AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 8 | $0.0 |
| Average Individual AUM | $356,682 | |
| HNW | 12 | $0.1 |
| Average HNW AUM | $4,544,480 | |
| Retail Total | 20 | $0.1 |
| Average Retail AUM | $2,869,361 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 47% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 16% | $0.0 |
| Municipal | 5% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 7% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 15% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PEGASUS ASSET MANAGEMENT INC | $0.4 | 104766 | |
| SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC | $0.0 | 285611 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 18% | 2 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.0 | -14% | 2 | 0 | 0% |
| 2021-04-05 | $0.1 | $0.0 | 5% | 3 | -1 | -33% |
| 2020-04-01 | $0.0 | $0.0 | 27% | 3 | -1 | -33% |
| 2019-04-01 | $0.0 | $0.0 | 64% | 3 | -1 | -33% |
| 2018-04-02 | $0.0 | $0.0 | 47% | 3 | -1 | -33% |
| 2017-04-01 | $0.0 | $0.0 | 58% | 2 | 0 | 0% |
| 2016-04-01 | $0.0 | $0.0 | 67% | 2 | 0 | 0% |
| 2015-04-01 | $0.0 | $0.0 | 75% | 2 | 0 | 0% |
| 2014-04-01 | $0.0 | $0.0 | 89% | 2 | 0 | 0% |
| 2013-04-01 | $0.0 | $0.0 | 104% | 2 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NJ-01/29/2007, NY-10/02/2001 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV