AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $368.6 |
Non-Discretionary | $0.0 |
Total | $368.6 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $228.7 |
Institutional | $139.9 |
Total | $368.6 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CITIBANK | NEW YORK-NY-USA | $145.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $139.9 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $139.9 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 11% | $15.4 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 11% | $15.4 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 67% | $93.7 |
HY Credit | 7% | $9.8 |
Derivatives | 1% | $1.4 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 4% | $5.6 |
Total | 101% | $141.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
TIAA-CREF INVESTMENT MANAGEMENT LLC | $249.9 | 107168 | |
NUVEEN ASSET MANAGEMENT, LLC | $239.6 | 155584 | |
NUVEEN FUND ADVISORS, LLC | $150.4 | 104626 | |
NUVEEN ALTERNATIVES ADVISORS LLC | $141.6 | 160255 | |
TIAA-CREF TUITION FINANCING, INC. | $43.1 | municipal advisor | 108580 |
CHURCHILL ASSET MANAGEMENT LLC | $42.5 | 175092 | |
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | $32.7 | broker-dealer | 20472 |
WINSLOW CAPITAL MANAGEMENT LLC | $23.4 | 106940 | |
TIAA KASPICK, LLC | $8.1 | 104554 | |
GRESHAM INVESTMENT MANAGEMENT LLC | $6.2 | 134392 | |
CHURCHILL DLC ADVISOR LLC | $1.7 | 304945 | |
AGR PARTNERS LLC | $1.1 | 283081 | |
TIAA-CREF ASSET MANAGEMENT LLC | $0.0 | - | |
NUVEEN ASSET MANAGEMENT EUROPE SARL | $0.0 | - | |
WESTCHESTER GROUP REAL ESTATE, INC | $0.0 | - | |
GLENNMONT PARTNERS I LIMITED | $0.0 | - | |
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | $0.0 | - | |
TIAA-CREF LIFE INSURANCE COMPANY | $0.0 | - | |
NUVEEN SINGAPORE PRIVATE LTD | $0.0 | - | |
CLEAN ENERGY PARTNERS | $0.0 | - | |
GLENNMONT ASSET MANAGEMENT LIMITED | $0.0 | - | |
NUVEEN MANAGEMENT AIFM LIMITED | $0.0 | 283854 | |
TIAA TRUST, N.A. | $0.0 | - | |
TIAA-CREF REAL PROPERTY FUND GP LLC | $0.0 | - | |
TIAA-CREF INSURANCE AGENCY, LLC | $0.0 | - | |
NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - | |
NUVEEN SECURITIES, LLC | $0.0 | broker-dealer | 469 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
Name | Title |
---|---|
BRUNET, STUART, REDMAN | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER |
HUFFMAN, WILLIAM, THOMAS | PRESIDENT |
WHITTEN, CINDA, DAWN | OFFICER - SENIOR MANAGING DIRECTOR |
MCCANN, JOHN, MICHAEL | ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY, MANAGING DIRECTOR |
SENDLAK, MEGAN, EILEEN | CONTROLLER AND MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-11-01 | $368.6 | $0.0 | 0% | 398 | 0 | 0% |
2024-04-02 | $368.6 | $0.0 | 0% | 398 | 0 | 0% |
2023-04-04 | $341.3 | $27.3 | 8% | 407 | -9 | -2% |
2022-04-01 | $471.7 | -$103.1 | -22% | 344 | 54 | 16% |
2021-04-05 | $441.1 | -$72.5 | -16% | 350 | 48 | 14% |
2020-04-01 | $394.6 | -$26.0 | -7% | 368 | 30 | 8% |
2019-04-01 | $295.9 | $72.7 | 25% | 386 | 12 | 3% |
2018-04-02 | $142.1 | $226.5 | 159% | 288 | 110 | 38% |
2017-04-01 | $114.7 | $254.0 | 221% | 585 | -187 | -32% |
2016-04-01 | $96.2 | $272.5 | 283% | 977 | -579 | -59% |
2015-04-01 | $93.2 | $275.4 | 295% | 1,149 | -751 | -65% |
2014-04-01 | $79.2 | $289.5 | 366% | 1,135 | -737 | -65% |
2013-04-01 | $45.5 | $323.1 | 710% | 976 | -578 | -59% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV