ALLSPRING FUNDS MANAGEMENT, LLC

Latest filing: Jan 23, 2025 (86 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$300,798,686,558

0% change vs. 1 year ago

0% change vs. 3 years ago

28% change vs. 5 years ago

18% change vs. 10 years ago

Employee Count

513

0% change vs. 1 year ago

18% change vs. 3 years ago

2% change vs. 5 years ago

15% change vs. 10 years ago

Main Office

CHARLOTTE, NC

1415 VANTAGE PARK DRIVE, CHARLOTTE, NC, UNITED STATES, 28203

Client AUM

Discretion	AUM
Discretionary	$300.8
Non-Discretionary	$0.0
Total	$300.8

Client	AUM
Retail	$3.4
Pooled	$295.9
Institutional	$1.5
Total	$300.8

Retail	Accounts	AUM
Individual	3,271	$1.3
Average Individual AUM		$412,525
HNW	821	$2.0
Average HNW AUM		$2,471,415
Retail Total	4,092	$3.4
Average Retail AUM		$825,611

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
WELLS FARGO CLEARING SERVICES, LLC.	ST. LOUIS-MO-USA	$1.5
MORGAN STANLEY SMITH BARNEY LLC	PURCHASE-NY-USA	$0.8
UBS FINANCIAL SERVICES INC.	WEST DES MOINES-IA-USA	$0.7

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$4.9
Retail SMA AUM	$3.4
Institutional SMA AUM	$1.5

Asset Class	%	AUM
Equity Exch	39%	$1.9
Equity Non-Exch	0%	$0.0
Govt Agency	0%	$0.0
Municipal	41%	$2.0
Sovereign	0%	$0.0
IG Credit	0%	$0.0
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	17%	$0.8
Other Pools	0%	$0.0
Cash	3%	$0.1
Other	0%	$0.0
Total	100%	$4.9

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
ALLSPRING GLOBAL INVESTMENTS, LLC	$429.0		104973
GALLIARD CAPITAL MANAGEMENT, LLC	$85.5		106487
ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED	$8.3		132377
ALLSPRING FUNDS DISTRIBUTOR, LLC	$0.0	broker-dealer	133366
ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A.	$0.0		-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

17 active

Name	Title
HAAST, PAUL, JOHN IAPD Broker	SENIOR VICE PRESIDENT, HEAD OF PRODUCT DEVELOPMENT AND EXTERNAL INVESTMENTS, AND MANAGER
OWEN, ANDREW, NELSON IAPD Broker	PRESIDENT, CEO AND MANAGER
MCMILLIN, MOLLY, FESTA IAPD Broker	CHIEF FINANCIAL OFFICER, MANAGER
SQUIRE, SALLIE, CLEMENTS IAPD Broker	MANAGER, CHIEF OPERATING OFFICER
SULLIVAN, JOSEPH, ANDREW IAPD Broker	MANAGER
FELSCH, PAUL, WERNER IAPD Broker	CHIEF COMPLIANCE OFFICER
MCCORMACK, TRACI IAPD Broker	GLOBAL HEAD OF OPERATIONS AND MANAGER

ADVDB.CO • SOURCE: SEC

Representatives

90 active representatives found, showing 20 random

Name	City	State	Exams	Designations
MARGARET WADE	CHARLOTTE	NC	S66\|2022-12-30
JACOB LECHUSZ	CHARLOTTE	NC	S63\|2005-02-14\|S65\|2006-04-24
ANTHONY SVACH	CHARLOTTE	NC	S63\|1994-04-21\|S66\|2000-04-05
ERIK PERSSON	CHARLOTTE	NC	S63\|2014-01-07\|S65\|2014-07-28
MEAGHAN SPIEGEL	CHARLOTTE	NC	S66\|2010-01-14	CERTIFIED FINANCIAL PLANNER
THOMAS SCHERER	CHARLOTTE	NC	S63\|2000-09-25\|S66\|2003-07-16\|S65\|2016-04-27
BRANDON BROUILLARD	CHARLOTTE	NC	S63\|2008-06-30\|S65\|2013-08-26
JOSEPH CURATOLA	CHARLOTTE	NC	S63\|2002-02-18\|S65\|2006-11-30
EVAN COUTURE	CHARLOTTE	NC	S66\|2018-11-13
CONNIE WILLIAMS	CHARLOTTE	NC	S63\|1999-01-09\|S66\|2009-08-25
CARA MAGLIOCCO	CHARLOTTE	NC	S63\|2005-08-26\|S65\|2006-08-21
KATHERINE ULLUCCI	CHARLOTTE	NC	S63\|2011-05-11\|S65\|2012-10-12
JOHN BERG	CHARLOTTE	NC	S63\|2007-02-14\|S65\|2008-02-08
KURT MAEKAWA	CHARLOTTE	NC	S66\|2003-02-21
ROBERT WARCHOL	CHARLOTTE	NC	S63\|1996-05-03\|S66\|2001-05-25
ELLEN GOLTERMAN	CHARLOTTE	NC	S63\|2016-05-16\|S66\|2018-07-18
KENNETH RANIERI	CHARLOTTE	NC	S63\|1990-08-06\|S66\|2015-08-31	CHARTERED FINANCIAL ANALYST
SCOTT DEGRAEVE	CHARLOTTE	NC	S63\|2004-02-23\|S65\|2007-07-20
KRISTIN CARCIO	CHARLOTTE	NC	S63\|2014-07-22\|S65\|2015-11-16
JONATHAN LAGERSTEDT	CHARLOTTE	NC	S63\|2001-07-30\|S65\|2009-11-02

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-03-06	$300.8	$0.0	0%	513	0	0%
2024-04-02	$300.8	$0.0	0%	513	0	0%
2023-04-04	$235.2	$65.6	28%	418	95	23%
2022-04-01	$299.7	$1.1	0%	436	77	18%
2021-04-05	$306.7	-$5.9	-2%	454	59	13%
2020-04-01	$234.4	$66.4	28%	502	11	2%
2019-04-01	$203.5	$97.3	48%	459	54	12%
2018-04-02	$218.2	$82.6	38%	495	18	4%
2017-04-01	$212.8	$88.0	41%	660	-147	-22%
2016-04-01	$244.8	$56.0	23%	448	65	15%
2015-04-01	$254.5	$46.3	18%	448	65	15%
2014-04-01	$252.7	$48.1	19%	430	83	19%
2013-04-01	$229.5	$71.3	31%	433	80	18%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NC, AK-12/10/2004, AL-12/10/2004, AR-12/13/2004, AZ-12/10/2004, CA-12/10/2004, CO-12/10/2004, CT-12/10/2004, DC-12/10/2004, DE-01/03/2005, FL-12/13/2004, GA-12/10/2004, HI-12/10/2004, IA-12/15/2004, ID-12/10/2004, IL-12/17/2004, IN-12/10/2004, KS-12/10/2004, KY-12/10/2004, LA-12/10/2004, MA-12/10/2004, MD-12/10/2004, ME-12/10/2004, MI-12/10/2004, MN-01/03/2005, MO-12/10/2004, MS-12/10/2004, MT-12/10/2004, NC-12/10/2004, ND-12/10/2004, NE-12/10/2004, NH-12/10/2004, NJ-01/12/2005, NM-12/10/2004, NV-12/10/2004, NY-12/10/2004, OH-12/10/2004, OK-12/10/2004, OR-12/10/2004, PA-12/10/2004, PR-03/26/2010, RI-12/10/2004, SC-12/10/2004, SD-12/16/2004, TN-12/13/2004, TX-12/10/2004, UT-12/10/2004, VA-12/10/2004, VI-03/27/2014, VT-12/10/2004, WA-12/10/2004, WI-12/10/2004, WV-12/10/2004, WY-03/30/2018

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV