AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $2.6 |
Non-Discretionary | $0.0 |
Total | $2.6 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $2.6 |
Institutional | $0.0 |
Total | $2.6 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
AMERIPRISE FINANCIAL SERVICES, LLC | $479.8 | broker-dealer | 6363 |
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | $427.1 | 108257 | |
PYRFORD INTERNATIONAL LTD | $8.6 | 105646 | |
COLUMBIA WANGER ASSET MANAGEMENT, LLC | $6.4 | 111168 | |
LIONSTONE PARTNERS, LLC | $4.4 | 160214 | |
THREADNEEDLE INTERNATIONAL LTD. | $0.4 | 131168 | |
COLUMBIA THREADNEEDLE MULTI-MANAGER LLP | $0.0 | - | |
COLUMBIA THREADNEEDLE INVESTMENTS JAPAN CO., LTD. | $0.0 | broker-dealer | - |
COLUMBIA THREADNEEDLE NETHERLANDS B.V. | $0.0 | - | |
COLUMBIA THREADNEEDLE FUND MANAGEMENT LIMITED | $0.0 | - | |
RIVERSOURCE LIFE INSURANCE CO OF NEW YORK | $0.0 | - | |
COLUMBIA THREADNEEDLE REP AM PLC | $0.0 | - | |
COLUMBIA THREADNEEDLE MANAGEMENT (SWISS) GMBH | $0.0 | - | |
RIVERSOURCE DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139135 |
AMERIPRISE TRUST COMPANY | $0.0 | trust company | - |
ADVISORY CAPITAL STRATEGIES GROUP, INC. | $0.0 | - | |
COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED | $0.0 | 160460 | |
AMERIPRISE BANK, FSB | $0.0 | - | |
COLUMBIA THREADNEEDLE REAL ESTATE PARTNERS LLP | $0.0 | - | |
COLUMBIA THREADNEEDLE INVESTMENT BUSINESS LIMITED | $0.0 | - | |
THAMES RIVER CAPITAL LLP | $0.0 | - | |
CT REAL ESTATE PARTNERS GMBH & CO. KG | $0.0 | - | |
THREADNEEDLE INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
RIVERSOURCE LIFE INSURANCE COMPANY | $0.0 | - | |
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | $0.0 | broker-dealer | 26506 |
COLUMBIA THREADNEEDLE AM (ASIA) LIMITED | $0.0 | - | |
THREADNEEDLE ASSET MANAGEMENT LIMITED | $0.0 | - | |
COLUMBIA THREADNEEDLE MANAGEMENT LIMITED | $0.0 | 111598 | |
THREADNEEDLE INVESTMENTS SINGAPORE (PTE) LIMITED | $0.0 | - | |
THREADNEEDLE PENSIONS LIMITED | $0.0 | - | |
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. | $0.0 | broker-dealer | 840 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
Name | Title |
---|---|
TRUSCOTT, WILLIAM, FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD |
FARIA, LEE, A | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER |
CLARKE, MICHAEL, GERALD | SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS & INVESTOR SERVICES |
ENGELKING, BRIAN, MICHAEL | MEMBER, BOARD OF DIRECTORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
TANNUZZO, GENE, RICHARD | MEMBER, BOARD OF DIRECTORS, MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME |
DEFAO, MICHAEL, E | CHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY |
RAY, STANTON, DEWAYNE | VICE PRESIDENT |
WALDNER, MATT, M | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $2.6 | $0.0 | 0% | 24 | 0 | 0% |
2024-04-02 | $2.6 | $0.0 | 0% | 24 | 0 | 0% |
2023-04-04 | $2.8 | -$0.2 | -8% | 27 | -3 | -11% |
2022-04-01 | $2.7 | -$0.1 | -4% | 26 | -2 | -8% |
2021-04-05 | $3.2 | -$0.6 | -18% | 26 | -2 | -8% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
MA, |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV