CAPITAL ANALYSTS

Latest filing: Nov 25, 2024 (145 days ago)

View on IAPD

Adviser Website

AUM

$7,095,906,836

0% change vs. 1 year ago

0% change vs. 3 years ago

25% change vs. 5 years ago

111% change vs. 10 years ago

Employee Count

705

0% change vs. 1 year ago

3% change vs. 3 years ago

8% change vs. 5 years ago

108% change vs. 10 years ago

Main Office

FORT WASHINGTON, PA

601 OFFICE CENTER DRIVE, FORT WASHINGTON, PA, UNITED STATES, 19034-3232

Client AUM

Discretion	AUM
Discretionary	$6.9
Non-Discretionary	$0.2
Total	$7.1

Client	AUM
Retail	$6.7
Pooled	$0.0
Institutional	$0.3
Total	$7.1

Retail	Accounts	AUM
Individual	12,187	$3.4
Average Individual AUM		$275,322
HNW	2,605	$3.4
Average HNW AUM		$1,303,029
Retail Total	14,792	$6.7
Average Retail AUM		$456,310

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
PERSHING LLC	JERSEY CITY-NJ-USA	$6.9

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$7.1
Retail SMA AUM	$6.7
Institutional SMA AUM	$0.3

Asset Class	%	AUM
Equity Exch	15%	$1.1
Equity Non-Exch	0%	$0.0
Govt Agency	2%	$0.1
Municipal	2%	$0.1
Sovereign	0%	$0.0
IG Credit	1%	$0.1
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	80%	$5.7
Other Pools	0%	$0.0
Cash	0%	$0.0
Other	0%	$0.0
Total	100%	$7.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
LINCOLN INVESTMENT PLANNING, LLC	$17.2	broker-dealer	519
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC	$4.9		288623
CAPITAL ADVISORS, LTD., LLC	$1.1		153600
PRIVATE WEALTH STRATEGIES, L.L.C.	$0.6		298682
BEACON FINANCIAL ADVISORY LLC	$0.6		174334
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC.	$0.4		135832
LEGACY SOLUTIONS, LLC	$0.2		323360
K2 FINANCIAL INC.	$0.2		300913
WILLIAM ROANE SKEETERS, INC.	$0.0		113813

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name	Title
MAYHEW, STEPHEN, THOMAS IAPD Broker	SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER
MCCARTHY, DIANE, MULHERRIN IAPD Broker	ELECTED MANAGER, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (TREASURER)
MATTSON, MAUREEN, ANN IAPD Broker	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
OBERLIES, SUSAN, MARY IAPD Broker	SENIOR VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY
O'LEARY, KEVIN, JOSEPH IAPD Broker	PRESIDENT AND CHIEF EXECUTIVE OFFICER
KOLLAR, MICHAEL, MARK IAPD Broker	EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER
BUETI, ANTHONY, CHARLES IAPD Broker	SENIOR VICE PRESIDENT, OPERATIONS & SERVICE
BURA, KAREN, DOUGHERTY IAPD Broker	VICE PRESIDENT, CONTROLLER
FORST, EDWARD, SAMUEL IAPD Broker	ELECTED MANAGER
LECKEY, KATHLEEN, KINSLOW IAPD Broker	EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

68 active representatives found, showing 20 random

Name	City	State	Exams	Designations
MARGARET FREDRICKSON	FORT WASHINGTON	PA	S66\|1998-12-02
MICHAEL HOURIGAN	FORT WASHINGTON	PA	S63\|1996-05-09	CERTIFIED FINANCIAL PLANNER
MATTHEW TEHAN	FORT WASHINGTON	PA	S63\|2015-07-15\|S66\|2017-09-22
SUSAN WANAMAKER	FORT WASHINGTON	PA	S63\|1985-09-25\|S66\|2013-07-26	CERTIFIED FINANCIAL PLANNER
DAVID SHNITZER	FORT WASHINGTON	PA	S66\|2004-10-28	CERTIFIED FINANCIAL PLANNER
JAMES SHANNON	FORT WASHINGTON	PA	S66\|2013-08-16	CERTIFIED FINANCIAL PLANNER
MATTHEW PALMGREN	FORT WASHINGTON	PA	S63\|2010-01-22\|S65\|2017-01-13
ROBERT PRYOR	FORT WASHINGTON	PA	S66\|2017-02-06	CERTIFIED FINANCIAL PLANNER
CHRISTOPHER DUFFY	FORT WASHINGTON	PA	S66\|2000-06-13	CERTIFIED FINANCIAL PLANNER
ERIC PARADIS	FORT WASHINGTON	PA	S63\|1997-02-25\|S65\|2012-07-12
DEBORAH GEORGE	FORT WASHINGTON	PA
JOSEPH FABIANO	FORT WASHINGTON	PA	S63\|2004-11-29
MICHAEL DOYLE	FORT WASHINGTON	PA	S63\|2017-09-01\|S65\|2017-12-04
RAYMOND HUNT	FORT WASHINGTON	PA	S66\|2002-02-05
MICHAEL MARSHALL	FORT WASHINGTON	PA	S63\|1992-07-11\|S66\|2013-01-22
SHAUNA KEHRMEYER	FORT WASHINGTON	PA	S66\|2019-08-06
JAY MERRILL	FORT WASHINGTON	PA	S63\|2009-12-30\|S66\|2014-08-20
DANIEL THILL	FORT WASHINGTON	PA	S63\|1991-06-03
TIMOTHY SULLIVAN	FORT WASHINGTON	PA	S65\|2007-05-08\|S66\|2000-02-17
ERIK HACKER	FORT WASHINGTON	PA	S63\|1997-04-07	CHARTERED FINANCIAL CONSULTANT

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-03-06	$7.1	$0.0	0%	705	0	0%
2024-04-02	$7.1	$0.0	0%	705	0	0%
2023-04-04	$6.3	$0.8	13%	682	23	3%
2022-04-01	$7.1	$0.0	0%	682	23	3%
2021-04-05	$6.1	$1.0	17%	671	34	5%
2020-04-01	$5.7	$1.4	25%	650	55	8%
2019-04-01	$4.4	$2.7	61%	571	134	23%
2018-04-02	$4.8	$2.3	49%	534	171	32%
2017-04-01	$3.8	$3.3	86%	475	230	48%
2016-04-01	$3.4	$3.7	107%	423	282	67%
2015-04-01	$3.4	$3.7	111%	339	366	108%
2014-04-01	$3.2	$3.8	118%	224	481	215%
2013-04-01	$2.0	$5.1	255%	220	485	220%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

PA, AK-05/10/2012, AL-05/10/2012, AR-05/10/2012, AZ-03/31/2017, CA-05/10/2012, CO-05/10/2012, CT-05/10/2012, DC-05/10/2012, DE-05/10/2012, FL-05/11/2012, GA-05/10/2012, HI-05/10/2012, IA-05/10/2012, ID-05/10/2012, IL-06/04/2012, IN-05/10/2012, KS-05/10/2012, KY-05/10/2012, LA-05/10/2012, MA-05/10/2012, MD-05/10/2012, ME-05/10/2012, MI-05/10/2012, MN-05/10/2012, MO-05/10/2012, MS-05/10/2012, MT-05/10/2012, NC-05/10/2012, ND-05/10/2012, NE-05/10/2012, NH-05/10/2012, NJ-06/14/2012, NM-05/10/2012, NV-05/10/2012, NY-05/10/2012, OH-05/10/2012, OK-05/10/2012, OR-05/10/2012, PA-05/10/2012, PR-04/18/2024, RI-05/10/2012, SC-05/10/2012, SD-05/10/2012, TN-05/10/2012, TX-05/10/2012, UT-05/10/2012, VA-05/10/2012, VI-05/10/2012, VT-05/10/2012, WA-05/10/2012, WI-05/10/2012, WV-05/10/2012

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV