AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $314.5 |
| Non-Discretionary | $231.0 |
| Total | $545.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $543.4 |
| Institutional | $2.2 |
| Total | $545.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| SEI PRIVATE TRUST BANK | OAKS-PA-USA | $1.5 |
| JP MORGAN CHASE | NEW YORK-NY-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $2.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 3% | $0.1 |
| Total | 100% | $2.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| INVESCO ADVISERS, INC. | $746.3 | 105360 | |
| INVESCO ASSET MANAGEMENT LTD. | $107.4 | 109985 | |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | $56.5 | 107155 | |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | $31.1 | 107590 | |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | $28.7 | 143238 | |
| INVESCO HONG KONG LIMITED | $26.0 | 109923 | |
| INVESCO CANADA LTD. | $18.2 | 126572 | |
| INVESCO MANAGED ACCOUNTS, LLC | $17.5 | 154461 | |
| INVESCO REAL ESTATE MANAGEMENT S.À R.L. | $15.2 | 286069 | |
| INVESCO LOAN MANAGER, LLC | $14.6 | 306746 | |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | $10.3 | 285620 | |
| INVESCO INVESTMENT ADVISERS LLC | $5.1 | 104885 | |
| WL ROSS & CO. LLC | $1.3 | 141854 | |
| INVESCO PRIVATE CAPITAL, INC. | $0.8 | 107584 | |
| OPPENHEIMERFUNDS INC | $0.2 | 104983 | |
| INTELLIFLO ADVISERS, INC. | $0.1 | 151692 | |
| INVESCO SPECIALIZED PRODUCTS, LLC | $0.0 | - | |
| INVESCO CLO EQUITY FUND IV L.P. | $0.0 | 317676 | |
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | $0.0 | 104979 | |
| INVESCO FUND MANAGERS LTD | $0.0 | - | |
| INVESCO CLO EQUITY FUND 3 L.P. | $0.0 | 307570 | |
| INVESCO CAPITAL MARKETS, INC. | $0.0 | broker-dealer | 6939 |
| INVESCO DISTRIBUTORS, INC. | $0.0 | broker-dealer | 7369 |
| INVESCO INVESTMENT MANAGEMENT LTD | $0.0 | - | |
| INVESCO PENSIONS LTD | $0.0 | - | |
| INVESCO EUROPEAN RR L.P. | $0.0 | 301129 | |
| INVESCO RR FUND L.P. | $0.0 | 301135 | |
| IRE (CAYMAN) LIMITED | $0.0 | 162075 | |
| INVESCO MANAGEMENT S.A. | $0.0 | - | |
| INVESCO TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
| Name | Title |
|---|---|
| ZERR, JOHN, MARK | MANAGING DIRECTOR |
| ZIMDARS, MELANIE, HULETT | CHIEF COMPLIANCE OFFICER |
| HENKEL, ADAM | HEAD OF LEGAL - US ETFS |
| KRUGMAN, JORDAN, ANDREW | MANAGING DIRECTOR |
| VACHERON, TERRY, GIBSON | CHIEF FINANCIAL OFFICER |
| GREGSON, MARK, WILLIAM | CHIEF ACCOUNTING OFFICER |
| HARTIGAN, BRIAN, CHRISTOPHER | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, PRINCIPAL EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $545.5 | $0.0 | 0% | 220 | 0 | 0% |
| 2024-04-02 | $545.5 | $0.0 | 0% | 220 | 0 | 0% |
| 2023-04-04 | $400.6 | $144.9 | 36% | 193 | 27 | 14% |
| 2022-04-01 | $477.8 | $67.7 | 14% | 147 | 73 | 50% |
| 2021-04-05 | $333.9 | $211.7 | 63% | 124 | 96 | 77% |
| 2020-04-01 | $237.6 | $307.9 | 130% | 130 | 90 | 69% |
| 2019-04-01 | $174.1 | $371.4 | 213% | 148 | 72 | 49% |
| 2018-04-02 | $86.9 | $458.7 | 528% | 97 | 123 | 127% |
| 2017-04-01 | $73.6 | $471.9 | 641% | 101 | 119 | 118% |
| 2016-04-01 | $59.2 | $486.3 | 821% | 110 | 110 | 100% |
| 2015-04-01 | $63.0 | $482.6 | 766% | 89 | 131 | 147% |
| 2014-04-01 | $45.6 | $499.9 | 1095% | 89 | 131 | 147% |
| 2013-04-01 | $29.9 | $515.6 | 1724% | 75 | 145 | 193% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IL, IL-05/17/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV