AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $499.7 |
| Non-Discretionary | $6.8 |
| Total | $506.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $426.2 |
| Institutional | $80.4 |
| Total | $506.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE MASTER TRUST BANK OF JAPAN, LTD. | TOKYO--JPN | $31.9 |
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION | TOKYO--JPN | $17.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $80.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $80.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 32% | $25.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 18% | $14.5 |
| Municipal | 0% | $0.0 |
| Sovereign | 34% | $27.3 |
| IG Credit | 3% | $2.4 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 12% | $9.6 |
| Cash | 1% | $0.8 |
| Other | 0% | $0.0 |
| Total | 100% | $80.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | $37.7 | 110411 | |
| NOMURA ASSET MANAGEMENT SINGAPORE LIMITED | $13.8 | 110813 | |
| NOMURA ASSET MANAGEMENT U.S.A. INC | $0.8 | 108222 | |
| NOMURA INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD | $0.0 | - | |
| NOMURA ASSET MANAGEMENT HONG KONG LIMITED | $0.0 | 108226 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $506.6 | $0.0 | 0% | 910 | 0 | 0% |
| 2024-04-02 | $548.5 | -$41.9 | -8% | 910 | 0 | 0% |
| 2023-04-04 | $572.8 | -$66.3 | -12% | 842 | 68 | 8% |
| 2022-04-01 | $610.7 | -$104.2 | -17% | 828 | 82 | 10% |
| 2021-04-05 | $527.5 | -$20.9 | -4% | 812 | 98 | 12% |
| 2020-04-01 | $528.5 | -$21.9 | -4% | 840 | 70 | 8% |
| 2019-04-01 | $509.6 | -$3.0 | -1% | 830 | 80 | 10% |
| 2018-04-02 | $420.8 | $85.8 | 20% | 865 | 45 | 5% |
| 2017-04-01 | $372.0 | $134.5 | 36% | 805 | 105 | 13% |
| 2016-04-01 | $353.4 | $153.2 | 43% | 791 | 119 | 15% |
| 2015-04-01 | $306.0 | $200.6 | 66% | 783 | 127 | 16% |
| 2014-04-01 | $304.3 | $202.2 | 66% | 778 | 132 | 17% |
| 2013-04-01 | $323.8 | $182.8 | 56% | 868 | 42 | 5% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV