AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 161 | $0.1 |
| Average Individual AUM | $348,177 | |
| HNW | 92 | $0.3 |
| Average HNW AUM | $3,034,226 | |
| Retail Total | 253 | $0.3 |
| Average Retail AUM | $1,324,922 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 51% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 19% | $0.1 |
| Municipal | 3% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 6% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 12% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PEGASUS GROUP, LLC | $0.1 | 113499 | |
| SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC | $0.0 | 285611 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RODD BERRO | MONTEBELLO | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| JOHN SEBASTIANO | MONTEBELLO | NY | |||||||
| JAYSEN BOHROD | MONTEBELLO | NY | S66|2018-05-24 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.4 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.0 | 0% | 5 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.1 | 23% | 5 | 0 | 0% |
| 2022-04-01 | $0.4 | $0.0 | 7% | 2 | 3 | 150% |
| 2021-04-05 | $0.3 | $0.1 | 28% | 5 | 0 | 0% |
| 2020-04-01 | $0.3 | $0.1 | 47% | 4 | 1 | 25% |
| 2019-04-01 | $0.2 | $0.2 | 82% | 5 | 0 | 0% |
| 2018-04-02 | $0.2 | $0.2 | 93% | 5 | 0 | 0% |
| 2017-04-01 | $0.2 | $0.2 | 122% | 5 | 0 | 0% |
| 2016-04-01 | $0.2 | $0.2 | 149% | 5 | 0 | 0% |
| 2015-04-01 | $0.2 | $0.2 | 149% | 5 | 0 | 0% |
| 2014-04-01 | $0.2 | $0.3 | 172% | 5 | 0 | 0% |
| 2013-04-01 | $0.1 | $0.3 | 193% | 5 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-05/29/2019, FL-12/17/2003, MI-03/29/2019, NC-05/29/2019, NH-07/27/2015, NJ-01/30/2006, NY-04/21/1989, PA-09/29/2017, SC-11/22/2023, TX-03/20/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV