FOCUS PARTNERS WEALTH, LLC
Latest filing: Feb 13, 2025 (62 days ago)
AUM
$21,472,648,180
0% change vs. 1 year ago
15% change vs. 3 years ago
86% change vs. 5 years ago
319% change vs. 10 years ago
Employee Count
1,450
222% change vs. 1 year ago
353% change vs. 3 years ago
504% change vs. 5 years ago
1712% change vs. 10 years ago
Main Office
BOSTON, MA
ONE BOSTON PLACE, 11TH FLOOR, BOSTON, MA, UNITED STATES, 02108
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $19.1 |
| Non-Discretionary | $2.4 |
| Total | $21.5 |
| Client | AUM |
|---|---|
| Retail | $17.5 |
| Pooled | $0.7 |
| Institutional | $3.3 |
| Total | $21.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,301 | $1.2 |
| Average Individual AUM | $905,554 | |
| HNW | 4,079 | $16.3 |
| Average HNW AUM | $4,000,578 | |
| Retail Total | 5,380 | $17.5 |
| Average Retail AUM | $3,252,135 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $8.6 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $7.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $20.8 |
| Retail SMA AUM | $17.5 |
| Institutional SMA AUM | $3.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 40% | $8.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.4 |
| Municipal | 7% | $1.5 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.6 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 32% | $6.6 |
| Other Pools | 10% | $2.1 |
| Cash | 5% | $1.0 |
| Other | 1% | $0.2 |
| Total | 100% | $20.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | $39.6 | 122258 | |
| SENTINEL PENSION ADVISORS INC | $9.0 | 109901 | |
| STRATEGIC WEALTH PARTNERS GROUP, LLC | $3.5 | 174052 | |
| LVW ADVISORS, LLC | $2.1 | 159403 | |
| VESTOR CAPITAL, LLC | $1.8 | 165855 | |
| FOCUS TREASURY & CREDIT SOLUTIONS, LLC | $0.0 | broker-dealer | - |
| SEASONS OF ADVICE INSURANCE SERVICES, LLC | $0.0 | - | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
23 active
| Name | Title |
|---|---|
| NATHANSON, MICHAEL, JEFFREY | CHAIR & CEO |
| BRADLEY, GINA, KULIG | CHIEF OPERATING OFFICER |
| KATZ, BRIAN, WILLIAM | PRESIDENT OF COLONY INVESTMENT MANAGEMENT & CHIEF INVESTMENT OFFICER |
| GRATCH, VINCENT, JOSEPH | CHIEF COMPLIANCE OFFICER |
| FEENEY, TERRI, ANN | CHIEF FINANCIAL OFFICER |
| SULLIVAN, KARLA, ANNE | GENERAL COUNSEL |
| RYAN, SHEILA, ANN | PRESIDENT, COLONY WEALTH MANAGEMENT |
| RUBIN, RONALD, JOSEPH | VICE-CHAIR AND CO-PRESIDENT |
| IOSOVICH, ZINOVY | CO-PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
211 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RACHEL ZIBRAK | BOSTON | MA | S65|2008-09-22 | ||||||
| LAURA GLENNON | BOSTON | MA | S63|2002-05-13|S66|2008-11-25|S65|2024-02-02 | ||||||
| RONALD RUBIN | BOSTON | MA | S65|1998-10-30 | ||||||
| MARGARET WELBORN | BOSTON | MA | S66|2012-02-27 | ||||||
| WILLIAM MASSE | BOSTON | MA | S65|2019-05-01 | CERTIFIED FINANCIAL PLANNER | |||||
| SETH HIEKEN | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| TYLER MURPHY | BOSTON | MA | S65|2015-02-23|S63|2013-11-25 | ||||||
| ANSWAN JOHNSON | BOSTON | MA | S65|2016-12-19 | ||||||
| STEVEN KEIRN | BOSTON | MA | S66|2006-02-08 | CERTIFIED FINANCIAL PLANNER | |||||
| JACK BAIRD | BOSTON | MA | S63|2010-07-23|S65|2023-03-21 | ||||||
| LORI DEANE | BOSTON | MA | S65|2007-12-06 | ||||||
| ANDREW VOGELSTEIN | BOSTON | MA | S63|1998-09-04 | ||||||
| DUKE DUNCAN | BOSTON | MA | S65|2018-05-24 | ||||||
| ANTHONY KOSINSKI | BOSTON | MA | S66|2019-02-12 | ||||||
| DAVID VENEGAS | BOSTON | MA | S63|1992-09-21|S66|2020-01-28 | ||||||
| MIRIAM COOPER | BOSTON | MA | S63|1992-09-04|S65|2009-06-02 | ||||||
| NICOLE STEINWEDELL | BOSTON | MA | S65|2023-04-20 | ||||||
| ROBERT SCHUNDLER | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| GIANCARLO PLATI | BOSTON | MA | S63|2013-12-09|S65|2023-11-22 | ||||||
| BRADLEY LEVIN | BOSTON | MA | S63|1994-02-28|S65|1998-12-16 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $21.5 | $0.0 | 0% | 1,450 | 0 | 0% |
| 2024-04-02 | $21.5 | $0.0 | 0% | 450 | 1,000 | 222% |
| 2023-04-04 | $18.8 | $2.6 | 14% | 360 | 1,090 | 303% |
| 2022-04-01 | $18.6 | $2.8 | 15% | 320 | 1,130 | 353% |
| 2021-04-05 | $13.1 | $8.4 | 64% | 250 | 1,200 | 480% |
| 2020-04-01 | $11.6 | $9.9 | 86% | 240 | 1,210 | 504% |
| 2019-04-01 | $7.6 | $13.9 | 182% | 160 | 1,290 | 806% |
| 2018-04-02 | $5.2 | $16.3 | 311% | 100 | 1,350 | 1350% |
| 2017-04-01 | $5.2 | $16.3 | 311% | 100 | 1,350 | 1350% |
| 2016-04-01 | $4.9 | $16.6 | 342% | 90 | 1,360 | 1511% |
| 2015-04-01 | $5.1 | $16.3 | 319% | 80 | 1,370 | 1712% |
| 2014-04-01 | $3.4 | $18.1 | 534% | 65 | 1,385 | 2131% |
| 2013-04-01 | $2.6 | $18.9 | 725% | 60 | 1,390 | 2317% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-07/20/2022, AL-10/13/2021, AR-03/31/2023, AZ-12/07/2011, CA-12/07/2011, CO-12/07/2011, CT-12/07/2011, DC-12/07/2011, DE-12/07/2011, FL-12/07/2011, GA-02/25/2014, HI-04/29/2021, IA-03/31/2023, ID-02/10/2022, IL-08/18/2014, IN-12/12/2011, KS-03/31/2023, KY-03/31/2021, LA-07/27/2012, MA-12/07/2011, MD-12/07/2011, ME-12/07/2011, MI-03/19/2013, MN-12/14/2018, MO-10/13/2021, MS-03/31/2023, MT-03/31/2023, NC-12/07/2011, ND-03/31/2023, NE-04/02/2018, NH-12/07/2011, NJ-01/26/2012, NM-07/20/2022, NV-03/31/2021, NY-12/07/2011, OH-03/19/2013, OK-07/20/2022, OR-04/29/2021, PA-12/07/2011, RI-12/07/2011, SC-03/19/2013, SD-03/31/2023, TN-12/07/2011, TX-12/07/2011, UT-08/07/2018, VA-12/07/2011, VT-12/07/2011, WA-04/29/2021, WI-03/31/2021, WV-12/14/2018, WY-04/29/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV