K2/D&S MANAGEMENT CO., L.L.C.

Latest filing: Aug 27, 2024 (86 days ago)
View on IAPD
Adviser Website

AUM

$9,521,833,367
-9% change vs. 1 year ago
-14% change vs. 3 years ago
-10% change vs. 5 years ago
-2% change vs. 10 years ago

Employee Count

55
-8% change vs. 1 year ago
-15% change vs. 3 years ago
-52% change vs. 5 years ago
-54% change vs. 10 years ago

Main Office

STAMFORD, CT
100 FIRST STAMFORD PLACE, STAMFORD, CT, UNITED STATES, 06902

Client AUM

Discretion AUM
Discretionary $9.5
Non-Discretionary $0.0
Total $9.5
Client AUM
Retail $0.0
Pooled $7.2
Institutional $2.3
Total $9.5
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
THE MASTER TRUST BANK OF JAPAN, LTD TOKYO--JPN $1.7

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $2.3
Retail SMA AUM $0.0
Institutional SMA AUM $2.3
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 100% $2.3
Cash 0% $0.0
Other 0% $0.0
Total 100% $2.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
FRANKLIN ADVISERS, INC. $339.2 104517
WESTERN ASSET MANAGEMENT COMPANY, LLC $313.8 110441
FRANKLIN TEMPLETON FUND ADVISER, LLC $196.1 140432
CLEARBRIDGE INVESTMENTS, LLC $148.2 137028
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC $105.4 142219
CLARION PARTNERS, LLC $79.3 108803
LEXINGTON PARTNERS L.P. $71.9 147281
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC $56.0 110783
FRANKLIN MUTUAL ADVISERS, LLC $38.4 111376
WESTERN ASSET MANAGEMENT COMPANY LIMITED $28.4 110427
BENEFIT STREET PARTNERS L.L.C. $28.3 158672
TEMPLETON ASSET MANAGEMENT LTD. $26.3 broker-dealer 111382
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED $25.3 111360
FRANKLIN TEMPLETON INSTITUTIONAL, LLC $24.9 117384
TEMPLETON GLOBAL ADVISORS LIMITED $22.3 broker-dealer 111383
ALCENTRA LIMITED $20.4 160617
ALCENTRA NY, LLC $16.4 128557
FRANKLIN TEMPLETON INVESTMENTS CORP. $14.4 broker-dealer 111364
ROYCE & ASSOCIATES, LP $11.7 107689
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED $9.4 139012
O'SHAUGHNESSY ASSET MANAGEMENT, LLC $8.0 144594
FRANKLIN ADVISORY SERVICES, LLC $7.7 111361
MARTIN CURRIE INC $7.0 110909
TEMPLETON INVESTMENT COUNSEL, LLC $6.4 111370
FIDUCIARY TRUST INTERNATIONAL, LLC $5.5 124062
BSP CLO MANAGEMENT LLC $4.2 304962
WESTERN ASSET MANAGEMENT COMPANY PTE LTD $4.2 142188
WESTERN ASSET MANAGEMENT COMPANY LTD $3.4 143388
CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED $2.6 151223
HOLOWESKO PARTNERS LTD. $0.8 155703
FRANKLIN BSP CAPITAL ADVISER LLC $0.5 307684
LEXINGTON ADVISORS LLC $0.3 107364
DARBY OVERSEAS PARTNERS, L.P. $0.2 160799
FRANKLIN MDP GP, LLC $0.0 -
K2 ADVISORS, L.L.C. $0.0 284891
CLARION PARTNERS EMEA LIMITED $0.0 broker-dealer -
FRANKLIN TEMPLETON SOCIAL INFRASTRUCTURE GP, S.À R.L. $0.0 -
FRANKLIN TEMPLETON REAL ESTATE ADVISORS IIIB GP, S.À R.L. $0.0 -
CLARION PARTNERS SECURITIES, LLC $0.0 broker-dealer 166384
FRANKLIN TEMPLETON REAL ESTATE ADVISORS IIIA GP, LLC $0.0 -
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. $0.0 155141
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. $0.0 broker-dealer 13594
WESTERN ASSET MANAGEMENT COMPANY PTY LTD $0.0 -
FIDUCIARY TRUST INTERNATIONAL LIMITED $0.0 -
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD $0.0 -
FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD. ( NAME CHANGE FROM FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LT $0.0 -
FRANKLIN TEMPLETON FRANCE S.A. $0.0 -
FIDUCIARY TRUST INTERNATIONAL OF THE SOUTH $0.0 trust company -
FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED $0.0 -
LEGG MASON (CHILE) INVERSIONES HOLDINGS LIMITADA $0.0 -
CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED $0.0 -
FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE SOCIEDADES DE INVERSION $0.0 -
FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD. $0.0 -
DARBY ASIA INVESTORS, LTD. $0.0 -
DARBY ASIA OPPORTUNITIES FUND III MANAGEMENT CO., LTD. $0.0 -
DARBY LATIN AMERICAN INVESTORS, LTD. $0.0 -
VIKING GP, LTD. $0.0 -
FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED $0.0 145421
FRANKLIN TEMPLETON REAL ESTATE ADVISORS II GP, LLC $0.0 -
FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA. $0.0 288668
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. $0.0 155095
FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD. $0.0 -
TEMPLETON HANA ASSET MANAGEMENT CO., LTD. (NAME CHANGE FROM DARBY HANA INFRASTRUCTURE FUND MANAGEMENT CO., LTD.) $0.0 -
FRANKLIN TEMPLETON REAL ESTATE ADVISORS GP, LLC $0.0 -
TEMPLETON ASSET MANAGEMENT (POLAND) TFI S.A. $0.0 -
FRANKLIN TEMPLETON JAPAN CO., LTD. $0.0 -
FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT CO., LTD. $0.0 155095
FRANKLIN BSP LENDING ADVISER, L.L.C. $0.0 155644
ROYCE FUND SERVICES, LLC $0.0 broker-dealer 14470
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC $0.0 broker-dealer 332
DARBY ASIA INVESTORS (HK), LTD. $0.0 -
CLARION PARTNERS EUROPE LIMITED $0.0 322449
FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD. $0.0 -
CLARION PARTNERS EUROPE (U.K.) LIMITED $0.0 322463
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS LIMITADA $0.0 -
FRANKLIN TEMPLETON INVESTMENTS AUSTRALIA LIMITED $0.0 -
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED $0.0 broker-dealer 114898
CLEARBRIDGE INVESTMENTS LIMITED $0.0 -
FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. $0.0 broker-dealer 172140
FRANKLIN DISTRIBUTORS, LLC $0.0 broker-dealer 109064
FRANKLIN TEMPLETON TRUSTEE SERVICES PRIVATE LIMITED $0.0 trust company -
FIDUCIARY TRUST COMPANY OF CANADA $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

6 active

Name Title
DAVIS, BJORN, ANTHONY CHIEF COMPLIANCE OFFICER
KANDIEW, ANDREW CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-11-01 $9.5 $0.0 0% 55 0 0%
2024-04-02 $9.5 $0.0 0% 55 0 0%
2023-04-04 $10.4 -$0.9 -9% 60 -5 -8%
2022-04-01 $12.3 -$2.8 -23% 60 -5 -8%
2021-04-05 $11.1 -$1.6 -14% 65 -10 -15%
2020-04-01 $10.8 -$1.2 -12% 97 -42 -43%
2019-04-01 $10.6 -$1.1 -10% 115 -60 -52%
2018-04-02 $10.6 -$1.0 -10% 115 -60 -52%
2017-04-01 $10.2 -$0.6 -6% 115 -60 -52%
2016-04-01 $10.4 -$0.8 -8% 115 -60 -52%
2015-04-01 $10.4 -$0.9 -8% 110 -55 -50%
2014-04-01 $9.7 -$0.2 -2% 120 -65 -54%
2013-04-01 $10.1 -$0.6 -5% 115 -60 -52%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CT, CT-03/11/2003
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV