WELLS FARGO ADVISORS

Latest filing: Sep 27, 2024 (33 days ago)
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Adviser Website

AUM

$154,192,149,347
50% change vs. 1 year ago
94% change vs. 3 years ago
224% change vs. 5 years ago
382% change vs. 10 years ago

Employee Count

3,227
19% change vs. 1 year ago
59% change vs. 3 years ago
63% change vs. 5 years ago
78% change vs. 10 years ago

Main Office

ST. LOUIS, MO
ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO, UNITED STATES, 63103

Client AUM

Discretion AUM
Discretionary $115.2
Non-Discretionary $39.0
Total $154.2
Client AUM
Retail $142.0
Pooled $0.0
Institutional $12.2
Total $154.2
Retail Accounts AUM
Individual 178,378 $35.7
Average Individual AUM $200,274
HNW 159,637 $106.3
Average HNW AUM $665,663
Retail Total 338,015 $142.0
Average Retail AUM $420,067

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
WELLS FARGO CLEARING SERVICES, LLC SAINT LOUIS-MO-USA $102.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $154.2
Retail SMA AUM $142.0
Institutional SMA AUM $12.2
Asset Class % AUM
Equity Exch 35% $54.0
Equity Non-Exch 1% $1.5
Govt Agency 3% $4.6
Municipal 3% $4.6
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 2% $3.1
Derivatives 0% $0.0
Investment Companies 53% $81.7
Other Pools 0% $0.0
Cash 3% $4.6
Other 0% $0.0
Total 100% $154.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
WELLS FARGO CLEARING SERVICES, LLC $558.5 broker-dealer 19616
WELLS FARGO INVESTMENT INSTITUTE, INC. $44.0 133204
WELLS FARGO SECURITIES ASIA LIMITED $0.0 broker-dealer -
WELLS FARGO PRIME SERVICES, LLC $0.0 broker-dealer 133068
WELLS FARGO BANK, NATIONAL ASSOCIATION. $0.0 broker-dealer, trust company -
WELLS FARGO SECURITIES CANADA, LTD $0.0 broker-dealer -
WELLS FARGO SECURITIES INTERNATIONAL LIMITED $0.0 broker-dealer -
WELLS FARGO SECURITIES (JAPAN) CO., LTD. $0.0 broker-dealer -
WELLS FARGO SECURITIES, LLC $0.0 broker-dealer 126292

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name Title
SANKOVICH, PAUL CAMERON CHIEF COMPLIANCE OFFICER (EXCEPT INVESTMENT ADVISOR)
TYERS, JOHN R PRESIDENT/BOARD OF MANAGERS
GINDI, SOL CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS
LACEY, PAUL PRINCIPAL OPERATIONS OFFICER
TA, KIMBERLY CROWDER BOARD OF MANAGERS
SIMMONS, BARRY G BOARD OF MANAGERS
GARRETT, RICHARD CHIEF COMPLIANCE OFFICER (IA ONLY)
PATEL, RAKESH CHIEF FINANCIAL OFFICER
MARKMANN, DAVID FRANZ DESIGNATED TEXAS OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

3,006 active representatives found, showing 20 random

Name City State Exams Designations
JACK WEGH ST. LOUIS MO S63|1987-09-01
RYAN KESSLER ST. LOUIS MO S63|2014-12-05|S66|2016-07-01
RAQUEL REYNOLDS ST. LOUIS MO S66|2008-01-31
DAVID BELDON ST. LOUIS MO S65|2005-08-31|S66|2018-12-17
ERIC DEANGELIS ST. LOUIS MO S63|1998-07-22|S65|1998-09-10
DEREK PINELLI ST. LOUIS MO S63|2009-07-10|S66|2011-07-11
KAMRAN RAIKA ST. LOUIS MO S63|1993-07-13|S65|2006-07-21
JAMES ROBINSON ST. LOUIS MO S63|1997-08-21
CODY WIMER ST. LOUIS MO S66|2018-10-09
PAMELA HOLTZCLAW ST. LOUIS MO S63|1996-02-22|S65|2000-10-23 CHARTERED FINANCIAL CONSULTANT
CONNIE DUTTON ST. LOUIS MO S63|1985-05-17|S65|1999-12-17
GEORGE HOCKER ST. LOUIS MO S66|2001-02-06 CERTIFIED FINANCIAL PLANNER
WILLIAM MITCHELL ST. LOUIS MO S66|2021-11-04
STACY KUPSKY ST. LOUIS MO S66|2014-07-30
JUSTIN BLEWS ST. LOUIS MO S66|2007-07-02 CERTIFIED FINANCIAL PLANNER
JOHN WITT ST. LOUIS MO S63|1990-04-11|S65|1998-07-14
VIVIANA SANTIAGO ST. LOUIS MO S63|1985-11-11|S65|2005-06-28
GEORGE ADAMS ST. LOUIS MO S63|1994-06-23|S65|1994-07-07
JASON LOMBARDO ST. LOUIS MO S66|2006-08-24
DEANNA KLOKKENGA ST. LOUIS MO S66|2002-06-26 CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $154.2 $0.0 0% 3,227 0 0%
2024-04-02 $154.2 $0.0 0% 3,227 0 0%
2023-04-04 $103.1 $51.1 50% 2,705 522 19%
2022-04-01 $102.5 $51.7 50% 2,135 1,092 51%
2021-04-05 $79.6 $74.6 94% 2,028 1,199 59%
2020-04-01 $65.3 $88.9 136% 2,045 1,182 58%
2019-04-01 $47.5 $106.7 224% 1,978 1,249 63%
2018-04-02 $49.2 $105.0 214% 1,997 1,230 62%
2017-04-01 $42.5 $111.7 263% 2,061 1,166 57%
2016-04-01 $38.4 $115.8 301% 1,998 1,229 62%
2015-04-01 $38.1 $116.1 305% 1,892 1,335 71%
2014-04-01 $32.0 $122.2 382% 1,812 1,415 78%
2013-04-01 $25.0 $129.2 517% 1,740 1,487 85%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MO, AK-02/22/2002, AL-05/28/1997, AR-10/08/1999, AZ-09/08/1999, CA-07/08/1997, CO-03/11/1999, CT-02/05/2001, DC-08/11/2000, DE-08/12/2003, FL-01/30/1985, GA-01/16/1992, HI-02/15/2002, IA-02/25/2002, ID-11/14/2000, IL-04/01/2002, IN-03/18/2002, KS-03/27/2002, KY-02/15/2002, LA-02/15/2002, MD-03/30/2001, ME-03/27/2002, MI-03/30/2001, MN-03/01/2002, MO-05/14/1997, MS-03/30/2001, MT-02/15/2002, NC-03/30/2001, ND-02/15/2002, NE-03/30/2001, NH-03/30/2001, NJ-05/04/1995, NM-03/30/2001, NV-06/18/1997, NY-09/19/1994, OH-03/30/2001, OK-02/05/2001, OR-10/31/2005, PA-02/15/2002, PR-03/28/2016, RI-02/15/2002, SC-06/14/1999, SD-02/21/2002, TN-10/30/2001, TX-05/12/1986, UT-02/19/2002, VA-03/30/2001, VI-06/23/2005, VT-02/15/2002, WA-07/10/1997, WI-02/15/2002, WV-01/01/2002, WY-07/03/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV