AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $6.2 |
Non-Discretionary | $0.0 |
Total | $6.2 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $3.7 |
Institutional | $2.5 |
Total | $6.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON | PITTSBURGH-PA-USA | $0.7 |
SG AMERICAS SECURITIES, LLC | NEW YORK-NY-USA | $0.4 |
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.3 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $2.5 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $2.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 61% | $1.5 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 3% | $0.1 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 36% | $0.9 |
Other | 0% | $0.0 |
Total | 100% | $2.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
TEACHERS ADVISORS, LLC | $368.6 | 107157 | |
TIAA-CREF INVESTMENT MANAGEMENT LLC | $249.9 | 107168 | |
NUVEEN ASSET MANAGEMENT, LLC | $239.6 | 155584 | |
NUVEEN FUND ADVISORS, LLC | $150.4 | 104626 | |
NUVEEN ALTERNATIVES ADVISORS LLC | $141.6 | 160255 | |
CHURCHILL ASSET MANAGEMENT LLC | $42.5 | 175092 | |
WINSLOW CAPITAL MANAGEMENT LLC | $23.4 | 106940 | |
CHURCHILL DLC ADVISOR LLC | $1.7 | 304945 | |
AGR PARTNERS LLC | $1.1 | 283081 | |
NUVEEN SECURITIES, LLC | $0.0 | broker-dealer | 469 |
NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - | |
GLENNMONT ASSET MANAGEMENT LIMITED | $0.0 | - | |
CLEAN ENERGY PARTNERS LLP | $0.0 | - | |
GLENNMONT PARTNERS I LIMITED | $0.0 | - | |
WESTCHESTER GROUP REAL ESTATE, INC. | $0.0 | - | |
NUVEEN MANAGEMENT AIFM LIMITED | $0.0 | 283854 | |
NUVEEN SINGAPORE PRIVATE LTD | $0.0 | - | |
GRESHAM ASSET MANAGEMENT LLC | $0.0 | - | |
NUVEEN ASSET MANAGEMENT EUROPE SARL | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
15 active
Name | Title |
---|---|
SPENCER, JONATHAN, SAMUEL | PRESIDENT & CHIEF INVESTMENT OFFICER |
HEPWORTH, DOUGLAS, JON | CHIEF OPERATING OFFICER & CHIEF RISK OFFICER |
GEHRIE, ADAM, ISAAC | CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL |
TKACHEV, ANNA, M. | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $6.2 | $0.0 | 0% | 47 | 0 | 0% |
2024-04-02 | $6.1 | $0.0 | 1% | 47 | 0 | 0% |
2023-04-04 | $6.5 | -$0.3 | -5% | 40 | 7 | 18% |
2022-04-01 | $6.0 | $0.2 | 3% | 39 | 8 | 21% |
2021-04-05 | $5.5 | $0.7 | 12% | 40 | 7 | 18% |
2020-04-01 | $5.9 | $0.3 | 4% | 48 | -1 | -2% |
2019-04-01 | $6.4 | -$0.3 | -4% | 55 | -8 | -15% |
2018-04-02 | $7.5 | -$1.3 | -18% | 54 | -7 | -13% |
2017-04-01 | $8.5 | -$2.3 | -27% | 57 | -10 | -18% |
2016-04-01 | $8.6 | -$2.4 | -28% | 53 | -6 | -11% |
2015-04-01 | $12.7 | -$6.5 | -51% | 57 | -10 | -18% |
2014-04-01 | $15.5 | -$9.4 | -60% | 58 | -11 | -19% |
2013-04-01 | $16.8 | -$10.7 | -63% | 52 | -5 | -10% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, DE-03/30/2016 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV