MONEY CONCEPTS ADVISORY SERVICE
Latest filing: Mar 20, 2025 (22 days ago)
AUM
$3,328,625,395
0% change vs. 1 year ago
-7% change vs. 3 years ago
4% change vs. 5 years ago
202% change vs. 10 years ago
Employee Count
431
0% change vs. 1 year ago
-22% change vs. 3 years ago
-24% change vs. 5 years ago
-22% change vs. 10 years ago
Main Office
PALM BEACH GARDENS, VI
11440 JOG ROAD, PALM BEACH GARDENS, VI, UNITED STATES, 33418
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.0 |
| Non-Discretionary | $1.3 |
| Total | $3.3 |
| Client | AUM |
|---|---|
| Retail | $3.3 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $3.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 14,243 | $2.4 |
| Average Individual AUM | $171,718 | |
| HNW | 430 | $0.8 |
| Average HNW AUM | $1,907,672 | |
| Retail Total | 14,673 | $3.3 |
| Average Retail AUM | $222,591 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $2.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.3 |
| Retail SMA AUM | $3.3 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GWN SECURITIES INC. | $3.1 | broker-dealer | 128929 |
| WIN ADVISORS, INC | $0.2 | 300351 | |
| MONEY CONCEPTS INTERNATIONAL | $0.0 | - | |
| ABACUS INVESTMENTS, INC. | $0.0 | broker-dealer | 35127 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER |
| PERLOW, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS |
| PORTER, WILLIAM ALLEN | VICE PRESIDENT | MARKETING AND BUSINESS DEVELOPMENT |
| PARKER, KENNY RAY | SENIOR VICE PRESIDENT OF FINANCIAL INSTITUTIONS |
ADVDB.CO • SOURCE: SEC
Representatives
409 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANDREW LEE | PALM BEACH GARDENS | FL | S63|1995-04-06|S65|1999-05-18 | ||||||
| AARON BOYER | PALM BEACH GARDENS | FL | S66|2006-11-27 | CERTIFIED FINANCIAL PLANNER | |||||
| MELVIN MILLS | PALM BEACH GARDENS | FL | S63|1993-06-15|S65|2017-07-24 | ||||||
| EVERTON ROBINSON | PALM BEACH GARDENS | FL | S66|2017-03-14 | ||||||
| ROBERT MORITZ | PALM BEACH GARDENS | FL | S66|2006-01-13 | CERTIFIED FINANCIAL PLANNER | |||||
| STEPHEN FISHER | PALM BEACH GARDENS | FL | S63|1994-09-22|S65|1999-08-20 | CERTIFIED FINANCIAL PLANNER | |||||
| RICHARD PATIENT | PALM BEACH GARDENS | FL | S66|1998-06-01 | ||||||
| BRIAN MCCLESKEY | PALM BEACH GARDENS | FL | S65|2008-02-11|S66|2003-06-27 | CHARTERED FINANCIAL ANALYST | |||||
| RICK SCHOFIELD | PALM BEACH GARDENS | FL | S63|1992-02-06 | CHARTERED FINANCIAL CONSULTANT | |||||
| CHRISTOPHER BLAIR | PALM BEACH GARDENS | FL | S63|1994-11-17|S65|1996-10-22 | CERTIFIED FINANCIAL PLANNER | |||||
| JODI KRAUSMAN | PALM BEACH GARDENS | FL | S66|2016-06-17 | ||||||
| MICHAEL KAPILOFF | PALM BEACH GARDENS | FL | S63|2014-05-02 | CHARTERED FINANCIAL CONSULTANT | |||||
| MATTHEW APODACA | PALM BEACH GARDENS | FL | S66|2009-10-16 | ||||||
| FRANCIS LANN | PALM BEACH GARDENS | FL | S65|2012-10-11|S63|2014-05-29 | ||||||
| RONALD WEST | PALM BEACH GARDENS | FL | S63|1988-02-19|S66|2007-05-04 | CHARTERED FINANCIAL CONSULTANT | |||||
| FREDERICK PAIGE | PALM BEACH GARDENS | FL | S63|1991-12-24|S65|2001-07-28 | ||||||
| BRENNAN SCHOFIELD | PALM BEACH GARDENS | FL | S63|2023-07-18|S65|2023-06-24 | ||||||
| MICHAEL BARNES | PALM BEACH GARDENS | FL | S66|2001-02-05 | ||||||
| AARON CARLSON | PALM BEACH GARDENS | FL | S66|2009-12-10 | ||||||
| ERICH FISCHER | PALM BEACH GARDENS | FL | S66|2018-07-16 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $2.9 | $0.0 | 0% | 407 | 0 | 0% |
| 2024-04-02 | $2.9 | $0.0 | 0% | 407 | 0 | 0% |
| 2023-04-04 | $2.6 | $0.3 | 10% | 429 | -22 | -5% |
| 2022-04-01 | $3.1 | -$0.2 | -7% | 519 | -112 | -22% |
| 2021-04-05 | $3.3 | -$0.4 | -12% | 533 | -126 | -24% |
| 2020-04-01 | $2.8 | $0.1 | 4% | 538 | -131 | -24% |
| 2019-04-01 | $2.2 | $0.7 | 33% | 545 | -138 | -25% |
| 2018-04-02 | $2.0 | $0.9 | 44% | 537 | -130 | -24% |
| 2017-04-01 | $1.4 | $1.5 | 105% | 510 | -103 | -20% |
| 2016-04-01 | $1.2 | $1.7 | 146% | 524 | -117 | -22% |
| 2015-04-01 | $1.0 | $1.9 | 202% | 519 | -112 | -22% |
| 2014-04-01 | $1.0 | $1.9 | 204% | 575 | -168 | -29% |
| 2013-04-01 | $0.8 | $2.1 | 243% | 575 | -168 | -29% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| VI-10/28/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV