COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Latest filing: Dec 03, 2024 (135 days ago)
AUM
$427,057,574,198
0% change vs. 1 year ago
-9% change vs. 3 years ago
19% change vs. 5 years ago
24% change vs. 10 years ago
Employee Count
1,008
0% change vs. 1 year ago
2% change vs. 3 years ago
1% change vs. 5 years ago
-11% change vs. 10 years ago
Main Office
BOSTON, MA
290 CONGRESS STREET, BOSTON, MA, UNITED STATES, 02210
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $426.3 |
| Non-Discretionary | $0.8 |
| Total | $427.1 |
| Client | AUM |
|---|---|
| Retail | $1.9 |
| Pooled | $303.8 |
| Institutional | $121.4 |
| Total | $427.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,630 | $0.5 |
| Average Individual AUM | $330,622 | |
| HNW | 250 | $1.3 |
| Average HNW AUM | $5,332,163 | |
| Retail Total | 1,880 | $1.9 |
| Average Retail AUM | $995,721 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JPMORGAN CHASE BANK, N.A. | NEW YORK-NY-USA | $69.8 |
| STATE STREET BANK & TRUST COMPANY | BOSTON-MA-USA | $17.7 |
| BANK OF AMERICA CORPORATION | CHARLOTTE-NC-USA | $14.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $123.3 |
| Retail SMA AUM | $1.9 |
| Institutional SMA AUM | $121.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 27% | $33.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 17% | $21.0 |
| Municipal | 4% | $4.9 |
| Sovereign | 0% | $0.0 |
| IG Credit | 11% | $13.6 |
| HY Credit | 11% | $13.6 |
| Derivatives | 3% | $3.7 |
| Investment Companies | 2% | $2.5 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $6.2 |
| Other | 20% | $24.7 |
| Total | 100% | $123.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | $479.8 | broker-dealer | 6363 |
| PYRFORD INTERNATIONAL LTD | $8.6 | 105646 | |
| COLUMBIA WANGER ASSET MANAGEMENT, LLC | $6.4 | 111168 | |
| LIONSTONE PARTNERS, LLC | $4.4 | 160214 | |
| COLUMBIA CENT CLO ADVISERS, LLC | $2.6 | 310864 | |
| THREADNEEDLE INTERNATIONAL LTD. | $0.4 | 131168 | |
| COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED | $0.0 | 160460 | |
| COLUMBIA THREADNEEDLE INVESTMENT BUSINESS LIMITED | $0.0 | - | |
| COLUMBIA THREADNEEDLE REP AM PLC | $0.0 | - | |
| COLUMBIA THREADNEEDLE REP SARL | $0.0 | - | |
| LIONSTONE RDP CHANNEL HOUSE INVESTORS GP, LLC | $0.0 | - | |
| COLUMBIA THREADNEEDLE NETHERLANDS B.V. | $0.0 | - | |
| AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | $0.0 | broker-dealer | 26506 |
| COLUMBIA THREADNEEDLE INVESTMENTS JAPAN CO., LTD. | $0.0 | broker-dealer | - |
| THAMES RIVER CAPITAL LLP | $0.0 | - | |
| COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. | $0.0 | broker-dealer | 840 |
| COLUMBIA THREADNEEDLE REAL ESTATE PARTNERS LLP | $0.0 | - | |
| CT REAL ESTATE PARTNERS GMBH & CO. KG | $0.0 | - | |
| RIVERSOURCE LIFE INSURANCE COMPANY | $0.0 | - | |
| LIONSTONE VA FIVE, L.P. | $0.0 | - | |
| COLUMBIA THREADNEEDLE FUND MANAGEMENT LIMITED | $0.0 | - | |
| LIONSTONE RDP PLATFORM INVESTORS GP, LLC | $0.0 | - | |
| ADVISORY CAPITAL STRATEGIES GROUP, INC. | $0.0 | - | |
| LIONSTONE RDP ST. ALBANS INVESTORS GP, LLC | $0.0 | - | |
| LIONSTONE RDP TOWER V INVESTORS GP, LLC | $0.0 | - | |
| LIONSTONE RDP CO-INVESTMENT FUND I GP, LLC | $0.0 | - | |
| LIONSTONE CREAD PARTNERS TWO, LLC | $0.0 | - | |
| LIONSTONE BBP GP, LLC | $0.0 | - | |
| LIONSTONE U.S. LAND ONE GP, L.L.C. | $0.0 | - | |
| THREADNEEDLE ASSET MANAGEMENT LIMITED | $0.0 | - | |
| LIONSTONE CFRE II REAL ESTATE CAPITAL, LP | $0.0 | - | |
| LIONSTONE LORE TWO, LLC | $0.0 | - | |
| LIONSTONE USL TWO GP, LLC | $0.0 | - | |
| THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | $0.0 | broker-dealer | - |
| COLUMBIA THREADNEEDLE MULTI-MANAGER LLP | $0.0 | - | |
| THREADNEEDLE INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
| COLUMBIA THREADNEEDLE MANAGEMENT LIMITED | $0.0 | - | |
| LIONSTONE VA FOUR, L.P. | $0.0 | - | |
| THREADNEEDLE PENSIONS LIMITED | $0.0 | - | |
| LIONSTONE RALEIGH DEVELOPMENT PARTNERS GP, LLC | $0.0 | - | |
| RIVERSOURCE DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139135 |
| COLUMBIA THREADNEEDLE MANAGEMENT (SWISS) GMBH | $0.0 | - | |
| RIVERSOURCE LIFE INSURANCE CO OF NEW YORK | $0.0 | - | |
| THREADNEEDLE INVESTMENTS SINGAPORE (PTE) LIMITED | $0.0 | - | |
| LIONSTONE RDP PCS PHASE I INVESTORS GP, LLC | $0.0 | - | |
| AMERIPRISE BANK, FSB | $0.0 | - | |
| AMERIPRISE CAPTIVE INSURANCE COMPANY | $0.0 | - | |
| THREADNEEDLE MANAGEMENT LUXEMBOURG S.A. | $0.0 | - | |
| AMERIPRISE TRUST COMPANY | $0.0 | trust company | - |
| COLUMBIA THREADNEEDLE INVESTMENTS (ME) LIMITED | $0.0 | - | |
| THREADNEEDLE PORTFOLIO SERVICES AG | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| TRUSCOTT, WILLIAM, FREDERICK | CHAIRMAN OF THE BOARD AND PRESIDENT |
| FARIA, LEE, A | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER |
| MERGEN, MELDA | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES |
| CLARKE, MICHAEL, GERALD | MEMBER, BOARD OF GOVERNORS, SENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS AND INVESTOR SERVICES |
| ENGELKING, BRIAN, MICHAEL | MEMBER, BOARD OF GOVERNORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
| TANNUZZO, GENE, RICHARD | MANAGING DIRECTOR AND GLOBAL HEAD OF FIXED INCOME |
| DEFAO, MICHAEL, E | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY |
| ASSELTA, FRANCINE | VICE PRESIDENT AND HEAD OF NORTH AMERICA INSTITUTIONAL |
| KUTIN, JOSHUA, BARRY | HEAD OF ASSET ALLOCATION, NORTH AMERICA |
| WALDNER, MATT, M | SENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING |
ADVDB.CO • SOURCE: SEC
Representatives
191 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| WILLARD CAREY | BOSTON | MA | S63|1991-09-19|S66|2005-04-06 | ||||||
| ROBERT STARK | BOSTON | MA | S63|2001-11-30|S65|2002-03-13 | ||||||
| CHARLES WISNIEWSKI | BOSTON | MA | S63|2016-01-11|S65|2019-09-17 | ||||||
| STEPHEN HARMON | BOSTON | MA | S65|2016-06-30|S63|2016-01-02 | ||||||
| WILLIAM WESNOFSKE | BOSTON | MA | S66|2016-06-14 | ||||||
| DAVID GLABICKI | BOSTON | MA | S63|1988-08-08|S65|2001-12-31 | ||||||
| HARRY SEYMOUR | BOSTON | MA | S66|2003-10-17 | ||||||
| BRANDON HELMS | BOSTON | MA | S63|2006-11-15|S66|2008-02-21 | ||||||
| RUSSELL GENTILE | BOSTON | MA | S63|1998-08-05|S65|2005-06-13 | ||||||
| RYAN MCCARTHY | BOSTON | MA | S63|2017-08-17|S65|2017-09-21 | ||||||
| CHASE STRATTON | BOSTON | MA | S63|2019-09-07|S65|2020-03-05 | ||||||
| AMY UNTIEDT | BOSTON | MA | S66|2023-01-09 | ||||||
| BROOK CONLEY | BOSTON | MA | S63|1996-11-19|S65|2005-06-16 | ||||||
| BRENDAN CUNNINGHAM | BOSTON | MA | S63|2022-11-07|S65|2023-06-20 | ||||||
| CARLY LOCKWOOD | BOSTON | MA | S66|2017-04-20 | ||||||
| MATTHEW STEIGER | BOSTON | MA | S65|2017-02-04|S63|2021-12-14 | ||||||
| NATHANIEL THOMPSON | BOSTON | MA | S66|2015-04-30 | ||||||
| JACK OSHEA | BOSTON | MA | S66|2020-12-18 | ||||||
| NICHOLAS SHUMSKI | BOSTON | MA | S63|2022-06-03|S65|2023-05-09 | ||||||
| JACOB WILLIAMS | BOSTON | MA | S66|2017-07-01 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $427.1 | $0.0 | 0% | 1,008 | 0 | 0% |
| 2024-04-02 | $427.1 | $0.0 | 0% | 1,008 | 0 | 0% |
| 2023-04-04 | $388.4 | $38.7 | 10% | 1,010 | -2 | 0% |
| 2022-04-01 | $469.3 | -$42.2 | -9% | 988 | 20 | 2% |
| 2021-04-05 | $408.2 | $18.9 | 5% | 1,004 | 4 | 0% |
| 2020-04-01 | $359.4 | $67.7 | 19% | 994 | 14 | 1% |
| 2019-04-01 | $323.1 | $103.9 | 32% | 1,030 | -22 | -2% |
| 2018-04-02 | $363.7 | $63.3 | 17% | 1,106 | -98 | -9% |
| 2017-04-01 | $350.2 | $76.8 | 22% | 1,151 | -143 | -12% |
| 2016-04-01 | $338.8 | $88.2 | 26% | 1,151 | -143 | -12% |
| 2015-04-01 | $345.2 | $81.8 | 24% | 1,130 | -122 | -11% |
| 2014-04-01 | $336.6 | $90.4 | 27% | 1,126 | -118 | -10% |
| 2013-04-01 | $304.6 | $122.5 | 40% | 1,121 | -113 | -10% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-04/01/2005, AL-03/30/2005, AR-04/04/2005, AZ-03/30/2005, CA-06/22/1999, CO-03/30/2005, CT-03/30/2005, DC-03/30/2005, DE-04/08/2005, FL-06/21/1999, GA-04/01/2002, HI-03/30/2005, IA-06/25/1999, ID-03/30/2005, IL-04/08/2005, IN-02/13/2001, KS-03/30/2005, KY-03/30/2005, LA-03/30/2005, MA-06/22/1999, MD-01/23/2003, ME-03/30/2005, MI-03/30/2005, MN-12/11/1987, MO-03/30/2005, MS-03/30/2005, MT-03/30/2005, NC-03/30/2005, ND-03/30/2005, NE-03/30/2005, NH-04/17/1998, NJ-04/11/2005, NM-03/30/2005, NV-03/30/2005, NY-05/01/1996, OH-08/09/1999, OK-03/30/2005, OR-03/30/2005, PA-03/30/2005, PR-12/08/2008, RI-03/30/2005, SC-03/30/2005, SD-03/31/2005, TN-03/31/2005, TX-03/30/2005, UT-03/30/2005, VA-03/30/2005, VI-12/08/2008, VT-03/05/1999, WA-03/30/2005, WI-03/30/2005, WV-03/30/2005, WY-01/17/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV