COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Latest filing: Jun 17, 2024 (135 days ago)

AUM

$427,057,574,198
10% change vs. 1 year ago
5% change vs. 3 years ago
32% change vs. 5 years ago
27% change vs. 10 years ago

Employee Count

1,008
0% change vs. 1 year ago
0% change vs. 3 years ago
-2% change vs. 5 years ago
-10% change vs. 10 years ago

Main Office

BOSTON, MA
290 CONGRESS STREET, BOSTON, MA, UNITED STATES, 02210

Client AUM

Discretion AUM
Discretionary $426.3
Non-Discretionary $0.8
Total $427.1
Client AUM
Retail $1.9
Pooled $303.8
Institutional $121.4
Total $427.1
Retail Accounts AUM
Individual 1,630 $0.5
Average Individual AUM $330,622
HNW 250 $1.3
Average HNW AUM $5,332,163
Retail Total 1,880 $1.9
Average Retail AUM $995,721

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
JPMORGAN CHASE BANK, N.A. NEW YORK-NY-USA $69.8
STATE STREET BANK & TRUST COMPANY BOSTON-MA-USA $17.7
BANK OF AMERICA CORPORATION CHARLOTTE-NC-USA $14.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $123.3
Retail SMA AUM $1.9
Institutional SMA AUM $121.4
Asset Class % AUM
Equity Exch 27% $33.3
Equity Non-Exch 0% $0.0
Govt Agency 17% $21.0
Municipal 4% $4.9
Sovereign 0% $0.0
IG Credit 11% $13.6
HY Credit 11% $13.6
Derivatives 3% $3.7
Investment Companies 2% $2.5
Other Pools 0% $0.0
Cash 5% $6.2
Other 20% $24.7
Total 100% $123.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
AMERIPRISE FINANCIAL SERVICES, LLC $479.8 broker-dealer 6363
PYRFORD INTERNATIONAL LTD $8.6 105646
COLUMBIA WANGER ASSET MANAGEMENT, LLC $6.4 111168
LIONSTONE PARTNERS, LLC $4.4 160214
COLUMBIA CENT CLO ADVISERS, LLC $2.6 310864
THREADNEEDLE INTERNATIONAL LTD. $0.4 131168
COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED $0.0 160460
COLUMBIA THREADNEEDLE INVESTMENT BUSINESS LIMITED $0.0 -
COLUMBIA THREADNEEDLE REP AM PLC $0.0 -
COLUMBIA THREADNEEDLE REP SARL $0.0 -
LIONSTONE RDP CHANNEL HOUSE INVESTORS GP, LLC $0.0 -
COLUMBIA THREADNEEDLE NETHERLANDS B.V. $0.0 -
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. $0.0 broker-dealer 26506
COLUMBIA THREADNEEDLE INVESTMENTS JAPAN CO., LTD. $0.0 broker-dealer -
THAMES RIVER CAPITAL LLP $0.0 -
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. $0.0 broker-dealer 840
COLUMBIA THREADNEEDLE REAL ESTATE PARTNERS LLP $0.0 -
CT REAL ESTATE PARTNERS GMBH & CO. KG $0.0 -
RIVERSOURCE LIFE INSURANCE COMPANY $0.0 -
LIONSTONE VA FIVE, L.P. $0.0 -
COLUMBIA THREADNEEDLE FUND MANAGEMENT LIMITED $0.0 -
LIONSTONE RDP PLATFORM INVESTORS GP, LLC $0.0 -
ADVISORY CAPITAL STRATEGIES GROUP, INC. $0.0 -
LIONSTONE RDP ST. ALBANS INVESTORS GP, LLC $0.0 -
LIONSTONE RDP TOWER V INVESTORS GP, LLC $0.0 -
LIONSTONE RDP CO-INVESTMENT FUND I GP, LLC $0.0 -
LIONSTONE CREAD PARTNERS TWO, LLC $0.0 -
LIONSTONE BBP GP, LLC $0.0 -
LIONSTONE U.S. LAND ONE GP, L.L.C. $0.0 -
THREADNEEDLE ASSET MANAGEMENT LIMITED $0.0 -
LIONSTONE CFRE II REAL ESTATE CAPITAL, LP $0.0 -
LIONSTONE LORE TWO, LLC $0.0 -
LIONSTONE USL TWO GP, LLC $0.0 -
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED $0.0 broker-dealer -
COLUMBIA THREADNEEDLE MULTI-MANAGER LLP $0.0 -
THREADNEEDLE INVESTMENT SERVICES LIMITED $0.0 broker-dealer -
COLUMBIA THREADNEEDLE MANAGEMENT LIMITED $0.0 -
LIONSTONE VA FOUR, L.P. $0.0 -
THREADNEEDLE PENSIONS LIMITED $0.0 -
LIONSTONE RALEIGH DEVELOPMENT PARTNERS GP, LLC $0.0 -
RIVERSOURCE DISTRIBUTORS, INC. $0.0 broker-dealer 139135
COLUMBIA THREADNEEDLE MANAGEMENT (SWISS) GMBH $0.0 -
RIVERSOURCE LIFE INSURANCE CO OF NEW YORK $0.0 -
THREADNEEDLE INVESTMENTS SINGAPORE (PTE) LIMITED $0.0 -
LIONSTONE RDP PCS PHASE I INVESTORS GP, LLC $0.0 -
AMERIPRISE BANK, FSB $0.0 -
AMERIPRISE CAPTIVE INSURANCE COMPANY $0.0 -
THREADNEEDLE MANAGEMENT LUXEMBOURG S.A. $0.0 -
AMERIPRISE TRUST COMPANY $0.0 trust company -
COLUMBIA THREADNEEDLE INVESTMENTS (ME) LIMITED $0.0 -
THREADNEEDLE PORTFOLIO SERVICES AG $0.0 broker-dealer -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
TRUSCOTT, WILLIAM, FREDERICK CHAIRMAN OF THE BOARD AND PRESIDENT
FARIA, LEE, A VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
MERGEN, MELDA MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES
CLARKE, MICHAEL, GERALD MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES
ENGELKING, BRIAN, MICHAEL MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER
TANNUZZO, GENE, RICHARD MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME
DEFAO, MICHAEL, E VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY
ASSELTA, FRANCINE VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL
KUTIN, JOSHUA, BARRY HEAD OF ASSET ALLOCATION, NORTH AMERICA
WALDNER, MATT, M SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING

ADVDB.CO • SOURCE: SEC

Representatives

191 active representatives found, showing 20 random

Name City State Exams Designations
JAMES KISSANE BOSTON MA S63|1999-04-05|S66|2005-05-02
LUKE DIIORIO BOSTON MA S66|2023-07-17
MARC ZEITOUN BOSTON MA S63|1995-10-10 CHARTERED FINANCIAL ANALYST
HARRY SEYMOUR BOSTON MA S66|2003-10-17
DAVID GLABICKI BOSTON MA S63|1988-08-08|S65|2001-12-31
ANDREW ALDI BOSTON MA S63|1999-08-17|S65|2005-06-20
EVAN DUDNEY BOSTON MA S63|2021-03-03|S65|2022-06-03
PAUL SHELTON BOSTON MA S66|2006-03-07
GABRIELLA FORTE BOSTON MA S66|2023-08-25
JOHN SHEEHAN BOSTON MA S65|2014-10-28|S63|2012-01-23
JACOB ROBERTS BOSTON MA S63|2021-06-15|S65|2022-07-01
BRIAN HAYNES BOSTON MA S66|2007-10-26 CHARTERED FINANCIAL ANALYST
DONALD WILHELM BOSTON MA S63|1996-04-04|S65|1997-09-11|S66|2008-05-16
WILLIAM PALMER BOSTON MA S63|2022-10-03|S65|2023-04-13
COLE BOEHMER BOSTON MA S65|2017-04-10|S63|2016-08-24
ANITA NEDELJKOV BOSTON MA S63|2019-05-08|S65|2023-12-01
COLIN DECKER BOSTON MA S63|2021-11-04|S65|2022-05-24
MATTHEW PRZYBYSZ BOSTON MA S66|2020-02-21
THOMAS BLOOMER BOSTON MA S63|2004-06-29|S65|2010-02-16|S66|2004-12-17 CERTIFIED FINANCIAL PLANNER
THOMAS JONES BOSTON MA S63|1993-12-29|S65|1997-03-04

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $427.1 $0.0 0% 1,008 0 0%
2024-04-02 $427.1 $0.0 0% 1,008 0 0%
2023-04-04 $388.4 $38.7 10% 1,010 -2 0%
2022-04-01 $469.3 -$42.2 -9% 988 20 2%
2021-04-05 $408.2 $18.9 5% 1,004 4 0%
2020-04-01 $359.4 $67.7 19% 994 14 1%
2019-04-01 $323.1 $103.9 32% 1,030 -22 -2%
2018-04-02 $363.7 $63.3 17% 1,106 -98 -9%
2017-04-01 $350.2 $76.8 22% 1,151 -143 -12%
2016-04-01 $338.8 $88.2 26% 1,151 -143 -12%
2015-04-01 $345.2 $81.8 24% 1,130 -122 -11%
2014-04-01 $336.6 $90.4 27% 1,126 -118 -10%
2013-04-01 $304.6 $122.5 40% 1,121 -113 -10%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MA, AK-04/01/2005, AL-03/30/2005, AR-04/04/2005, AZ-03/30/2005, CA-06/22/1999, CO-03/30/2005, CT-03/30/2005, DC-03/30/2005, DE-04/08/2005, FL-06/21/1999, GA-04/01/2002, HI-03/30/2005, IA-06/25/1999, ID-03/30/2005, IL-04/08/2005, IN-02/13/2001, KS-03/30/2005, KY-03/30/2005, LA-03/30/2005, MA-06/22/1999, MD-01/23/2003, ME-03/30/2005, MI-03/30/2005, MN-12/11/1987, MO-03/30/2005, MS-03/30/2005, MT-03/30/2005, NC-03/30/2005, ND-03/30/2005, NE-03/30/2005, NH-04/17/1998, NJ-04/11/2005, NM-03/30/2005, NV-03/30/2005, NY-05/01/1996, OH-08/09/1999, OK-03/30/2005, OR-03/30/2005, PA-03/30/2005, PR-12/08/2008, RI-03/30/2005, SC-03/30/2005, SD-03/31/2005, TN-03/31/2005, TX-03/30/2005, UT-03/30/2005, VA-03/30/2005, VI-12/08/2008, VT-03/05/1999, WA-03/30/2005, WI-03/30/2005, WV-03/30/2005, WY-01/17/2018
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV