ALLSPRING GLOBAL INVESTMENTS, LLC
Latest filing: Aug 14, 2024 (246 days ago)
AUM
$429,024,440,167
0% change vs. 1 year ago
-9% change vs. 3 years ago
9% change vs. 5 years ago
28% change vs. 10 years ago
Employee Count
1,015
0% change vs. 1 year ago
21% change vs. 3 years ago
17% change vs. 5 years ago
22% change vs. 10 years ago
Main Office
CHARLOTTE, NC
1415 VANTAGE PARK DRIVE, CHARLOTTE, NC, UNITED STATES, 28203
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $429.0 |
| Non-Discretionary | $0.0 |
| Total | $429.0 |
| Client | AUM |
|---|---|
| Retail | $3.9 |
| Pooled | $319.5 |
| Institutional | $105.7 |
| Total | $429.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3,273 | $1.4 |
| Average Individual AUM | $413,835 | |
| HNW | 845 | $2.5 |
| Average HNW AUM | $3,004,241 | |
| Retail Total | 4,118 | $3.9 |
| Average Retail AUM | $945,378 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST CORPORATION | WILMINGTON-DE-USA | $20.7 |
| PRINCIPAL FINANCIAL GROUP, INC. | WILMINGTON-DE-USA | $17.6 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $15.2 |
| THE BANK OF NEW YORK MELLON, N.A. | JERSEY CITY-NJ-USA | $13.7 |
| U.S. BANK NATIONAL ASSOCIATION | CINCINNATI-OH-USA | $11.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $109.6 |
| Retail SMA AUM | $3.9 |
| Institutional SMA AUM | $105.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 13% | $14.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 25% | $27.4 |
| Municipal | 12% | $13.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 33% | $36.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $1.1 |
| Investment Companies | 3% | $3.3 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $5.5 |
| Other | 8% | $8.8 |
| Total | 100% | $109.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ALLSPRING FUNDS MANAGEMENT, LLC | $300.8 | 110841 | |
| GALLIARD CAPITAL MANAGEMENT, LLC | $85.5 | 106487 | |
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED | $8.3 | 132377 | |
| ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. | $0.7 | broker-dealer | 324043 |
| ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
| ALLSPRING GLOBAL INVESTMENTS (JAPAN) LIMITED | $0.0 | - | |
| ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | $0.0 | - | |
| ALLSPRING FUNDS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 133366 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| SQUIRE, SALLIE, CLEMENTS | CHIEF OPERATING OFFICER, MANAGER |
| BARANKO, FRANCIS, JON | PRESIDENT, CHIEF INVESTMENT OFFICER - GLOBAL FUNDAMENTAL INVESTMENTS |
| MCMILLIN, MOLLY, FESTA | CHIEF FINANCIAL OFFICER, MANAGER |
| SULLIVAN, JOSEPH, ANDREW | MANAGER |
| GRUNBERG, JENNIFER, LEA | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $429.0 | $0.0 | 0% | 1,015 | 0 | 0% |
| 2024-04-02 | $429.0 | $0.0 | 0% | 1,015 | 0 | 0% |
| 2023-04-04 | $367.2 | $61.9 | 17% | 932 | 83 | 9% |
| 2022-04-01 | $473.1 | -$44.0 | -9% | 841 | 174 | 21% |
| 2021-04-05 | $482.8 | -$53.8 | -11% | 880 | 135 | 15% |
| 2020-04-01 | $393.6 | $35.4 | 9% | 866 | 149 | 17% |
| 2019-04-01 | $360.0 | $69.0 | 19% | 811 | 204 | 25% |
| 2018-04-02 | $346.8 | $82.2 | 24% | 732 | 283 | 39% |
| 2017-04-01 | $324.8 | $104.2 | 32% | 771 | 244 | 32% |
| 2016-04-01 | $286.4 | $142.6 | 50% | 784 | 231 | 29% |
| 2015-04-01 | $335.7 | $93.3 | 28% | 831 | 184 | 22% |
| 2014-04-01 | $340.1 | $88.9 | 26% | 759 | 256 | 34% |
| 2013-04-01 | $315.7 | $113.4 | 36% | 735 | 280 | 38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NC, AK-09/15/2000, AL-09/25/2000, AR-10/01/1999, AZ-10/31/2000, CA-02/14/1985, CO-09/22/2000, CT-09/14/2000, DC-12/07/2000, DE-06/10/2002, FL-10/23/2000, GA-02/20/1998, HI-09/13/2000, IA-01/25/2001, ID-09/14/2000, IL-05/09/2000, IN-02/07/2001, KS-09/15/2000, KY-10/04/1999, LA-10/18/2001, MA-04/03/1998, MD-09/20/2000, ME-09/14/2000, MI-10/01/1999, MN-09/22/2000, MO-09/14/2000, MS-10/01/1999, MT-01/01/2000, NC-01/11/2001, ND-09/22/2000, NE-09/18/2000, NH-09/18/2000, NJ-10/04/1999, NM-09/19/2000, NV-04/02/1998, NY-09/22/2000, OH-10/14/1999, OK-09/25/2000, OR-05/03/2001, PA-09/30/1999, PR-09/29/2000, RI-09/19/2000, SC-09/30/2003, SD-09/18/2000, TN-10/05/1999, TX-04/03/1998, UT-09/19/2000, VA-10/17/2000, VT-12/21/2000, WA-09/20/2000, WI-09/18/2000, WV-09/30/1999, WY-03/30/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV