AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $13.8 |
Non-Discretionary | $0.0 |
Total | $13.8 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $9.0 |
Institutional | $4.8 |
Total | $13.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
MUFG BANK LTD | TOKYO--JPN | $1.6 |
THE BANK OF NEW YORK MELLON | LONDON,--GBR | $1.5 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $4.8 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $4.8 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 96% | $4.6 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 1% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 1% | $0.0 |
Cash | 2% | $0.1 |
Other | 0% | $0.0 |
Total | 100% | $4.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
NOMURA ASSET MANAGEMENT CO., LTD. | $506.6 | 110814 | |
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | $37.7 | 110411 | |
NOMURA ASSET MANAGEMENT U.S.A. INC | $0.8 | 108222 | |
NOMURA SINGAPORE LIMITED | $0.0 | broker-dealer | - |
INSTINET SINGAPORE SERVICES PTE LTD | $0.0 | broker-dealer | - |
NOMURA ASSET MANAGEMENT HONG KONG LIMITED | $0.0 | 108226 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
No control persons found |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $13.8 | $0.0 | 0% | 54 | 0 | 0% |
2024-04-02 | $10.1 | $3.8 | 37% | 58 | -4 | -7% |
2023-04-04 | $12.5 | $1.3 | 11% | 52 | 2 | 4% |
2022-04-01 | $13.4 | $0.5 | 4% | 54 | 0 | 0% |
2021-04-05 | $10.3 | $3.5 | 34% | 56 | -2 | -4% |
2020-04-01 | $14.9 | -$1.1 | -7% | 56 | -2 | -4% |
2019-04-01 | $16.3 | -$2.4 | -15% | 51 | 3 | 6% |
2018-04-02 | $10.6 | $3.2 | 30% | 55 | -1 | -2% |
2017-04-01 | $9.4 | $4.5 | 48% | 53 | 1 | 2% |
2016-04-01 | $12.6 | $1.3 | 10% | 61 | -7 | -11% |
2015-04-01 | $12.2 | $1.6 | 13% | 58 | -4 | -7% |
2014-04-01 | $13.3 | $0.5 | 4% | 59 | -5 | -8% |
2013-04-01 | $12.0 | $1.9 | 15% | 58 | -4 | -7% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV