MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
Latest filing: Aug 22, 2024 (69 days ago)
AUM
$6,672,121,507
33% change vs. 1 year ago
25% change vs. 3 years ago
58% change vs. 5 years ago
198% change vs. 10 years ago
Employee Count
17
-15% change vs. 1 year ago
-23% change vs. 3 years ago
-23% change vs. 5 years ago
-37% change vs. 10 years ago
Main Office
BOSTON, MA
125 HIGH STREET, BOSTON, MA, UNITED STATES, 02110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.7 |
| Non-Discretionary | $0.0 |
| Total | $6.7 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $5.9 |
| Institutional | $0.4 |
| Total | $6.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 750 | $0.2 |
| Average Individual AUM | $276,942 | |
| HNW | 118 | $0.2 |
| Average HNW AUM | $1,517,706 | |
| Retail Total | 868 | $0.4 |
| Average Retail AUM | $445,618 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEEHAWKEN-NJ-USA | $0.2 |
| NORTHERN TRUST | CHICAGO-IL-USA | $0.1 |
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 98% | $0.7 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 1% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 102% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FEDERATED INVESTMENT MANAGEMENT COMPANY | $501.6 | 105138 | |
| FEDERATED INVESTMENT COUNSELING | $185.5 | 105325 | |
| HERMES INVESTMENT MANAGEMENT LIMITED | $32.0 | 153104 | |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | $26.2 | 128610 | |
| FEDERATED HERMES (UK) LLP | $20.3 | 169087 | |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | $18.3 | 106277 | |
| HERMES GPE LLP | $10.3 | 151848 | |
| HERMES GPE (USA) INC | $1.3 | 166839 | |
| FEDERATED SECURITIES CORP. | $0.0 | broker-dealer | 5009 |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | $0.0 | - | |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | $0.0 | - | |
| HERMES FUND MANAGERS IRELAND LIMITED | $0.0 | 319364 | |
| HERMES GPE (SINGAPORE) PTE LIMITED | $0.0 | - | |
| FEDERATED ADVISORY SERVICES COMPANY | $0.0 | 128611 | |
| FEDERATED INVESTORS TRUST COMPANY | $0.0 | trust company | - |
| FEDERATED HERMES JAPAN LTD. | $0.0 | - | |
| FEDERATED INTERNATIONAL SECURITIES CORP. | $0.0 | broker-dealer | 290173 |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | $0.0 | 168684 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| CERESINO, GORDON, JOSEPH | VICE CHAIRMAN |
| DONAHUE, JOHN, CHRISTOPHER | CHAIRMAN/BOARD OF MANAGERS |
| FISHER, JOHN, BASIL | PRESIDENT/CEO/BOARD OF MANAGERS |
| DONAHUE, THOMAS, ROBERT | BOARD OF MANAGERS |
| AUTH, STEPHEN, FRANK | CHIEF INVESTMENT OFFICER |
| NOVAK, RICHARD, ANTHONY | TREASURER |
| MAGERA, GEORGE, FRANK | SECRETARY |
| VAN METER, STEPHEN, PAUL | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOHN DUANE | BOSTON | MA | S65|2008-11-20 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $6.7 | $0.0 | 0% | 17 | 0 | 0% |
| 2024-04-02 | $6.7 | $0.0 | 0% | 17 | 0 | 0% |
| 2023-04-04 | $5.0 | $1.6 | 33% | 20 | -3 | -15% |
| 2022-04-01 | $6.5 | $0.2 | 2% | 23 | -6 | -26% |
| 2021-04-05 | $5.4 | $1.3 | 25% | 22 | -5 | -23% |
| 2020-04-01 | $5.7 | $1.0 | 18% | 23 | -6 | -26% |
| 2019-04-01 | $4.2 | $2.5 | 58% | 22 | -5 | -23% |
| 2018-04-02 | $3.7 | $3.0 | 81% | 24 | -7 | -29% |
| 2017-04-01 | $2.2 | $4.4 | 199% | 26 | -9 | -35% |
| 2016-04-01 | $4.3 | $2.3 | 54% | 26 | -9 | -35% |
| 2015-04-01 | $2.6 | $4.1 | 158% | 26 | -9 | -35% |
| 2014-04-01 | $2.2 | $4.4 | 198% | 27 | -10 | -37% |
| 2013-04-01 | $1.6 | $5.1 | 328% | 17 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-12/10/1997, AL-01/01/1998, AR-08/01/1991, AZ-08/03/1994, CA-12/12/1997, CO-03/16/2015, CT-01/02/1998, DC-12/18/1993, DE-08/06/1991, FL-12/15/1997, GA-12/03/1997, HI-09/17/1991, IA-01/01/1999, ID-08/13/1991, IL-12/01/1997, IN-03/06/2001, KS-12/01/1997, KY-12/03/1997, LA-10/08/2001, MA-12/01/1997, MD-08/06/1991, ME-01/01/1998, MI-12/03/1997, MN-01/02/1998, MO-12/01/1997, MS-10/13/1997, MT-12/11/1997, NC-03/06/2001, ND-01/02/2001, NE-01/01/2002, NH-12/01/1997, NJ-10/21/1991, NM-09/18/1991, NV-09/04/1991, NY-08/12/1991, OH-05/19/1999, OK-01/01/1998, OR-01/10/2002, PA-12/01/1997, PR-03/26/2008, RI-01/01/1993, SC-12/15/1997, SD-08/06/1991, TN-08/07/1991, TX-12/02/1997, UT-11/13/1997, VA-11/15/1991, VT-12/08/1997, WA-12/01/1997, WI-10/02/1991, WV-08/13/1991, WY-07/25/2017 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV