AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $11.6 |
Non-Discretionary | $0.2 |
Total | $11.7 |
Client | AUM |
---|---|
Retail | $0.1 |
Pooled | $11.6 |
Institutional | $0.1 |
Total | $11.7 |
Retail | Accounts | AUM |
---|---|---|
Individual | 525 | $0.1 |
Average Individual AUM | $169,089 | |
HNW | 1 | $0.0 |
Average HNW AUM | $4,469,898 | |
Retail Total | 526 | $0.1 |
Average Retail AUM | $177,265 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
MORGAN STANLEY SMITH BARNEY LLC | NEW YORK-NY-USA | $0.1 |
THE BANK OF NEW YORK MELLON | PITTSBURGH-PA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.2 |
Retail SMA AUM | $0.1 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 93% | $0.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 7% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | $25.3 | 111360 | |
FRANKLIN TEMPLETON INVESTMENTS CORP. | $14.4 | broker-dealer | 111364 |
FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | $0.0 | broker-dealer | 114898 |
FRANKLIN TEMPLETON JAPAN CO., LTD | $0.0 | - | |
FRANKLIN TEMPLETON AUSTRALIA LIMITED | $0.0 | - | |
FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | $0.0 | - | |
ROYCE FUND SERVICES, LLC | $0.0 | broker-dealer | 14470 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
No control persons found |
ADVDB.CO • SOURCE: SEC
1 active representative found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
CHARLES ROYCE | NEW YORK | NY |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $11.7 | $0.0 | 0% | 95 | 0 | 0% |
2024-04-02 | $11.7 | $0.0 | 0% | 95 | 0 | 0% |
2023-04-04 | $10.7 | $1.0 | 9% | 96 | -1 | -1% |
2022-04-01 | $16.4 | -$4.7 | -28% | 92 | 3 | 3% |
2021-04-05 | $9.2 | $2.5 | 27% | 95 | 0 | 0% |
2020-04-01 | $13.0 | -$1.3 | -10% | 96 | -1 | -1% |
2019-04-01 | $16.8 | -$5.1 | -30% | 97 | -2 | -2% |
2018-04-02 | $17.2 | -$5.5 | -32% | 104 | -9 | -9% |
2017-04-01 | $17.5 | -$5.7 | -33% | 110 | -15 | -14% |
2016-04-01 | $27.5 | -$15.7 | -57% | 134 | -39 | -29% |
2015-04-01 | $37.1 | -$25.4 | -68% | 129 | -34 | -26% |
2014-04-01 | $37.7 | -$25.9 | -69% | 125 | -30 | -24% |
2013-04-01 | $35.5 | -$23.8 | -67% | 120 | -25 | -21% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, CT-04/08/2002, NY-12/12/2001 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV