GWN SECURITIES INC.

Latest filing: Mar 27, 2024 (217 days ago)

View on IAPD

Adviser Website

AUM

$3,079,617,915

8% change vs. 1 year ago

15% change vs. 3 years ago

52% change vs. 5 years ago

268% change vs. 10 years ago

Employee Count

755

0% change vs. 1 year ago

16% change vs. 3 years ago

12% change vs. 5 years ago

278% change vs. 10 years ago

Main Office

PALM BEACH GARDENS, FL

11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL, UNITED STATES, 33418-3764

Client AUM

Discretion	AUM
Discretionary	$3.1
Non-Discretionary	$0.0
Total	$3.1

Client	AUM
Retail	$3.1
Pooled	$0.0
Institutional	$0.0
Total	$3.1

Retail	Accounts	AUM
Individual	32,605	$2.8
Average Individual AUM		$84,435
HNW	1,216	$0.3
Average HNW AUM		$259,266
Retail Total	33,821	$3.1
Average Retail AUM		$90,721

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
FIDELITY BROKERAGE SERVICES LLC	SMITHFIELD-RI-USA	$1.5
PERSHING LLC	JERSEY CITY-NJ-USA	$0.3

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$3.1
Retail SMA AUM	$3.1
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	1%	$0.0
Equity Non-Exch	0%	$0.0
Govt Agency	1%	$0.0
Municipal	0%	$0.0
Sovereign	0%	$0.0
IG Credit	1%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	95%	$2.9
Other Pools	0%	$0.0
Cash	1%	$0.0
Other	1%	$0.0
Total	100%	$3.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
MONEY CONCEPTS CAPITAL CORP	$2.9	broker-dealer	12963
WIN ADVISORS, INC	$0.2		300351
GWN MARKETING, INC.	$0.0		-
ABACUS INVESTMENTS, INC.	$0.0	broker-dealer	35127

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name	Title
WALSH, DENIS STEPHEN IAPD Broker	CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT
WALSH, MARY THERESE IAPD Broker	SECRETARY
BORNHEIMER, LAURA JEANETTE IAPD Broker	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP
CORBIN, BRAD JEFFREY IAPD Broker	SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING
RITTMAN, BARRY RICHARD IAPD Broker	CFO FINOP VP

ADVDB.CO • SOURCE: SEC

Representatives

433 active representatives found, showing 20 random

Name	City	State	Exams	Designations
LAURIE ALLEN	PALM BEACH GARDENS	FL	S66\|2008-04-14	CERTIFIED FINANCIAL PLANNER
MILES BRESEE	PALM BEACH GARDENS	FL	S63\|2006-05-24\|S65\|2021-07-06
JAMES GATES	PALM BEACH GARDENS	FL	S65\|2020-09-17\|S63\|2021-08-26
MARK SCHINDLER	PALM BEACH GARDENS	FL	S63\|1986-07-14\|S65\|1997-09-02	CERTIFIED FINANCIAL PLANNER
DAVID DONOVAN	PALM BEACH GARDENS	FL	S63\|2006-01-27\|S65\|2007-02-07
CHARLES LOCHER	PALM BEACH GARDENS	FL	S63\|1986-02-14\|S66\|2008-01-25
DAVID SCHWENDTNER	PALM BEACH GARDENS	FL	S63\|2013-10-01\|S65\|2014-01-29
ODOLL WILLIAMS	PALM BEACH GARDENS	FL	S63\|1997-12-29\|S65\|1999-12-23
ALAN MENDLOWITZ	PALM BEACH GARDENS	FL	S63\|2012-11-05\|S66\|2015-01-20
LARRY PHAM	PALM BEACH GARDENS	FL	S63\|2015-04-23\|S65\|2021-04-30	CHARTERED FINANCIAL CONSULTANT
THOMAS KOPSIE	PALM BEACH GARDENS	FL	S63\|1994-08-01\|S66\|2007-01-05	CHARTERED FINANCIAL CONSULTANT
PAUL CARNAHAN	PALM BEACH GARDENS	FL	S66\|2008-10-24
VINCENT BATYR	PALM BEACH GARDENS	FL	S63\|1993-06-21\|S65\|2017-12-15
NANCY WILKINS	PALM BEACH GARDENS	FL	S63\|2002-04-29\|S65\|2022-05-13
GREGORY CLEARE	PALM BEACH GARDENS	FL	S63\|2004-06-30\|S65\|2006-02-25
CRAIG HANCOCK	PALM BEACH GARDENS	FL	S63\|1987-08-05	CERTIFIED FINANCIAL PLANNER
KAREN HO	PALM BEACH GARDENS	FL	S63\|2000-10-13\|S65\|2002-12-12	CERTIFIED FINANCIAL PLANNER
JOHN BANNAN	PALM BEACH GARDENS	FL	S63\|1994-01-28\|S65\|2016-05-05
JEFFREY KENYON	PALM BEACH GARDENS	FL	S63\|2003-07-15\|S65\|2007-09-27
GLENN MAYO	PALM BEACH GARDENS	FL	S63\|1994-10-19\|S65\|2006-06-22

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2024-10-01	$3.1	$0.0	0%	755	0	0%
2024-04-02	$3.1	$0.0	0%	755	0	0%
2023-04-04	$2.8	$0.2	8%	755	0	0%
2022-04-01	$3.1	-$0.1	-2%	759	-4	-1%
2021-04-05	$2.7	$0.4	15%	650	105	16%
2020-04-01	$2.3	$0.8	35%	650	105	16%
2019-04-01	$2.0	$1.0	52%	675	80	12%
2018-04-02	$1.8	$1.3	68%	650	105	16%
2017-04-01	$1.5	$1.5	101%	200	555	278%
2016-04-01	$1.4	$1.7	122%	200	555	278%
2015-04-01	$1.2	$1.8	148%	200	555	278%
2014-04-01	$0.8	$2.2	268%	200	555	278%
2013-04-01	$0.8	$2.3	309%	200	555	278%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

FL, AK-01/11/2010, AL-04/11/2007, AR-04/13/2007, AZ-04/23/2004, CA-03/16/2004, CO-08/13/2008, CT-01/11/2010, DC-01/11/2010, DE-03/16/2004, FL-01/07/2004, GA-03/16/2004, HI-03/01/2007, IA-03/22/2004, ID-11/02/2005, IL-08/13/2004, IN-04/11/2007, KS-01/11/2010, KY-05/25/2004, LA-04/10/2007, MA-01/11/2010, MD-03/16/2004, ME-01/11/2010, MI-03/16/2004, MN-01/11/2010, MO-04/23/2004, MS-01/11/2010, MT-01/11/2010, NC-04/23/2004, ND-01/11/2010, NE-05/02/2008, NH-01/11/2010, NJ-02/03/2004, NM-01/11/2010, NV-03/16/2004, NY-03/16/2004, OH-04/23/2004, OK-04/11/2007, OR-01/11/2010, PA-01/28/2004, RI-01/11/2010, SC-04/11/2007, SD-03/17/2004, TN-04/30/2004, TX-01/14/2005, UT-01/11/2010, VA-03/16/2004, VI-01/11/2010, VT-01/11/2010, WA-09/18/2009, WI-01/14/2005, WV-01/11/2010, WY-07/18/2017

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
MARKET TIMING

OTHER ACTIVITIES

BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV