AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $8.3 |
Non-Discretionary | $0.0 |
Total | $8.3 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $2.5 |
Institutional | $5.9 |
Total | $8.3 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $4.5 |
THE BANK OF NEW YORK MELLON, N.A. | JERSEY CITY-NJ-USA | $1.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $5.9 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $5.9 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 5% | $0.3 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 21% | $1.2 |
Municipal | 0% | $0.0 |
Sovereign | 4% | $0.2 |
IG Credit | 65% | $3.8 |
HY Credit | 1% | $0.1 |
Derivatives | 1% | $0.1 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 3% | $0.2 |
Other | 0% | $0.0 |
Total | 100% | $5.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
ALLSPRING GLOBAL INVESTMENTS, LLC | $429.0 | 104973 | |
ALLSPRING FUNDS MANAGEMENT, LLC | $300.8 | 110841 | |
GALLIARD CAPITAL MANAGEMENT, LLC | $85.5 | 106487 | |
ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. | $0.7 | broker-dealer | 324043 |
ALLSPRING GLOBAL INVESTMENTS (JAPAN) LIMITED | $0.0 | - | |
ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | $0.0 | - | |
ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
16 active
Name | Title |
---|---|
MORRIS, DANIEL | EXECUTIVE DIRECTOR & CHIEF EXECUTIVE OFFICER |
PACQUEMENT, HENRIETTE, LOUISE | EXECUTIVE DIRECTOR |
MCMILLIN, MOLLY, FESTA | MANAGER |
SQUIRE, SALLIE, CLEMENTS | MANAGER |
SULLIVAN, JOSEPH, ANDREW | MANAGER |
SPUNGIN, CHARLES, ADRIAN EDWARD | EXECUTIVE DIRECTOR |
SOWERBY, ANDREW | EXECUTIVE DIRECTOR |
CRAWFORD, JONATHAN, DAVID | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-03-06 | $8.3 | $0.0 | 0% | 111 | 0 | 0% |
2024-04-02 | $8.3 | $0.0 | 0% | 111 | 0 | 0% |
2023-04-04 | $5.3 | $3.0 | 56% | 91 | 20 | 22% |
2022-04-01 | $7.6 | $0.7 | 9% | 86 | 25 | 29% |
2021-04-05 | $6.7 | $1.7 | 25% | 83 | 28 | 34% |
2020-04-01 | $7.6 | $0.7 | 9% | 96 | 15 | 16% |
2019-04-01 | $2.1 | $6.2 | 296% | 40 | 71 | 178% |
2018-04-02 | $2.4 | $5.9 | 241% | 40 | 71 | 178% |
2017-04-01 | $3.6 | $4.7 | 129% | 45 | 66 | 147% |
2016-04-01 | $3.9 | $4.5 | 116% | 60 | 51 | 85% |
2015-04-01 | $6.3 | $2.0 | 32% | 75 | 36 | 48% |
2014-04-01 | $7.4 | $1.0 | 13% | 85 | 26 | 31% |
2013-04-01 | $8.8 | -$0.4 | -5% | 85 | 26 | 31% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV