SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC

Latest filing: Mar 15, 2024 (400 days ago)
View on IAPD
Adviser Website

AUM

$18,936,095
63% change vs. 1 year ago
65% change vs. 3 years ago
299% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

3
0% change vs. 1 year ago
-25% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

MONTEBELLO, NY
400 RELLA BOULEVARD, MONTEBELLO, NY, UNITED STATES, 10901

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 59 $0.0
Average Individual AUM $191,802
HNW 0 $0.0
Average HNW AUM $0
Retail Total 59 $0.0
Average Retail AUM $275,961

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. WESTLAKE-TX-USA $0.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 56% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 18% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 4% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 8% $0.0
Other Pools 0% $0.0
Cash 15% $0.0
Other 0% $0.0
Total 101% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
PEGASUS ASSET MANAGEMENT INC $0.4 104766
PEGASUS GROUP, LLC $0.1 113499
MAJOR LEAGUE FINANCIAL GROUP $0.0 -
HEAL FINANCIAL $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

6 active

Name Title
BARBA, COURTNEY, JOY CHIEF COMPLIANCE OFFICER
SEBASTIANO, JOHN, MATTEO CO-PRESIDENT
BERRO, RODD, DEE CO-PRESIDENT
HEAL, BRIAN, ARTHUR OWNER

ADVDB.CO • SOURCE: SEC

Representatives

1 active representative found

Name City State Exams Designations
BRIAN HEAL MONTEBELLO NY S63|2004-05-27|S65|2021-08-09

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, MI-03/29/2019, NJ-01/09/2019, NY-01/04/2017, TX-03/16/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV