AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.1 |
| Total | $1.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.3 |
| Institutional | $0.0 |
| Total | $1.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| INVESCO ADVISERS, INC. | $746.3 | 105360 | |
| INVESCO CAPITAL MANAGEMENT LLC | $545.5 | 125601 | |
| INVESCO ASSET MANAGEMENT LTD. | $107.4 | 109985 | |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | $56.5 | 107155 | |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | $31.1 | 107590 | |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | $28.7 | 143238 | |
| INVESCO HONG KONG LIMITED | $26.0 | 109923 | |
| INVESCO CANADA LTD. | $18.2 | 126572 | |
| INVESCO MANAGED ACCOUNTS, LLC | $17.5 | 154461 | |
| INVESCO REAL ESTATE MANAGEMENT S.À R.L. | $15.2 | 286069 | |
| INVESCO LOAN MANAGER, LLC | $14.6 | 306746 | |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | $10.3 | 285620 | |
| INVESCO INVESTMENT ADVISERS LLC | $5.1 | 104885 | |
| INVESCO PRIVATE CAPITAL, INC. | $0.8 | 107584 | |
| OPPENHEIMERFUNDS INC | $0.2 | 104983 | |
| INTELLIFLO ADVISERS, INC. | $0.1 | 151692 | |
| INVESCO TRUST COMPANY | $0.0 | trust company | - |
| INVESCO EUROPEAN RR L.P. | $0.0 | - | |
| INVESCO CAPITAL MARKETS, INC. | $0.0 | broker-dealer | 6939 |
| INVESCO SPECIALIZED PRODUCTS, LLC | $0.0 | - | |
| IRE (CAYMAN) LIMITED | $0.0 | 162075 | |
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | $0.0 | 104979 | |
| INVESCO CLO EQUITY FUND 3 L.P. | $0.0 | 307570 | |
| INVESCO FUND MANAGERS LTD | $0.0 | - | |
| INVESCO CLO EQUITY FUND IV L.P. | $0.0 | 317676 | |
| INVESCO PENSIONS LTD | $0.0 | - | |
| INVESCO RR FUND L.P. | $0.0 | - | |
| INVESCO DISTRIBUTORS, INC. | $0.0 | broker-dealer | 7369 |
| INVESCO INVESTMENT MANAGEMENT LTD | $0.0 | - | |
| INVESCO MANAGEMENT S.A. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
| Name | Title |
|---|---|
| PHEGLEY, RICHARD, LEE | CHIEF FINANCIAL OFFICER |
| LEVIT, JOSHUA, EVAN | CHIEF COMPLIANCE OFFICER |
| DENNIS, RICHARD, SCOTT | SENIOR MANAGING DIRECTOR |
| REINA, ANTONIO, MICHAEL | SECRETARY |
| ZAYICEK, BETH, ANNE | SENIOR MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $1.3 | $0.0 | 0% | 17 | 0 | 0% |
| 2024-04-02 | $1.3 | $0.0 | 0% | 17 | 0 | 0% |
| 2023-04-04 | $1.6 | -$0.3 | -21% | 19 | -2 | -11% |
| 2022-04-01 | $2.0 | -$0.8 | -38% | 21 | -4 | -19% |
| 2021-04-05 | $2.1 | -$0.9 | -41% | 25 | -8 | -32% |
| 2020-04-01 | $2.6 | -$1.4 | -53% | 33 | -16 | -48% |
| 2019-04-01 | $2.4 | -$1.1 | -47% | 40 | -23 | -57% |
| 2018-04-02 | $2.8 | -$1.5 | -55% | 36 | -19 | -53% |
| 2017-04-01 | $3.6 | -$2.4 | -66% | 43 | -26 | -60% |
| 2016-04-01 | $4.6 | -$3.3 | -73% | 41 | -24 | -59% |
| 2015-04-01 | $5.6 | -$4.4 | -78% | 38 | -21 | -55% |
| 2014-04-01 | $6.9 | -$5.6 | -82% | 38 | -21 | -55% |
| 2013-04-01 | $8.6 | -$7.3 | -85% | 53 | -36 | -68% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, AK-04/25/2007, AL-04/25/2007, AR-04/25/2007, AZ-04/25/2007, CA-04/25/2007, CO-04/25/2007, CT-04/25/2007, DC-04/25/2007, DE-04/25/2007, FL-04/25/2007, GA-04/25/2007, HI-04/25/2007, IA-04/27/2007, ID-04/25/2007, IL-05/08/2007, IN-04/25/2007, KS-04/25/2007, KY-04/25/2007, LA-06/20/2007, MA-04/25/2007, MD-04/25/2007, ME-04/25/2007, MI-04/25/2007, MN-04/25/2007, MO-04/25/2007, MS-04/25/2007, MT-04/25/2007, NC-04/25/2007, ND-04/25/2007, NE-04/25/2007, NH-04/25/2007, NJ-04/25/2007, NM-04/25/2007, NV-04/25/2007, NY-04/25/2007, OH-04/25/2007, OK-04/25/2007, OR-04/25/2007, PA-04/25/2007, PR-04/25/2007, RI-04/25/2007, SC-04/25/2007, SD-06/04/2007, TN-04/25/2007, TX-04/25/2007, UT-04/25/2007, VA-04/25/2007, VT-04/25/2007, WA-04/25/2007, WI-04/25/2007, WV-04/25/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV