AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $25.3 |
Non-Discretionary | $0.0 |
Total | $25.3 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $13.1 |
Institutional | $12.3 |
Total | $25.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
NORTHERN TRUST CORPORATION | CHICAGO-IL-USA | $3.9 |
CITIGROUP INC. | NEW YORK-NY-USA | $3.8 |
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $1.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $12.3 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $12.3 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 17% | $2.1 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 4% | $0.5 |
Municipal | 0% | $0.0 |
Sovereign | 50% | $6.1 |
IG Credit | 15% | $1.8 |
HY Credit | 6% | $0.7 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 7% | $0.9 |
Other | 0% | $0.0 |
Total | 99% | $12.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
WESTERN ASSET MANAGEMENT COMPANY, LLC | $313.8 | 110441 | |
FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
CLEARBRIDGE INVESTMENTS, LLC | $148.2 | 137028 | |
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
CLARION PARTNERS, LLC | $79.3 | broker-dealer | 108803 |
LEXINGTON PARTNERS L.P. | $71.9 | 147281 | |
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | $56.0 | 110783 | |
FRANKLIN MUTUAL ADVISERS, LLC | $38.4 | 111376 | |
WESTERN ASSET MANAGEMENT COMPANY LIMITED | $28.4 | 110427 | |
BENEFIT STREET PARTNERS L.L.C. | $28.3 | 158672 | |
TEMPLETON ASSET MANAGEMENT LTD. | $26.3 | broker-dealer | 111382 |
FRANKLIN TEMPLETON INSTITUTIONAL, LLC | $24.9 | 117384 | |
TEMPLETON GLOBAL ADVISORS LIMITED | $22.3 | 111383 | |
ALCENTRA LIMITED | $20.4 | 160617 | |
ALCENTRA NY, LLC | $16.4 | 128557 | |
FRANKLIN TEMPLETON INVESTMENTS CORP. | $14.4 | broker-dealer | 111364 |
ROYCE & ASSOCIATES, LP | $11.7 | 107689 | |
K2/D&S MANAGEMENT CO., L.L.C. | $9.5 | 123826 | |
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED | $9.4 | 139012 | |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $8.0 | 144594 | |
FRANKLIN ADVISORY SERVICES, LLC | $7.7 | 111361 | |
MARTIN CURRIE INC | $7.0 | 110909 | |
TEMPLETON INVESTMENT COUNSEL, LLC | $6.4 | 111370 | |
FIDUCIARY TRUST INTERNATIONAL, LLC | $5.5 | 124062 | |
BSP CLO MANAGEMENT LLC | $4.2 | 304962 | |
WESTERN ASSET MANAGEMENT COMPANY PTE LTD | $4.2 | 142188 | |
WESTERN ASSET MANAGEMENT COMPANY LTD | $3.4 | 143388 | |
CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | $2.6 | 151223 | |
FRANKLIN BSP CAPITAL ADVISER LLC | $0.5 | 307684 | |
LEXINGTON ADVISORS LLC | $0.3 | 107364 | |
DARBY OVERSEAS PARTNERS, L.P. | $0.2 | 160799 | |
FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA. | $0.0 | 288668 | |
CLARION PARTNERS EMEA LIMITED | $0.0 | broker-dealer | - |
FRANKLIN TEMPLETON JAPAN CO., LTD. | $0.0 | - | |
LEGG MASON (CHILE) INVERSIONES HOLDINGS LIMITADA | $0.0 | - | |
CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED | $0.0 | - | |
FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD. | $0.0 | - | |
FRANKLIN TEMPLETON INSTITUTIONAL GP LLC | $0.0 | - | |
FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | $0.0 | broker-dealer | 172140 |
DARBY ASIA INVESTORS, LTD | $0.0 | - | |
TEMPLETON HANA ASSET MANAGEMENT CO., LTD | $0.0 | - | |
CLARION PARTNERS EUROPE LIMITED | $0.0 | 322449 | |
K2 ADVISORS, L.L.C. | $0.0 | 284891 | |
DARBY ASIA INVESTORS (HK), LTD. | $0.0 | - | |
TEMPLETON ASSET MANAGEMENT (POLAND) TFI S.A. | $0.0 | - | |
ROYCE FUND SERVICES, LLC | $0.0 | broker-dealer | 14470 |
CLARION PARTNERS EUROPE (U.K.) LIMITED | $0.0 | 322463 | |
CLARION PARTNERS SECURITIES, LLC | $0.0 | broker-dealer | 166384 |
FTC INVESTOR SERVICES INC. | $0.0 | broker-dealer | - |
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | $0.0 | broker-dealer | 114898 |
FRANKLIN TEMPLETON AUSTRALIA LIMITED | $0.0 | - | |
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT LIMITED | $0.0 | - | |
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. | $0.0 | 155141 | |
FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH | $0.0 | trust company | - |
FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD. | $0.0 | - | |
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | $0.0 | 145421 | |
FRANKLIN BSP LENDING ADVISER, L.L.C. | $0.0 | 155644 | |
FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | $0.0 | - | |
FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD. | $0.0 | - | |
FIDUCIARY TRUST COMPANY OF CANADA | $0.0 | trust company | - |
FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. | $0.0 | 155095 | |
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO | $0.0 | - | |
WESTERN ASSET MANAGEMENT COMPANY PTY LTD | $0.0 | - | |
CLEARBRIDGE INVESTMENTS LIMITED | $0.0 | - | |
FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | $0.0 | - | |
FIDUCIARY TRUST COMPANY INTERNATIONAL | $0.0 | trust company | - |
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
Name | Title |
---|---|
GILBEY, MARTYN, CHRISTOPHER | CHIEF EXECUTIVE OFFICER & DIRECTOR |
COLLINS, PAUL, MICHAEL | DIRECTOR |
SHANEYFELT, GWEN, LOUISE | DIRECTOR |
MERCHANT, THOMAS, CLIFTON | CHIEF LEGAL OFFICER |
WILSON, EUAN, ANGUS | DIRECTOR |
ANDERSON, NIGEL, JOHN | DIRECTOR |
MURRAY, ELINOR, MARGARET | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $25.3 | $0.0 | 0% | 172 | 0 | 0% |
2024-04-02 | $25.3 | $0.0 | 0% | 172 | 0 | 0% |
2023-04-04 | $22.9 | $2.4 | 11% | 172 | 0 | 0% |
2022-04-01 | $25.5 | -$0.2 | -1% | 148 | 24 | 16% |
2021-04-05 | $22.4 | $3.0 | 13% | 126 | 46 | 37% |
2020-04-01 | $22.7 | $2.7 | 12% | 130 | 42 | 32% |
2019-04-01 | $26.8 | -$1.4 | -5% | 144 | 28 | 19% |
2018-04-02 | $39.9 | -$14.6 | -37% | 165 | 7 | 4% |
2017-04-01 | $38.7 | -$13.4 | -35% | 156 | 16 | 10% |
2016-04-01 | $34.4 | -$9.0 | -26% | 163 | 9 | 6% |
2015-04-01 | $42.0 | -$16.7 | -40% | 175 | -3 | -2% |
2014-04-01 | $38.0 | -$12.6 | -33% | 170 | 2 | 1% |
2013-04-01 | $31.3 | -$6.0 | -19% | 154 | 18 | 12% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV