GALLIARD CAPITAL MANAGEMENT
Latest filing: Jan 22, 2025 (87 days ago)
AUM
$85,511,782,543
0% change vs. 1 year ago
-7% change vs. 3 years ago
-6% change vs. 5 years ago
1% change vs. 10 years ago
Employee Count
102
0% change vs. 1 year ago
29% change vs. 3 years ago
-1% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
MINNEAPOLIS, MN
800 LASALLE AVE., STE 1400, MINNEAPOLIS, MN, UNITED STATES, 55402-2054
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $84.9 |
| Non-Discretionary | $0.6 |
| Total | $85.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $17.6 |
| Institutional | $67.9 |
| Total | $85.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON, N.A. | JERSEY CITY-NJ-USA | $58.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $67.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $67.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 12% | $8.1 |
| Municipal | 2% | $1.4 |
| Sovereign | 0% | $0.0 |
| IG Credit | 7% | $4.8 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 6% | $4.1 |
| Cash | 2% | $1.4 |
| Other | 71% | $48.2 |
| Total | 100% | $67.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS, LLC | $429.0 | 104973 | |
| ALLSPRING FUNDS MANAGEMENT, LLC | $300.8 | 110841 | |
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED | $8.3 | 132377 | |
| ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. | $0.7 | broker-dealer | 324043 |
| ALLSPRING FUNDS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 133366 |
| ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | $0.0 | - | |
| ALLSPRING GLOBAL INVESTMENTS (JAPAN) LIMITED | $0.0 | - | |
| ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| MIRZA, AJAY, (NMN) | SENIOR MANAGING PRINCIPAL |
| NORMAN, MICHAEL, DAVID | PRESIDENT AND SENIOR MANAGING PRINCIPAL |
| MCMILLIN, MOLLY, FESTA | MANAGER |
| SQUIRE, SALLIE, CLEMENTS | MANAGER, CHIEF OPERATIONS OFFICER |
| SULLIVAN, JOSEPH, ANDREW | MANAGER |
| FELSCH, PAUL, WERNER | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $85.5 | $0.0 | 0% | 102 | 0 | 0% |
| 2024-04-02 | $85.5 | $0.0 | 0% | 102 | 0 | 0% |
| 2023-04-04 | $92.0 | -$6.5 | -7% | 79 | 23 | 29% |
| 2022-04-01 | $92.1 | -$6.6 | -7% | 79 | 23 | 29% |
| 2021-04-05 | $95.4 | -$9.9 | -10% | 104 | -2 | -2% |
| 2020-04-01 | $90.7 | -$5.1 | -6% | 103 | -1 | -1% |
| 2019-04-01 | $91.9 | -$6.4 | -7% | 108 | -6 | -6% |
| 2018-04-02 | $91.0 | -$5.4 | -6% | 109 | -7 | -6% |
| 2017-04-01 | $91.6 | -$6.1 | -7% | 113 | -11 | -10% |
| 2016-04-01 | $85.4 | $0.1 | 0% | 111 | -9 | -8% |
| 2015-04-01 | $84.8 | $0.8 | 1% | 102 | 0 | 0% |
| 2014-04-01 | $84.5 | $1.0 | 1% | 102 | 0 | 0% |
| 2013-04-01 | $85.3 | $0.2 | 0% | 97 | 5 | 5% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MN, CA-01/04/2007, CO-03/25/2024, CT-01/04/2007, DC-03/25/2024, FL-01/05/2007, GA-01/04/2007, IA-03/25/2010, IL-01/08/2007, IN-03/30/2015, KS-03/30/2016, KY-03/24/2010, MA-01/04/2007, MD-01/04/2007, MI-01/04/2007, MN-09/19/1995, MO-03/30/2015, NC-03/24/2010, NJ-01/14/2008, NM-03/25/2024, NY-03/20/2007, OH-03/30/2011, OR-03/25/2024, PA-03/24/2010, RI-01/04/2007, SC-03/25/2024, TN-03/25/2024, TX-03/25/2024, VA-01/22/2025, VI-03/25/2024, WI-01/04/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV