AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.7 |
Non-Discretionary | $0.0 |
Total | $0.7 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.3 |
Institutional | $0.4 |
Total | $0.7 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON, N.A. | JERSEY CITY-NJ-USA | $0.2 |
NORTHERN TRUST CORPORATION | WILMINGTON-DE-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.4 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.4 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 94% | $0.4 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 1% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 2% | $0.0 |
Other | 3% | $0.0 |
Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
ALLSPRING GLOBAL INVESTMENTS, LLC | $429.0 | 104973 | |
GALLIARD CAPITAL MANAGEMENT, LLC | $85.5 | 106487 | |
ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED | $8.3 | 132377 | |
ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
15 active
Name | Title |
---|---|
MCMILLIN, MOLLY, FESTA | MANAGER |
SQUIRE, SALLIE, CLEMENTS | MANAGER |
SULLIVAN, JOSEPH, ANDREW | MANAGER |
IRWIN, DERRICK, MILLET | DIRECTOR |
CHAO, TAN SONG | CEO AND DIRECTOR |
SOWERBY, ANDREW | DIRECTOR |
CRAWFORD, JONATHAN, DAVID | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-03-06 | $0.7 | $0.0 | 0% | 5 | 0 | 0% |
2024-04-02 | $0.7 | $0.0 | 0% | 5 | 0 | 0% |
2023-04-04 | $0.0 | $0.0 | 0% | 5 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV