NUVEEN FUND ADVISORS, LLC
Latest filing: Mar 28, 2024 (240 days ago)
AUM
$150,368,021,677
2% change vs. 1 year ago
-4% change vs. 3 years ago
11% change vs. 5 years ago
39% change vs. 10 years ago
Employee Count
146
0% change vs. 1 year ago
29% change vs. 3 years ago
46% change vs. 5 years ago
265% change vs. 10 years ago
Main Office
CHICAGO, IL
333 WEST WACKER DRIVE, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $150.4 |
| Non-Discretionary | $0.0 |
| Total | $150.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $150.4 |
| Institutional | $0.0 |
| Total | $150.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TEACHERS ADVISORS, LLC | $368.6 | 107157 | |
| TIAA-CREF INVESTMENT MANAGEMENT LLC | $249.9 | 107168 | |
| NUVEEN ASSET MANAGEMENT, LLC | $239.6 | 155584 | |
| NUVEEN ALTERNATIVES ADVISORS LLC | $141.6 | 160255 | |
| CHURCHILL ASSET MANAGEMENT LLC | $42.5 | 175092 | |
| WINSLOW CAPITAL MANAGEMENT LLC | $23.4 | 106940 | |
| GRESHAM INVESTMENT MANAGEMENT LLC | $6.2 | 134392 | |
| CHURCHILL DLC ADVISOR LLC | $1.7 | 304945 | |
| AGR PARTNERS LLC | $1.1 | 283081 | |
| NUVEEN HONG KONG LIMITED | $0.0 | - | |
| NUVEEN ASSET MANAGEMENT EUROPE SARL | $0.0 | - | |
| GLENNMONT ASSET MANAGEMENT LIMITED | $0.0 | - | |
| NUVEEN SECURITIES, LLC | $0.0 | broker-dealer | 469 |
| CLEAN ENERGY PARTNERS LLP | $0.0 | - | |
| WESTCHESTER GROUP REAL ESTATE, INC. | $0.0 | - | |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - | |
| NUVEEN MANAGEMENT AIFM LIMITED | $0.0 | 283854 | |
| GLENNMONT PARTNERS I LIMITED | $0.0 | - | |
| NUVEEN SINGAPORE PRIVATE LTD | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| PERRY, MICHAEL, ANDREW | EXECUTIVE VICE PRESIDENT |
| MOGAVERO, ERIK, PETER | CHIEF COMPLIANCE OFFICER |
| SALAMI, OLUSEUN, S. | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
| WHITTEN, CINDA, DAWN | HEAD OF GLOBAL INVESTMENT OPERATIONS |
| MCCANN, JOHN, MICHAEL | MANAGING DIRECTOR, GENERAL COUNSEL & ASSISTANT SECRETARY |
| RAMSAY, MARY, BETH | CHIEF RISK OFFICER, NUVEEN |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $150.4 | $0.0 | 0% | 146 | 0 | 0% |
| 2024-04-02 | $150.4 | $0.0 | 0% | 146 | 0 | 0% |
| 2023-04-04 | $147.7 | $2.7 | 2% | 146 | 0 | 0% |
| 2022-04-01 | $193.6 | -$43.2 | -22% | 125 | 21 | 17% |
| 2021-04-05 | $156.5 | -$6.2 | -4% | 113 | 33 | 29% |
| 2020-04-01 | $158.3 | -$7.9 | -5% | 94 | 52 | 55% |
| 2019-04-01 | $135.3 | $15.0 | 11% | 100 | 46 | 46% |
| 2018-04-02 | $139.2 | $11.1 | 8% | 52 | 94 | 181% |
| 2017-04-01 | $125.8 | $24.6 | 20% | 55 | 91 | 165% |
| 2016-04-01 | $120.5 | $29.8 | 25% | 57 | 89 | 156% |
| 2015-04-01 | $121.6 | $28.8 | 24% | 39 | 107 | 274% |
| 2014-04-01 | $108.4 | $42.0 | 39% | 40 | 106 | 265% |
| 2013-04-01 | $108.4 | $42.0 | 39% | 40 | 106 | 265% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AK-04/21/1994, AL-05/27/1994, AR-05/02/1994, AZ-08/29/1994, CA-11/16/1993, CO-01/01/1999, CT-12/31/1997, DC-03/19/1997, DE-08/19/2003, FL-06/17/1994, GA-02/01/1993, HI-10/05/1994, IA-01/01/1999, ID-04/26/1994, IL-05/27/1998, IN-02/06/2001, KS-07/08/1994, KY-04/18/1989, LA-10/12/2001, MA-03/01/1997, MD-06/08/1994, ME-03/13/1997, MI-04/17/1998, MN-04/26/1994, MO-10/25/1990, MS-12/01/1997, MT-04/24/1994, NC-12/19/2000, ND-06/02/1994, NE-09/26/1994, NH-05/19/1994, NJ-07/15/1994, NM-12/19/2000, NV-10/27/1993, NY-09/15/1994, OH-03/06/2000, OK-01/01/1998, OR-04/23/1998, PA-08/24/1989, PR-07/17/1998, RI-12/01/1995, SC-04/21/1994, SD-04/14/1994, TN-02/26/1990, TX-10/29/1990, UT-04/22/1994, VA-10/03/1990, VI-03/03/2005, VT-11/22/1994, WA-07/25/1994, WI-07/22/1993, WV-05/02/1994, WY-03/27/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV