GRESHAM INVESTMENT MANAGEMENT LLC
Latest filing: Sep 18, 2024 (66 days ago)
AUM
$6,171,203,123
-5% change vs. 1 year ago
12% change vs. 3 years ago
-4% change vs. 5 years ago
-60% change vs. 10 years ago
Employee Count
47
18% change vs. 1 year ago
18% change vs. 3 years ago
-15% change vs. 5 years ago
-19% change vs. 10 years ago
Main Office
NEW YORK, NY
19 UNION SQUARE WEST, 11TH FLOOR, NEW YORK, NY, UNITED STATES, 10003
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.2 |
| Non-Discretionary | $0.0 |
| Total | $6.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $3.7 |
| Institutional | $2.5 |
| Total | $6.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | PITTSBURGH-PA-USA | $0.7 |
| SG AMERICAS SECURITIES, LLC | NEW YORK-NY-USA | $0.4 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.3 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 61% | $1.5 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 3% | $0.1 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 36% | $0.9 |
| Other | 0% | $0.0 |
| Total | 100% | $2.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TEACHERS ADVISORS, LLC | $368.6 | 107157 | |
| TIAA-CREF INVESTMENT MANAGEMENT LLC | $249.9 | 107168 | |
| NUVEEN ASSET MANAGEMENT, LLC | $239.6 | 155584 | |
| NUVEEN FUND ADVISORS, LLC | $150.4 | 104626 | |
| NUVEEN ALTERNATIVES ADVISORS LLC | $141.6 | 160255 | |
| CHURCHILL ASSET MANAGEMENT LLC | $42.5 | 175092 | |
| WINSLOW CAPITAL MANAGEMENT LLC | $23.4 | 106940 | |
| CHURCHILL DLC ADVISOR LLC | $1.7 | 304945 | |
| AGR PARTNERS LLC | $1.1 | 283081 | |
| NUVEEN SECURITIES, LLC | $0.0 | broker-dealer | 469 |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - | |
| GLENNMONT ASSET MANAGEMENT LIMITED | $0.0 | - | |
| CLEAN ENERGY PARTNERS LLP | $0.0 | - | |
| GLENNMONT PARTNERS I LIMITED | $0.0 | - | |
| WESTCHESTER GROUP REAL ESTATE, INC. | $0.0 | - | |
| NUVEEN MANAGEMENT AIFM LIMITED | $0.0 | 283854 | |
| NUVEEN SINGAPORE PRIVATE LTD | $0.0 | - | |
| GRESHAM ASSET MANAGEMENT LLC | $0.0 | - | |
| NUVEEN ASSET MANAGEMENT EUROPE SARL | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| SPENCER, JONATHAN, SAMUEL | PRESIDENT & CHIEF INVESTMENT OFFICER |
| HEPWORTH, DOUGLAS, JON | CHIEF OPERATING OFFICER & CHIEF RISK OFFICER |
| GEHRIE, ADAM, ISAAC | CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL |
| TKACHEV, ANNA, M. | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $6.2 | $0.0 | 0% | 47 | 0 | 0% |
| 2024-04-02 | $6.1 | $0.0 | 1% | 47 | 0 | 0% |
| 2023-04-04 | $6.5 | -$0.3 | -5% | 40 | 7 | 18% |
| 2022-04-01 | $6.0 | $0.2 | 3% | 39 | 8 | 21% |
| 2021-04-05 | $5.5 | $0.7 | 12% | 40 | 7 | 18% |
| 2020-04-01 | $5.9 | $0.3 | 4% | 48 | -1 | -2% |
| 2019-04-01 | $6.4 | -$0.3 | -4% | 55 | -8 | -15% |
| 2018-04-02 | $7.5 | -$1.3 | -18% | 54 | -7 | -13% |
| 2017-04-01 | $8.5 | -$2.3 | -27% | 57 | -10 | -18% |
| 2016-04-01 | $8.6 | -$2.4 | -28% | 53 | -6 | -11% |
| 2015-04-01 | $12.7 | -$6.5 | -51% | 57 | -10 | -18% |
| 2014-04-01 | $15.5 | -$9.4 | -60% | 58 | -11 | -19% |
| 2013-04-01 | $16.8 | -$10.7 | -63% | 52 | -5 | -10% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, DE-03/30/2016 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV