FEDERATED SECURITIES CORP.
Latest filing: Mar 27, 2024 (217 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
278
1% change vs. 1 year ago
1% change vs. 3 years ago
-1% change vs. 5 years ago
1% change vs. 10 years ago
Main Office
PITTSBURGH, PA
1001 LIBERTY AVENUE, PITTSBURGH, PA, UNITED STATES, 15222-3779
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FEDERATED INVESTMENT MANAGEMENT COMPANY | $501.6 | 105138 | |
| FEDERATED INVESTMENT COUNSELING | $185.5 | 105325 | |
| HERMES INVESTMENT MANAGEMENT LIMITED | $32.0 | 153104 | |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | $26.2 | 128610 | |
| FEDERATED HERMES (UK) LLP | $20.3 | 169087 | |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | $18.3 | 106277 | |
| HERMES GPE LLP | $10.3 | 151848 | |
| FEDERATED MDTA LLC | $6.7 | 109355 | |
| HERMES GPE (USA) INC | $1.3 | 166839 | |
| FEDERATED ADVISORY SERVICES COMPANY | $0.0 | 128611 | |
| FEDERATED INTERNATIONAL SECURITIES CORP. | $0.0 | broker-dealer | 290173 |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | $0.0 | 168684 | |
| HERMES GPE (SINGAPORE) PTE LIMITED | $0.0 | - | |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | $0.0 | - | |
| FEDERATED HERMES JAPAN LTD. | $0.0 | - | |
| HERMES FUND MANAGERS IRELAND LIMITED | $0.0 | 319364 | |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | $0.0 | - | |
| FEDERATED INVESTORS TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| GERMAIN, PETER JOSEPH | DIRECTOR/VICE PRESIDENT |
| DONAHUE, THOMAS ROBERT | EXECUTIVE VICE PRESIDENT AND DIRECTOR |
| NOVAK, RICHARD ANTHONY | TREASURER |
| UHLMAN, PAUL ADAM | DIRECTOR AND PRESIDENT |
| MOORE, KARY ANNE | SECRETARY |
| EISENBRANDT, PETER WILLIAM | EXECUTIVE VICE PRESIDENT |
| VAN METER, STEPHEN PAUL | CHIEF COMPLIANCE OFFICER |
| SENCHAK, FRANK CARL | DIRECTOR |
| RONAYNE, BRIAN SEAN | EXECUTIVE VICE PRESIDENT |
| ARONSOHN, JEFF DAVIS JR | COMPLIANCE OFFICER |
| FAVERO, AUTUMN LYNN | ASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER |
| BURKE, BRYAN MARKHAM | EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
202 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| THOMAS BROWN | PITTSBURGH | PA | S63|2007-05-22|S66|2015-09-18 | ||||||
| JOHN MOSKO | PITTSBURGH | PA | S63|1992-08-14|S66|2006-05-15 | ||||||
| SCOTT KELLEY | PITTSBURGH | PA | S66|2019-12-22 | ||||||
| KAITLYN ROSS | PITTSBURGH | PA | S66|2011-02-24 | ||||||
| RODNEY KEHLER | PITTSBURGH | PA | S66|2000-12-05 | ||||||
| DAVID PEREZ | PITTSBURGH | PA | S66|2022-07-11 | ||||||
| LESLY MORAN | PITTSBURGH | PA | S66|2023-04-14 | ||||||
| JAMES WOJCIAK | PITTSBURGH | PA | S66|2007-02-19 | ||||||
| CHRISTOPHER BERG | PITTSBURGH | PA | S63|1996-08-06|S65|1999-12-20 | ||||||
| CATHERINE MCGEE | PITTSBURGH | PA | S66|2007-03-21 | ||||||
| DIANE MARZULA | PITTSBURGH | PA | S63|1991-04-30|S66|2005-02-23 | ||||||
| TIMOTHY JOHNSON | PITTSBURGH | PA | S66|2015-10-08 | ||||||
| LAYNE FREEMAN | PITTSBURGH | PA | S66|2014-05-28 | ||||||
| DAVID WASIK | PITTSBURGH | PA | S63|1999-11-23|S66|2008-08-21 | ||||||
| THEODORE WILLIAMS | PITTSBURGH | PA | S63|2005-06-08|S65|2007-02-23 | ||||||
| SHAWN KNUTSON | PITTSBURGH | PA | S63|1999-09-09|S66|2005-12-21 | ||||||
| JUSTIN SLOMKOWSKI | PITTSBURGH | PA | S66|2005-10-18 | ||||||
| DAVID MORGAN | PITTSBURGH | PA | S66|2007-06-12 | ||||||
| NEIL APFELBAUM | PITTSBURGH | PA | S66|2011-10-17 | ||||||
| MATTHEW OSHESKIE | PITTSBURGH | PA | S66|2011-09-26 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.0 | $0.0 | 0% | 278 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 278 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 275 | 3 | 1% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 280 | -2 | -1% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 274 | 4 | 1% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 269 | 9 | 3% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 281 | -3 | -1% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 272 | 6 | 2% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 295 | -17 | -6% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 290 | -12 | -4% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 296 | -18 | -6% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 275 | 3 | 1% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 276 | 2 | 1% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, AK-08/17/2009, AL-08/17/2009, AR-08/17/2009, AZ-08/17/2009, CA-08/17/2009, CO-03/30/2015, CT-08/17/2009, DC-08/17/2009, DE-08/17/2009, FL-08/17/2009, GA-08/17/2009, HI-08/17/2009, IA-08/18/2009, ID-08/17/2009, IL-10/01/2009, IN-08/17/2009, KS-08/17/2009, KY-08/17/2009, LA-08/17/2009, MA-08/17/2009, MD-08/17/2009, ME-08/17/2009, MI-08/17/2009, MN-08/17/2009, MO-08/17/2009, MS-08/17/2009, MT-08/17/2009, NC-08/17/2009, ND-08/17/2009, NE-08/17/2009, NH-08/17/2009, NJ-08/20/2009, NM-08/17/2009, NV-08/17/2009, NY-08/17/2009, OH-08/17/2009, OK-08/17/2009, OR-08/17/2009, PA-08/17/2009, PR-08/17/2009, RI-08/17/2009, SC-08/17/2009, SD-08/21/2009, TN-08/17/2009, TX-08/17/2009, UT-08/17/2009, VA-08/17/2009, VT-08/17/2009, WA-08/17/2009, WI-08/17/2009, WV-08/17/2009, WY-07/25/2017 |
| ADVISER ACTIVITIES |
|
EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV