | $501.6 | 105138 | |
FEDERATED INVESTMENT COUNSELING | $185.5 | 105325 | |
HERMES INVESTMENT MANAGEMENT LIMITED | $32.0 | 153104 | |
FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | $26.2 | 128610 | |
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | $18.3 | 106277 | |
HERMES GPE LLP | $10.3 | 151848 | |
FEDERATED MDTA LLC | $6.7 | 109355 | |
HERMES GPE (USA) INC | $1.3 | 166839 | |
FEDERATED SECURITIES CORP. | $0.0 | broker-dealer | 5009 |
FEDERATED HERMES JAPAN LTD. | $0.0 | - | |
FEDERATED ADVISORY SERVICES COMPANY | $0.0 | 128611 | |
FEDERATED INTERNATIONAL SECURITIES CORP. | $0.0 | broker-dealer | 290173 |
FEDERATED INVESTORS TRUST COMPANY | $0.0 | trust company | - |
HERMES FUND MANAGERS IRELAND LIMITED | $0.0 | 319364 | |
FEDERATED INVESTORS AUSTRALIA SERVICES LTD | $0.0 | - | |
HERMES GPE (SINGAPORE) PTE LIMITED | $0.0 | - | |
FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | $0.0 | - | |
HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | $0.0 | 168684 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
16 active
Name | Title |
---|---|
NOVAK, RICHARD, ANTHONY | TREASURER |
DULSKI, GREGORY, PHILIP | CHAIR OF GOVERNING BODY |
CUNNINGHAM, DEBORAH, ANN | MEMBER OF GOVERNING BODY |
GEPP, DENNIS, F | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER |
BENSON, JUDITH, M | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER (UK) |
VAN METER, STEPHEN, PAUL | CHIEF COMPLIANCE OFFICER - U.S. OPERATIONS |
BOYCE, MICHAEL, JOSEPH | MEMBER OF GOVERNING BODY |
WALSH, RONAN | MEMBER OF GOVERNING BODY |
KENNEDY, IAN, MARSHALL | MEMBER OF GOVERNING BODY |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $20.3 | $0.0 | 0% | 14 | 0 | 0% |
2024-04-02 | $20.3 | $0.0 | 0% | 14 | 0 | 0% |
2023-04-04 | $16.2 | $4.1 | 26% | 13 | 1 | 8% |
2022-04-01 | $18.0 | $2.3 | 13% | 15 | -1 | -7% |
2021-04-05 | $19.6 | $0.7 | 4% | 16 | -2 | -12% |
2020-04-01 | $20.0 | $0.3 | 2% | 16 | -2 | -12% |
2019-04-01 | $14.2 | $6.1 | 43% | 17 | -3 | -18% |
2018-04-02 | $15.3 | $5.0 | 33% | 15 | -1 | -7% |
2017-04-01 | $13.5 | $6.8 | 51% | 13 | 1 | 8% |
2016-04-01 | $5.0 | $15.3 | 308% | 14 | 0 | 0% |
2015-04-01 | $3.4 | $16.9 | 490% | 14 | 0 | 0% |
2014-04-01 | $3.3 | $17.0 | 520% | 15 | -1 | -7% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV