WIN ADVISORS, INC

Latest filing: Apr 30, 2024 (208 days ago)
View on IAPD
Adviser Website

AUM

$246,320,866
-18% change vs. 1 year ago
18% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

4
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

PALM BEACH GARDENS, FL
11440 JOG ROAD, PALM BEACH GARDENS, FL, UNITED STATES, 33418

Client AUM

Discretion AUM
Discretionary $0.2
Non-Discretionary $0.0
Total $0.2
Client AUM
Retail $0.2
Pooled $0.0
Institutional $0.0
Total $0.2
Retail Accounts AUM
Individual 2,375 $0.2
Average Individual AUM $101,489
HNW 0 $0.0
Average HNW AUM $0
Retail Total 2,375 $0.2
Average Retail AUM $101,489

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY-NJ-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.2
Retail SMA AUM $0.2
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 89% $0.2
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 9% $0.0
Other Pools 0% $0.0
Cash 2% $0.0
Other 0% $0.0
Total 100% $0.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
GWN SECURITIES INC. $3.1 broker-dealer 128929
MONEY CONCEPTS CAPITAL CORP $2.9 broker-dealer 12963
MONEY CONCEPTS INTERNATIONAL $0.0 -
ABACUS INVESTMENTS, INC. $0.0 broker-dealer 35127

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

4 active

Name Title
WALSH, DENIS, STEPHEN DIRECTOR AND PRESIDENT
RITTMAN, BARRY, RICHARD TREASURER
WALSH, MARY, THERESE SECRETARY AND CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-11-01 $0.2 $0.0 0% 4 0 0%
2024-04-02 $0.2 $0.0 0% 4 0 0%
2023-04-04 $0.3 -$0.1 -18% 4 0 0%
2022-04-01 $0.5 -$0.2 -49% 4 0 0%
2021-04-05 $0.2 $0.0 18% 4 0 0%
2020-04-01 $0.1 $0.2 287% 13 -9 -69%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, AK-05/24/2019, AL-05/24/2019, AR-05/24/2019, AZ-05/24/2019, CA-05/24/2019, CO-05/24/2019, CT-05/24/2019, DC-05/24/2019, DE-05/24/2019, FL-05/24/2019, GA-05/24/2019, HI-05/24/2019, IA-05/24/2019, ID-05/24/2019, IL-05/24/2019, IN-05/24/2019, KS-05/24/2019, KY-05/24/2019, LA-05/24/2019, MA-05/24/2019, MD-05/24/2019, ME-05/24/2019, MI-05/24/2019, MN-05/24/2019, MO-05/24/2019, MS-05/24/2019, MT-05/24/2019, NC-05/24/2019, ND-05/24/2019, NE-05/24/2019, NH-05/24/2019, NJ-05/24/2019, NM-05/24/2019, NV-05/24/2019, NY-05/24/2019, OH-05/24/2019, OK-05/24/2019, OR-05/24/2019, PA-05/24/2019, PR-05/24/2019, RI-05/24/2019, SC-05/24/2019, SD-05/24/2019, TN-05/24/2019, TX-05/24/2019, UT-05/24/2019, VA-05/24/2019, VI-05/24/2019, VT-05/24/2019, WA-05/24/2019, WI-05/24/2019, WV-05/24/2019, WY-05/24/2019
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV