AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $4.3 |
Non-Discretionary | $0.1 |
Total | $4.4 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $4.3 |
Institutional | $0.1 |
Total | $4.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.1 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 100% | $0.1 |
Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
AMERIPRISE FINANCIAL SERVICES, LLC | $479.8 | broker-dealer | 6363 |
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | $427.1 | 108257 | |
PYRFORD INTERNATIONAL LTD | $8.6 | 105646 | |
COLUMBIA WANGER ASSET MANAGEMENT, LLC | $6.4 | 111168 | |
COLUMBIA CENT CLO ADVISERS, LLC | $2.6 | 310864 | |
THREADNEEDLE INTERNATIONAL LTD. | $0.4 | 131168 | |
THREADNEEDLE ASSET MANAGEMENT LIMITED | $0.0 | - | |
LIONSTONE RDP CHANNEL HOUSE INVESTORS GP, LLC | $0.0 | - | |
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | $0.0 | broker-dealer | - |
LIONSTONE RALEIGH DEVELOPMENT PARTNERS GP, LLC | $0.0 | - | |
THREADNEEDLE INVESTMENTS SINGAPORE (PTE) LIMITED | $0.0 | - | |
LIONSTONE CFRE II REAL ESTATE CAPITAL, L.P. | $0.0 | - | |
LIONSTONE VA FOUR, L.P. | $0.0 | - | |
LIONSTONE LORE TWO, LLC | $0.0 | - | |
LIONSTONE U.S. LAND ONE GP, LLC | $0.0 | - | |
LIONSTONE RDP PCS PHASE I INVESTORS GP, LLC | $0.0 | - | |
RIVERSOURCE DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139135 |
LIONSTONE USL TWO GP, LLC | $0.0 | - | |
COLUMBIA THREADNEEDLE REAL ESTATE PARTNERS LLP | $0.0 | - | |
LIONSTONE RDP ST. ALBANS INVESTORS GP, LLC | $0.0 | - | |
LIONSTONE CREAD PARTNERS TWO, LLC | $0.0 | - | |
LIONSTONE RDP TOWER V INVESTORS GP, LLC | $0.0 | - | |
LIONSTONE BBP GP, LLC | $0.0 | - | |
ADVISORY CAPITAL STRATEGIES GROUP, INC. | $0.0 | - | |
COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED | $0.0 | 160460 | |
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | $0.0 | broker-dealer | 26506 |
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. | $0.0 | broker-dealer | 840 |
CT REAL ESTATE PARTNERS GMBH & CO. KG | $0.0 | - | |
LIONSTONE RDP CO-INVESTMENT FUND I GP, LLC | $0.0 | - | |
COLUMBIA THREADNEEDLE FUND MANAGEMENT LIMITED | $0.0 | - | |
LIONSTONE VA FIVE, L.P. | $0.0 | - | |
COLUMBIA THREADNEEDLE NETHERLANDS B.V. | $0.0 | - | |
RIVERSOURCE LIFE INSURANCE COMPANY | $0.0 | - | |
LIONSTONE RDP PLATFORM INVESTORS GP, LLC | $0.0 | - | |
AMERIPRISE TRUST COMPANY | $0.0 | trust company | - |
COLUMBIA THREADNEEDLE MANAGEMENT LIMITED | $0.0 | - | |
RIVERSOURCE LIFE INSURANCE CO OF NEW YORK | $0.0 | - | |
COLUMBIA THREADNEEDLE INVESTMENTS JAPAN CO., LTD | $0.0 | broker-dealer | - |
COLUMBIA THREADNEEDLE INVESTMENT BUSINESS LIMITED | $0.0 | - | |
COLUMBIA THREADNEEDLE MULTI-MANAGER LLP | $0.0 | - | |
COLUMBIA THREADNEEDLE REP AM PLC | $0.0 | - | |
THAMES RIVER CAPITAL LLP | $0.0 | - | |
COLUMBIA THREADNEEDLE MANAGEMENT (SWISS) GMBH | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
Name | Title |
---|---|
DUBROWSKI, DANIEL, RAYMOND | EXECUTIVE VICE PRESIDENT |
BRUCE, ANDREW, JAMES | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER |
LUSK, ANDREW, STEPHEN | CHIEF INVESTMENT OFFICER |
JHANJI, SHWETA | TREASURER |
SCHAEFER, JOHN, CHARLES | MANAGING DIRECTOR, HEAD OF LAND & DEVELOPMENT |
GROVER, SACHIN | MANAGING DIRECTOR, HEAD OF INVESTMENT RISK |
JONES, STEPHEN, BAILEY | HEAD OF ACQUISITIONS |
NORDBY, HANS, GUNNAR | HEAD OF RESEARCH AND ANALYTICS |
CASTANEDA, SAMANTHA, JEAN | CHIEF COMPLIANCE OFFICER |
LIU, SEAN | CHIEF LEGAL OFFICER |
ROWELL, RICHARD, DANA | HEAD OF VALUATIONS AND CO-HEAD OF INVESTMENT RISK |
BENNETT, STEWART | INTERIM CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
6 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
BRYAN SANCHEZ | HOUSTON | TX | |||||||
ALEXANDRA FRIEDMAN | HOUSTON | TX | S65|2021-07-27 | ||||||
ANDREW LUSK | HOUSTON | TX | |||||||
DANIEL DUBROWSKI | HOUSTON | TX | |||||||
JOHN ENERSON | HOUSTON | TX | |||||||
ANDREW BRUCE | HOUSTON | TX |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $4.4 | $0.0 | 0% | 67 | 0 | 0% |
2024-04-02 | $4.4 | $0.0 | 0% | 67 | 0 | 0% |
2023-04-04 | $5.9 | -$1.5 | -26% | 62 | 5 | 8% |
2022-04-01 | $6.2 | -$1.8 | -29% | 56 | 11 | 20% |
2021-04-05 | $5.3 | -$1.0 | -18% | 59 | 8 | 14% |
2020-04-01 | $5.0 | -$0.6 | -13% | 60 | 7 | 12% |
2019-04-01 | $4.2 | $0.2 | 5% | 60 | 7 | 12% |
2018-04-02 | $3.5 | $0.9 | 24% | 58 | 9 | 16% |
2017-04-01 | $3.4 | $1.0 | 28% | 52 | 15 | 29% |
2016-04-01 | $3.1 | $1.3 | 43% | 36 | 31 | 86% |
2015-04-01 | $2.1 | $2.2 | 105% | 35 | 32 | 91% |
2014-04-01 | $1.9 | $2.4 | 125% | 36 | 31 | 86% |
2013-04-01 | $1.8 | $2.6 | 150% | 25 | 42 | 168% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
TX, MA-03/26/2020, TX-10/09/2018 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV