GWN SECURITIES INC.

Latest filing: Mar 27, 2024 (242 days ago)
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AUM

$3,079,617,915
8% change vs. 1 year ago
15% change vs. 3 years ago
52% change vs. 5 years ago
268% change vs. 10 years ago

Employee Count

755
0% change vs. 1 year ago
16% change vs. 3 years ago
12% change vs. 5 years ago
278% change vs. 10 years ago

Main Office

PALM BEACH GARDENS, FL
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL, UNITED STATES, 33418-3764

Client AUM

Discretion AUM
Discretionary $3.1
Non-Discretionary $0.0
Total $3.1
Client AUM
Retail $3.1
Pooled $0.0
Institutional $0.0
Total $3.1
Retail Accounts AUM
Individual 32,605 $2.8
Average Individual AUM $84,435
HNW 1,216 $0.3
Average HNW AUM $259,266
Retail Total 33,821 $3.1
Average Retail AUM $90,721

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
FIDELITY BROKERAGE SERVICES LLC SMITHFIELD-RI-USA $1.5
PERSHING LLC JERSEY CITY-NJ-USA $0.3

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $3.1
Retail SMA AUM $3.1
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 1% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 95% $2.9
Other Pools 0% $0.0
Cash 1% $0.0
Other 1% $0.0
Total 100% $3.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MONEY CONCEPTS CAPITAL CORP $2.9 broker-dealer 12963
WIN ADVISORS, INC $0.2 300351
GWN MARKETING, INC. $0.0 -
ABACUS INVESTMENTS, INC. $0.0 broker-dealer 35127

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
WALSH, DENIS STEPHEN CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT
WALSH, MARY THERESE SECRETARY
BORNHEIMER, LAURA JEANETTE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP
CORBIN, BRAD JEFFREY SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING
RITTMAN, BARRY RICHARD CFO FINOP VP

ADVDB.CO • SOURCE: SEC

Representatives

433 active representatives found, showing 20 random

Name City State Exams Designations
ODOLL WILLIAMS PALM BEACH GARDENS FL S63|1997-12-29|S65|1999-12-23
SEAN MURPHY PALM BEACH GARDENS FL S66|2023-11-29
JON BARTHOLOMEW PALM BEACH GARDENS FL S66|2013-07-02
RANDY ARANOWITZ PALM BEACH GARDENS FL S63|1984-09-13|S66|2007-01-05
SAM SPAULDING PALM BEACH GARDENS FL S65|2017-07-01|S63|2021-02-16
CARTER POTTS PALM BEACH GARDENS FL S63|2002-12-02|S65|2003-05-02|S66|2008-02-11
KEVIN CONROY PALM BEACH GARDENS FL S63|1996-06-12|S65|1996-07-03
JOHN BANNAN PALM BEACH GARDENS FL S63|1994-01-28|S65|2016-05-05
MARY EARL PALM BEACH GARDENS FL S63|1988-03-25|S65|2003-11-10
ERIC GERSTEIN PALM BEACH GARDENS FL S63|1989-05-02
TYLER ZABORSKY PALM BEACH GARDENS FL S66|2013-04-01
JOHN DUCHAINE PALM BEACH GARDENS FL S63|1985-04-16|S65|1999-07-07 CHARTERED FINANCIAL CONSULTANT
SERGEY LYUBYATINSKIY PALM BEACH GARDENS FL S66|2017-11-22
THOMAS KOPSIE PALM BEACH GARDENS FL S63|1994-08-01|S66|2007-01-05 CHARTERED FINANCIAL CONSULTANT
NICHOLAS RUSSO PALM BEACH GARDENS FL S63|2017-06-29
TERRY BUCZKOWSKI PALM BEACH GARDENS FL S63|2005-09-07|S65|1997-04-24 CHARTERED FINANCIAL CONSULTANT
LAURA SIVALIA PALM BEACH GARDENS FL S63|2015-01-17|S65|2016-11-14
CORTNEY WALKER PALM BEACH GARDENS FL S66|2010-12-20
EDWARD MAGETT PALM BEACH GARDENS FL S63|2011-06-10
SUSAN FRISTOE PALM BEACH GARDENS FL S63|1993-04-05|S65|2006-12-22

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-11-01 $3.1 $0.0 0% 755 0 0%
2024-04-02 $3.1 $0.0 0% 755 0 0%
2023-04-04 $2.8 $0.2 8% 755 0 0%
2022-04-01 $3.1 -$0.1 -2% 759 -4 -1%
2021-04-05 $2.7 $0.4 15% 650 105 16%
2020-04-01 $2.3 $0.8 35% 650 105 16%
2019-04-01 $2.0 $1.0 52% 675 80 12%
2018-04-02 $1.8 $1.3 68% 650 105 16%
2017-04-01 $1.5 $1.5 101% 200 555 278%
2016-04-01 $1.4 $1.7 122% 200 555 278%
2015-04-01 $1.2 $1.8 148% 200 555 278%
2014-04-01 $0.8 $2.2 268% 200 555 278%
2013-04-01 $0.8 $2.3 309% 200 555 278%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, AK-01/11/2010, AL-04/11/2007, AR-04/13/2007, AZ-04/23/2004, CA-03/16/2004, CO-08/13/2008, CT-01/11/2010, DC-01/11/2010, DE-03/16/2004, FL-01/07/2004, GA-03/16/2004, HI-03/01/2007, IA-03/22/2004, ID-11/02/2005, IL-08/13/2004, IN-04/11/2007, KS-01/11/2010, KY-05/25/2004, LA-04/10/2007, MA-01/11/2010, MD-03/16/2004, ME-01/11/2010, MI-03/16/2004, MN-01/11/2010, MO-04/23/2004, MS-01/11/2010, MT-01/11/2010, NC-04/23/2004, ND-01/11/2010, NE-05/02/2008, NH-01/11/2010, NJ-02/03/2004, NM-01/11/2010, NV-03/16/2004, NY-03/16/2004, OH-04/23/2004, OK-04/11/2007, OR-01/11/2010, PA-01/28/2004, RI-01/11/2010, SC-04/11/2007, SD-03/17/2004, TN-04/30/2004, TX-01/14/2005, UT-01/11/2010, VA-03/16/2004, VI-01/11/2010, VT-01/11/2010, WA-09/18/2009, WI-01/14/2005, WV-01/11/2010, WY-07/18/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
MARKET TIMING
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV