FEDERATED HERMES (UK) LLP
Latest filing: Mar 27, 2024 (217 days ago)
AUM
$20,305,343,368
26% change vs. 1 year ago
4% change vs. 3 years ago
43% change vs. 5 years ago
520% change vs. 10 years ago
Employee Count
14
8% change vs. 1 year ago
-12% change vs. 3 years ago
-18% change vs. 5 years ago
-7% change vs. 10 years ago
Main Office
LONDON,
150 CHEAPSIDE, LONDON, , UNITED KINGDOM, EC2V 6ET
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $20.3 |
| Non-Discretionary | $0.0 |
| Total | $20.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $17.3 |
| Institutional | $3.0 |
| Total | $20.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK & TRUST COMPANY | NORTH QUINCY-MA-USA | $3.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $3.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 2% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 98% | $2.9 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $3.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FEDERATED INVESTMENT MANAGEMENT COMPANY | $501.6 | 105138 | |
| FEDERATED INVESTMENT COUNSELING | $185.5 | 105325 | |
| HERMES INVESTMENT MANAGEMENT LIMITED | $32.0 | 153104 | |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | $26.2 | 128610 | |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | $18.3 | 106277 | |
| HERMES GPE LLP | $10.3 | 151848 | |
| FEDERATED MDTA LLC | $6.7 | 109355 | |
| HERMES GPE (USA) INC | $1.3 | 166839 | |
| FEDERATED SECURITIES CORP. | $0.0 | broker-dealer | 5009 |
| FEDERATED HERMES JAPAN LTD. | $0.0 | - | |
| FEDERATED ADVISORY SERVICES COMPANY | $0.0 | 128611 | |
| FEDERATED INTERNATIONAL SECURITIES CORP. | $0.0 | broker-dealer | 290173 |
| FEDERATED INVESTORS TRUST COMPANY | $0.0 | trust company | - |
| HERMES FUND MANAGERS IRELAND LIMITED | $0.0 | 319364 | |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | $0.0 | - | |
| HERMES GPE (SINGAPORE) PTE LIMITED | $0.0 | - | |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | $0.0 | - | |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | $0.0 | 168684 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| NOVAK, RICHARD, ANTHONY | TREASURER |
| DULSKI, GREGORY, PHILIP | CHAIR OF GOVERNING BODY |
| CUNNINGHAM, DEBORAH, ANN | MEMBER OF GOVERNING BODY |
| GEPP, DENNIS, F | MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER |
| BENSON, JUDITH, M | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER (UK) |
| VAN METER, STEPHEN, PAUL | CHIEF COMPLIANCE OFFICER - U.S. OPERATIONS |
| BOYCE, MICHAEL, JOSEPH | MEMBER OF GOVERNING BODY |
| WALSH, RONAN | MEMBER OF GOVERNING BODY |
| KENNEDY, IAN, MARSHALL | MEMBER OF GOVERNING BODY |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $20.3 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $20.3 | $0.0 | 0% | 14 | 0 | 0% |
| 2023-04-04 | $16.2 | $4.1 | 26% | 13 | 1 | 8% |
| 2022-04-01 | $18.0 | $2.3 | 13% | 15 | -1 | -7% |
| 2021-04-05 | $19.6 | $0.7 | 4% | 16 | -2 | -12% |
| 2020-04-01 | $20.0 | $0.3 | 2% | 16 | -2 | -12% |
| 2019-04-01 | $14.2 | $6.1 | 43% | 17 | -3 | -18% |
| 2018-04-02 | $15.3 | $5.0 | 33% | 15 | -1 | -7% |
| 2017-04-01 | $13.5 | $6.8 | 51% | 13 | 1 | 8% |
| 2016-04-01 | $5.0 | $15.3 | 308% | 14 | 0 | 0% |
| 2015-04-01 | $3.4 | $16.9 | 490% | 14 | 0 | 0% |
| 2014-04-01 | $3.3 | $17.0 | 520% | 15 | -1 | -7% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV