WELLS FARGO ADVISORS
Latest filing: Sep 27, 2024 (33 days ago)
AUM
$558,464,518,060
6% change vs. 1 year ago
-2% change vs. 3 years ago
29% change vs. 5 years ago
67% change vs. 10 years ago
Employee Count
19,871
-3% change vs. 1 year ago
-16% change vs. 3 years ago
-25% change vs. 5 years ago
-23% change vs. 10 years ago
Main Office
ST. LOUIS, MO
ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO, UNITED STATES, 63103-2205
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $393.2 |
| Non-Discretionary | $165.3 |
| Total | $558.5 |
| Client | AUM |
|---|---|
| Retail | $512.0 |
| Pooled | $0.0 |
| Institutional | $46.5 |
| Total | $558.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 708,641 | $120.6 |
| Average Individual AUM | $170,182 | |
| HNW | 614,826 | $391.4 |
| Average HNW AUM | $636,550 | |
| Retail Total | 1,323,467 | $512.0 |
| Average Retail AUM | $386,836 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $558.5 |
| Retail SMA AUM | $512.0 |
| Institutional SMA AUM | $46.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 34% | $189.9 |
| Equity Non-Exch | 1% | $5.6 |
| Govt Agency | 3% | $16.8 |
| Municipal | 4% | $22.3 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 2% | $11.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 53% | $296.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $16.8 |
| Other | 0% | $0.0 |
| Total | 100% | $558.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | $154.2 | broker-dealer | 11025 |
| WELLS FARGO INVESTMENT INSTITUTE, INC. | $44.0 | 133204 | |
| WELLS FARGO SECURITIES ASIA LIMITED | $0.0 | broker-dealer | - |
| WELLS FARGO SECURITIES CANADA, LTD | $0.0 | broker-dealer | - |
| WELLS FARGO PRIME SERVICES, LLC | $0.0 | broker-dealer | 133068 |
| WELLS FARGO SECURITIES INTERNATIONAL LIMITED | $0.0 | broker-dealer | - |
| WELLS FARGO BANK, NATIONAL ASSOCIATION | $0.0 | broker-dealer, trust company | - |
| WELLS FARGO SECURITIES (JAPAN) CO., LTD. | $0.0 | broker-dealer | - |
| WELLS FARGO SECURITIES, LLC | $0.0 | broker-dealer | 126292 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| KARANIK, ERIK ANTHONY | CONTROL MANAGEMENT EXECUTIVE / BOARD OF MANAGERS |
| SOMMERS, BARRY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS |
| CRONK, DARRELL | HEAD OF INVESTMENT SOLUTIONS / WIM CHIEF INVESTMENT OFFICER / BOARD OF MANAGERS / CONTROL PRINCIPAL |
| LIERSCH, MICHAEL | WIM HEAD OF ADVICE & PLANNING / BOARD OF MANAGERS / CONTROL PRINCIPAL |
| GINDI, SOL | PRESIDENT / HEAD OF WIM DISTRIBUTION / BOARD OF MANAGERS / CONTROL PRINCIPAL |
| SAUNDERS, DAVID WARD | DESIGNATED STATE PRINCIPAL |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER / BOARD OF MANAGERS |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER / CONTROL PRINCIPAL |
| TSAMADIAS, CHRISTOS G | CHIEF COMPLIANCE OFFICER |
| GARRETT, RICHARD VANCE | CHIEF COMPLIANCE OFFICER (IA ONLY) |
| SOMESHWAR, PRASANNA | HEAD OF BANKING, LENDING & TRUST / CONTROL PRINCIPAL |
ADVDB.CO • SOURCE: SEC
Representatives
15,327 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOHN SHROPSHIRE | ST. LOUIS | MO | S66|2000-05-02 | ||||||
| JOSE VALDEZ | ST. LOUIS | MO | S66|2007-12-11 | ||||||
| WALTER SCHWENK | ST. LOUIS | MO | S63|1979-09-25 | ||||||
| MICHAEL ADAMS | ST. LOUIS | MO | S66|2011-10-28 | ||||||
| MIKE KIM | ST. LOUIS | MO | S63|1990-03-28|S65|1995-03-22 | ||||||
| KELLEY BONUCCI | ST. LOUIS | MO | S66|2013-05-20 | ||||||
| BRAD PALENT | ST. LOUIS | MO | S63|1996-08-07|S65|1996-08-28 | ||||||
| FABIOLA GONZALEZ VALENZUELA | ST. LOUIS | MO | S66|2022-11-10 | ||||||
| KEVIN YOUNG | ST. LOUIS | MO | S63|2014-11-12|S66|2021-01-20 | ||||||
| GILBERT GAETA VAZQUEZ | ST. LOUIS | MO | S66|2013-05-20 | ||||||
| ADAM ANTEKEIER | ST. LOUIS | MO | S63|2018-08-30|S66|2021-03-03 | ||||||
| TROY JONES | ST. LOUIS | MO | S66|2009-08-22 | ||||||
| KIMBERLY MORSE | ST. LOUIS | MO | S66|2004-10-25 | ||||||
| TREVOR EBERT | ST. LOUIS | MO | S65|2020-03-17|S63|2020-02-24 | ||||||
| DEBRA HAWKINS | ST. LOUIS | MO | S63|2001-10-16|S65|2002-03-09 | ||||||
| PATRICIA THOMPSON | ST. LOUIS | MO | S66|2008-10-20 | ||||||
| JAMES GAITHER | ST. LOUIS | MO | S66|2009-04-09 | ||||||
| KATHLEEN BECKER | ST. LOUIS | MO | S66|2011-06-27 | ||||||
| CHRISTY JOSEPHS | ST. LOUIS | MO | S63|2019-02-28|S65|2019-04-22 | ||||||
| AMAN ANEJA | ST. LOUIS | MO | S63|1998-04-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $558.5 | $0.0 | 0% | 19,871 | 0 | 0% |
| 2024-04-02 | $558.5 | $0.0 | 0% | 19,871 | 0 | 0% |
| 2023-04-04 | $524.9 | $33.5 | 6% | 20,587 | -716 | -3% |
| 2022-04-01 | $647.8 | -$89.3 | -14% | 21,510 | -1,639 | -8% |
| 2021-04-05 | $568.8 | -$10.3 | -2% | 23,776 | -3,905 | -16% |
| 2020-04-01 | $510.9 | $47.5 | 9% | 25,711 | -5,840 | -23% |
| 2019-04-01 | $433.2 | $125.3 | 29% | 26,352 | -6,481 | -25% |
| 2018-04-02 | $473.0 | $85.5 | 18% | 26,409 | -6,538 | -25% |
| 2017-04-01 | $409.7 | $148.7 | 36% | 26,394 | -6,523 | -25% |
| 2016-04-01 | $372.1 | $186.4 | 50% | 26,308 | -6,437 | -24% |
| 2015-04-01 | $375.9 | $182.5 | 49% | 26,478 | -6,607 | -25% |
| 2014-04-01 | $334.8 | $223.7 | 67% | 25,817 | -5,946 | -23% |
| 2013-04-01 | $266.0 | $292.5 | 110% | 26,121 | -6,250 | -24% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MO, AK-06/11/1991, AL-01/02/1992, AR-05/23/1991, AZ-03/28/2002, CA-07/08/1997, CO-02/23/1999, CT-03/11/1998, DC-01/01/1996, DE-07/31/2003, FL-11/23/1994, GA-01/16/1992, HI-07/22/1991, IA-03/01/1999, ID-06/01/1992, IL-05/21/1999, IN-10/18/2000, KS-12/15/1997, KY-03/28/2002, LA-10/05/2001, MD-03/31/1992, ME-08/13/1993, MI-03/28/2002, MN-04/30/1991, MO-04/01/1991, MS-05/22/1998, MT-12/18/1997, NC-10/18/2000, ND-03/28/2002, NE-04/14/1998, NH-01/01/1993, NJ-12/14/1992, NM-01/16/1996, NV-08/30/1994, NY-01/14/1993, OH-04/19/2001, OK-04/19/2001, OR-03/28/2002, PA-03/28/2002, PR-08/02/2002, RI-10/09/1998, SC-10/18/2000, SD-12/01/1992, TN-10/02/1997, TX-11/01/1989, UT-04/22/1991, VA-08/20/1992, VI-06/24/2005, VT-03/28/2002, WA-12/05/1991, WI-05/13/1991, WV-01/05/1993, WY-07/03/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV