WELLS FARGO INVESTMENT INSTITUTE, INC.

Latest filing: Apr 29, 2024 (184 days ago)
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AUM

$43,998,251,201
15% change vs. 1 year ago
645% change vs. 3 years ago
641% change vs. 5 years ago
1096% change vs. 10 years ago

Employee Count

251
-5% change vs. 1 year ago
76% change vs. 3 years ago
34% change vs. 5 years ago
528% change vs. 10 years ago

Main Office

CHARLOTTE, NC
550 SOUTH TRYON STREET, CHARLOTTE, NC, UNITED STATES, 28202

Client AUM

Discretion AUM
Discretionary $44.0
Non-Discretionary $0.0
Total $44.0
Client AUM
Retail $36.4
Pooled $0.0
Institutional $7.6
Total $44.0
Retail Accounts AUM
Individual 187 $0.0
Average Individual AUM $159,966
HNW 18,095 $36.4
Average HNW AUM $2,012,228
Retail Total 18,282 $36.4
Average Retail AUM $1,993,282

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
WELLS FARGO BANK, N.A. SAN FRANCISCO-CA-USA $41.9

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $44.0
Retail SMA AUM $36.4
Institutional SMA AUM $7.6
Asset Class % AUM
Equity Exch 36% $15.8
Equity Non-Exch 0% $0.0
Govt Agency 10% $4.4
Municipal 2% $0.9
Sovereign 0% $0.0
IG Credit 36% $15.8
HY Credit 0% $0.0
Derivatives 4% $1.8
Investment Companies 0% $0.0
Other Pools 2% $0.9
Cash 10% $4.4
Other 0% $0.0
Total 100% $44.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
WELLS FARGO CLEARING SERVICES, LLC $558.5 broker-dealer 19616
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC $154.2 broker-dealer 11025
WELLS FARGO BANK, NATIONAL ASSOCIATION $0.0 broker-dealer, trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
MCCORDUCK, BRITTA, PERKIO MANAGING DIRECTOR AND SECRETARY
SIGMUND, GREGORY, SCOTT CHIEF OPERATING OFFICER, DIRECTOR (BOARD MEMBER)
CRONK, DARRELL, LYNN PRESIDENT AND CHIEF INVESTMENT OFFICER, DIRECTOR (BOARD MEMBER)
MAVICO, DANIEL, JAMES SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
SOMMERS, BARRY DIRECTOR (BOARD MEMBER)
RONZIO, HALEY, LYNN CHIEF FINANCIAL OFFICER, TREASURER
RUSNAK, GEORGE, EDWARD DIRECTOR (BOARD MEMBER)

ADVDB.CO • SOURCE: SEC

Representatives

68 active representatives found, showing 20 random

Name City State Exams Designations
MARY HARRIS CHARLOTTE NC S66|2019-06-06
DANIEL MEEHAN CHARLOTTE NC S63|1996-11-20|S65|2014-03-29
LINCOLN MAURER CHARLOTTE NC S65|2022-12-01
RYAN HILL CHARLOTTE NC CHARTERED FINANCIAL ANALYST
WENDY GRALL CHARLOTTE NC S63|2010-03-05|S65|2021-11-30
JANICE WAY CHARLOTTE NC S66|2014-02-03
JEFFREY SAWYERS CHARLOTTE NC S63|1996-03-08 CHARTERED FINANCIAL ANALYST
STEVEN ALPERIN CHARLOTTE NC S63|1994-01-06|S65|2007-10-17
BRYAN CLINE CHARLOTTE NC S65|2022-03-15
LORELY MACHIN CHARLOTTE NC S63|1996-02-05 CHARTERED FINANCIAL ANALYST
LUCAS BAKER CHARLOTTE NC S63|2004-11-18 CHARTERED FINANCIAL ANALYST
JEREMIAH JOHN CHARLOTTE NC S65|2021-12-01
JOSHUA LINDSTEADT CHARLOTTE NC CHARTERED FINANCIAL ANALYST
RICHARD HENRY CHARLOTTE NC S65|2019-04-04
RYAN SHAW CHARLOTTE NC S65|2022-11-07
DAVID BEACH CHARLOTTE NC S66|2000-05-26|S65|2022-02-28
TROY SEILER CHARLOTTE NC S63|1991-05-15|S66|2011-03-08
DANIEL MILLER CHARLOTTE NC S63|2013-01-02|S65|2015-12-15
MARY GRINDLAND CHARLOTTE NC S63|2004-07-23|S65|2022-01-06
JAKE PUDENZ CHARLOTTE NC S63|2020-12-02|S65|2022-12-01

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $44.0 $0.0 0% 251 0 0%
2024-04-02 $43.6 $0.4 1% 251 0 0%
2023-04-04 $38.1 $5.9 15% 264 -13 -5%
2022-04-01 $51.2 -$7.3 -14% 212 39 18%
2021-04-05 $5.9 $38.1 645% 143 108 76%
2020-04-01 $6.3 $37.7 602% 164 87 53%
2019-04-01 $5.9 $38.1 641% 188 63 34%
2018-04-02 $3.9 $40.1 1037% 159 92 58%
2017-04-01 $3.9 $40.1 1037% 159 92 58%
2016-04-01 $3.4 $40.6 1212% 101 150 149%
2015-04-01 $4.0 $40.0 1013% 102 149 146%
2014-04-01 $3.7 $40.3 1096% 40 211 528%
2013-04-01 $2.8 $41.2 1477% 35 216 617%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NC, AK-03/31/2017, AL-03/31/2017, AR-03/31/2017, AZ-03/31/2017, CA-03/31/2011, CO-03/31/2017, CT-03/31/2017, DC-03/31/2017, DE-03/31/2011, FL-03/31/2017, GA-03/31/2017, HI-03/31/2017, IA-03/31/2017, ID-03/31/2017, IL-04/06/2017, IN-03/31/2017, KS-03/31/2017, KY-03/31/2017, LA-03/31/2017, MA-05/16/2005, MD-03/31/2017, ME-03/31/2017, MI-03/31/2017, MN-03/31/2017, MO-03/30/2016, MS-03/31/2017, MT-03/31/2017, NC-05/13/2005, ND-03/31/2017, NE-03/31/2017, NH-03/31/2017, NJ-04/27/2017, NM-03/31/2017, NV-03/31/2017, NY-03/31/2017, OH-03/31/2017, OK-03/31/2017, OR-03/31/2017, PA-03/31/2017, PR-03/31/2017, RI-03/31/2017, SC-03/31/2017, SD-03/31/2017, TN-03/31/2017, TX-03/31/2017, UT-03/31/2017, VA-03/31/2017, VI-03/31/2017, VT-03/31/2017, WA-03/31/2017, WI-03/31/2017, WV-03/31/2017, WY-12/15/2017
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
NEWSLETTERS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV