LINCOLN INVESTMENT

Latest filing: Nov 25, 2024 (142 days ago)
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AUM

$17,218,143,141
0% change vs. 1 year ago
-3% change vs. 3 years ago
33% change vs. 5 years ago
190% change vs. 10 years ago

Employee Count

1,297
0% change vs. 1 year ago
-1% change vs. 3 years ago
2% change vs. 5 years ago
47% change vs. 10 years ago

Main Office

FORT WASHINGTON, PA
601 OFFICE CENTER DRIVE, FORT WASHINGTON, PA, UNITED STATES, 19034-3232

Client AUM

Discretion AUM
Discretionary $8.3
Non-Discretionary $9.0
Total $17.2
Client AUM
Retail $17.0
Pooled $0.0
Institutional $0.2
Total $17.2
Retail Accounts AUM
Individual 134,236 $14.8
Average Individual AUM $110,236
HNW 3,111 $2.2
Average HNW AUM $714,313
Retail Total 137,347 $17.0
Average Retail AUM $123,919

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
LINCOLN INVESTMENT PLANNING, LLC FT WASHINGTON-PA-USA $15.9

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $17.2
Retail SMA AUM $17.0
Institutional SMA AUM $0.2
Asset Class % AUM
Equity Exch 1% $0.2
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 97% $16.7
Other Pools 0% $0.0
Cash 2% $0.3
Other 0% $0.0
Total 100% $17.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CAPITAL ANALYSTS, LLC $7.1 162200
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC $4.9 288623
CAPITAL ADVISORS, LTD., LLC $1.1 153600
PRIVATE WEALTH STRATEGIES, L.L.C. $0.6 298682
BEACON FINANCIAL ADVISORY LLC $0.6 174334
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC. $0.4 135832
ELLIOTT COVE CAPITAL MANAGEMENT LLC $0.3 123636
LEGACY SOLUTIONS, LLC $0.2 323360
K2 FINANCIAL INC. $0.2 300913
WILSON INVESTMENT ADVISORY SERVICES, LLC $0.1 133771
WILLIAM ROANE SKEETERS, INC. $0.0 113813

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

14 active

Name Title
FORST, EDWARD SAMUEL JR ELECTED MANAGER/PRESIDENT/CEO
FLAX, STEVEN NEIL SR VICE-PRESIDENT, HUMAN RESOURCES
BURA, KAREN DOUGHERTY VICE-PRESIDENT, CONTROLLER
MCCARTHY, DIANE MULHERRIN EXECUTIVE VICE-PRESIDENT/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/ELECTED MANAGER
MEHROTRA, SHASHI SENIOR VICE-PRESIDENT, CHIEF INVESTMENT STRATEGIST
BUETI, ANTHONY CHARLES SENIOR VICE-PRESIDENT, OPERATIONS & SERVICE/ PRINCIPAL OPERATIONS OFFICER
MATTSON, MAUREEN ANN EXECUTIVE-VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
KOLLAR, MICHAEL MARK EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION OFFICER
OBERLIES, SUSAN MARY SENIOR VICE-PRESIDENT, CORPORATE COUNSEL/SECRETARY
LECKEY, KATHLEEN KINSLOW EXECUTIVE VICE-PRESIDENT, CHIEF OPERATING OFFICER
MAYHEW, STEPHEN THOMAS SENIOR VICE-PRESIDENT, CHIEF INVESTMENT OFFICER
O'LEARY, KEVIN JOSEPH EXECUTIVE VICE-PRESIDENT, CHIEF GROWTH OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

963 active representatives found, showing 20 random

Name City State Exams Designations
KEVIN SOKOLOW FORT WASHINGTON PA S66|1999-12-23|S65|2015-12-14
KATHRYN KUZO FORT WASHINGTON PA S66|1998-10-02
ZACHARY ABRAMS FORT WASHINGTON PA S66|2009-10-30 CERTIFIED FINANCIAL PLANNER
CHARLES CAMPANA FORT WASHINGTON PA S63|2005-10-07|S65|2011-06-27
ANDREW RAMSEY FORT WASHINGTON PA S66|2020-09-22
MICHAEL NELLIGAN FORT WASHINGTON PA S63|2001-10-17|S65|2006-01-26
KENNETH GUTSHALL FORT WASHINGTON PA S63|1984-06-28
LISAGRACE ALSBURY FORT WASHINGTON PA S66|2017-03-23
DONALD MCKELL FORT WASHINGTON PA S63|1994-02-17
JOSEPH DICRISCIO FORT WASHINGTON PA S66|2015-07-14
HOWARD MOSKOW FORT WASHINGTON PA S63|1986-06-09
ALEXANDER RASKY FORT WASHINGTON PA S63|1999-02-05|S65|2011-08-12
VERED JUSTIN FORT WASHINGTON PA S63|1994-01-24|S65|2011-03-28
GARIN RYDALCH FORT WASHINGTON PA S66|2023-04-17
STEVEN FISHER FORT WASHINGTON PA S63|1996-07-16 CERTIFIED FINANCIAL PLANNER
RICHARD TARDOSKY FORT WASHINGTON PA S63|1999-11-03|S65|2016-07-20
CHRISTOPHER HARRIS FORT WASHINGTON PA S63|1980-08-25
THERESA KRUPKA FORT WASHINGTON PA S63|2008-01-05|S65|2008-03-28
GARRETT GRAY FORT WASHINGTON PA
BENJAMIN WELCH FORT WASHINGTON PA S63|2002-04-03|S66|2010-07-31

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-03-06 $17.2 $0.0 0% 1,297 0 0%
2024-04-02 $17.2 $0.0 0% 1,297 0 0%
2023-04-04 $15.4 $1.9 12% 1,294 3 0%
2022-04-01 $17.7 -$0.5 -3% 1,314 -17 -1%
2021-04-05 $15.3 $1.9 13% 1,317 -20 -2%
2020-04-01 $13.0 $4.2 33% 1,272 25 2%
2019-04-01 $9.0 $8.2 90% 1,279 18 1%
2018-04-02 $8.1 $9.1 112% 1,231 66 5%
2017-04-01 $6.3 $10.9 174% 1,100 197 18%
2016-04-01 $6.0 $11.2 188% 936 361 39%
2015-04-01 $5.9 $11.3 190% 883 414 47%
2014-04-01 $5.3 $11.9 226% 911 386 42%
2013-04-01 $3.1 $14.1 448% 700 597 85%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
PA, AK-04/13/1999, AL-02/02/2001, AR-07/02/1992, CA-07/08/1997, CO-01/01/1999, CT-12/16/1997, DC-02/02/1994, DE-06/20/2003, FL-09/26/1988, GA-11/01/1990, HI-09/21/1995, IA-01/01/1999, ID-03/08/1989, IL-05/26/1983, IN-02/05/2001, KS-12/08/1998, KY-04/08/1999, LA-10/10/2001, MD-03/28/1991, ME-01/01/1998, MI-04/12/1999, MN-01/02/1987, MO-03/09/1988, MS-12/05/1997, MT-01/02/1998, NC-05/30/2001, ND-11/22/2000, NE-08/27/2001, NH-11/25/1991, NJ-06/27/2002, NM-01/03/1989, NV-11/27/1990, NY-06/28/1982, OH-05/07/1999, OK-01/01/1998, OR-04/19/1999, PA-03/31/2011, PR-04/16/2024, RI-01/01/1993, SC-01/26/2001, SD-01/27/1989, TN-04/08/1999, TX-01/30/1985, UT-07/05/1994, VA-08/23/1989, VT-12/14/1994, WA-09/20/1988, WI-12/10/1990, WV-07/29/1986
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV