GWN SECURITIES INC.

Latest filing: Mar 27, 2024 (387 days ago)
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Adviser Website

AUM

$3,079,617,915
0% change vs. 1 year ago
-2% change vs. 3 years ago
35% change vs. 5 years ago
148% change vs. 10 years ago

Employee Count

755
0% change vs. 1 year ago
-1% change vs. 3 years ago
16% change vs. 5 years ago
278% change vs. 10 years ago

Main Office

PALM BEACH GARDENS, FL
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL, UNITED STATES, 33418-3764

Client AUM

Discretion AUM
Discretionary $3.1
Non-Discretionary $0.0
Total $3.1
Client AUM
Retail $3.1
Pooled $0.0
Institutional $0.0
Total $3.1
Retail Accounts AUM
Individual 32,605 $2.8
Average Individual AUM $84,435
HNW 1,216 $0.3
Average HNW AUM $259,266
Retail Total 33,821 $3.1
Average Retail AUM $90,721

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
FIDELITY BROKERAGE SERVICES LLC SMITHFIELD-RI-USA $1.5
PERSHING LLC JERSEY CITY-NJ-USA $0.3

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $3.1
Retail SMA AUM $3.1
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 1% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 95% $2.9
Other Pools 0% $0.0
Cash 1% $0.0
Other 1% $0.0
Total 100% $3.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MONEY CONCEPTS CAPITAL CORP $3.3 broker-dealer 12963
WIN ADVISORS, INC $0.2 300351
GWN MARKETING, INC. $0.0 -
ABACUS INVESTMENTS, INC. $0.0 broker-dealer 35127

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
WALSH, DENIS STEPHEN CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT
WALSH, MARY THERESE SECRETARY
BORNHEIMER, LAURA JEANETTE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP
CORBIN, BRAD JEFFREY SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING
RITTMAN, BARRY RICHARD CFO FINOP VP

ADVDB.CO • SOURCE: SEC

Representatives

433 active representatives found, showing 20 random

Name City State Exams Designations
TYRONE HUTCHINSON PALM BEACH GARDENS FL S66|2012-05-11
DAVID HAASE PALM BEACH GARDENS FL S63|1997-10-20|S65|2002-05-31 CERTIFIED FINANCIAL PLANNER
SUSAN FRISTOE PALM BEACH GARDENS FL S63|1993-04-05|S65|2006-12-22
ERIC GERSTEIN PALM BEACH GARDENS FL S63|1989-05-02
KRISTOPHER ZISKIN PALM BEACH GARDENS FL S66|2011-07-28
CLIFFORD GOULD PALM BEACH GARDENS FL S63|2000-11-13|S65|2004-01-23
JULIE ARANOWITZ PALM BEACH GARDENS FL S63|2016-02-12|S65|2016-07-23 CERTIFIED FINANCIAL PLANNER
DANIEL FIALA PALM BEACH GARDENS FL S65|2014-03-07|S63|2013-10-05
TOBY LEWIS PALM BEACH GARDENS FL S63|2006-06-16|S65|2011-07-07
AARON HOLDER PALM BEACH GARDENS FL S63|2008-03-17|S65|2010-06-30 CERTIFIED FINANCIAL PLANNER
RYAN OZATA PALM BEACH GARDENS FL S66|2007-01-12
MARK SCHINDLER PALM BEACH GARDENS FL S63|1986-07-14|S65|1997-09-02 CERTIFIED FINANCIAL PLANNER
ANDREW BAIRD PALM BEACH GARDENS FL S66|2017-07-21
BARRY LUTFY PALM BEACH GARDENS FL S63|1989-09-18|S65|2015-07-27
ROBERT THOMAS PALM BEACH GARDENS FL S66|2012-09-13
WILLIAM BENJAMIN PALM BEACH GARDENS FL S66|2018-03-12
CORTNEY WALKER PALM BEACH GARDENS FL S66|2010-12-20
DONNA WEBB PALM BEACH GARDENS FL S63|2018-12-18|S65|2023-05-26
DAVID FLYNN PALM BEACH GARDENS FL S63|1999-10-15|S65|2005-10-17 CHARTERED FINANCIAL CONSULTANT
NICOLE BECKER PALM BEACH GARDENS FL S66|2006-12-18

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-03-06 $3.1 $0.0 0% 755 0 0%
2024-04-02 $3.1 $0.0 0% 755 0 0%
2023-04-04 $2.8 $0.2 8% 755 0 0%
2022-04-01 $3.1 -$0.1 -2% 759 -4 -1%
2021-04-05 $2.7 $0.4 15% 650 105 16%
2020-04-01 $2.3 $0.8 35% 650 105 16%
2019-04-01 $2.0 $1.0 52% 675 80 12%
2018-04-02 $1.8 $1.3 68% 650 105 16%
2017-04-01 $1.5 $1.5 101% 200 555 278%
2016-04-01 $1.4 $1.7 122% 200 555 278%
2015-04-01 $1.2 $1.8 148% 200 555 278%
2014-04-01 $0.8 $2.2 268% 200 555 278%
2013-04-01 $0.8 $2.3 309% 200 555 278%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, AK-01/11/2010, AL-04/11/2007, AR-04/13/2007, AZ-04/23/2004, CA-03/16/2004, CO-08/13/2008, CT-01/11/2010, DC-01/11/2010, DE-03/16/2004, FL-01/07/2004, GA-03/16/2004, HI-03/01/2007, IA-03/22/2004, ID-11/02/2005, IL-08/13/2004, IN-04/11/2007, KS-01/11/2010, KY-05/25/2004, LA-04/10/2007, MA-01/11/2010, MD-03/16/2004, ME-01/11/2010, MI-03/16/2004, MN-01/11/2010, MO-04/23/2004, MS-01/11/2010, MT-01/11/2010, NC-04/23/2004, ND-01/11/2010, NE-05/02/2008, NH-01/11/2010, NJ-02/03/2004, NM-01/11/2010, NV-03/16/2004, NY-03/16/2004, OH-04/23/2004, OK-04/11/2007, OR-01/11/2010, PA-01/28/2004, RI-01/11/2010, SC-04/11/2007, SD-03/17/2004, TN-04/30/2004, TX-01/14/2005, UT-01/11/2010, VA-03/16/2004, VI-01/11/2010, VT-01/11/2010, WA-09/18/2009, WI-01/14/2005, WV-01/11/2010, WY-07/18/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
MARKET TIMING
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV