FAYEZ SAROFIM & CO.
Latest filing: Mar 27, 2024 (217 days ago)
AUM
$31,426,186,064
8% change vs. 1 year ago
14% change vs. 3 years ago
43% change vs. 5 years ago
-1% change vs. 10 years ago
Employee Count
52
2% change vs. 1 year ago
4% change vs. 3 years ago
4% change vs. 5 years ago
-10% change vs. 10 years ago
Main Office
HOUSTON, TX
TWO HOUSTON CENTER, HOUSTON, TX, UNITED STATES, 77010
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $31.2 |
| Non-Discretionary | $0.2 |
| Total | $31.4 |
| Client | AUM |
|---|---|
| Retail | $13.7 |
| Pooled | $4.1 |
| Institutional | $13.6 |
| Total | $31.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,535 | $1.6 |
| Average Individual AUM | $617,960 | |
| HNW | 281 | $12.1 |
| Average HNW AUM | $43,127,989 | |
| Retail Total | 2,816 | $13.7 |
| Average Retail AUM | $4,859,905 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY DISTRIBUTORS COMPANY LLC | BOSTON-MA-USA | $4.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $27.3 |
| Retail SMA AUM | $13.7 |
| Institutional SMA AUM | $13.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 89% | $24.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.8 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.5 |
| Other | 6% | $1.6 |
| Total | 100% | $27.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SAROFIM TRUST CO., LTA | $7.1 | trust company | 106590 |
| SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLC | $5.7 | 106933 | |
| SAROFIM REALTY ADVISORS LLC | $1.9 | 106931 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| WHITE, RAYE, GILLIS | DIRECTOR, EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER |
| SHEEDY, CHARLES, EDMUND | SENIOR VICE PRESIDENT |
| LEE, JR., WILLIAM, GENTRY | DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER |
| CHRISTENSEN, ALAN, ROBERT | PRESIDENT AND HEAD OF INVESTMENT RISK |
| SAROFIM, CHRISTOPHER, BINYON | DIRECTOR AND CHAIRMAN, TRUSTEE |
| REZA, REYNALDO, (NMN) | SENIOR VICE PRESIDENT |
| GIBBONS, MICHELE, LEW | GENERAL COUNSEL |
| COLUCCI, JOHN, (NMN) | CHIEF OPERATING OFFICER |
| ROBISON, ALEXANDER, CHASE | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
17 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SAMUEL DICK | HOUSTON | TX | S63|2003-01-13 | CHARTERED FINANCIAL ANALYST | |||||
| DOUGLAS ALDER | HOUSTON | TX | CHARTERED FINANCIAL ANALYST | ||||||
| MATTHEW ALTENAU | HOUSTON | TX | CHARTERED FINANCIAL ANALYST | ||||||
| DAVID SEARLS | HOUSTON | TX | S66|2009-11-23 | ||||||
| REYNALDO REZA | HOUSTON | TX | CHARTERED FINANCIAL ANALYST | ||||||
| DANIEL CONNALLY | HOUSTON | TX | CHARTERED FINANCIAL ANALYST | ||||||
| ANDREW ZICCARDI | HOUSTON | TX | CHARTERED FINANCIAL ANALYST | ||||||
| FAYEZ SAROFIM | HOUSTON | TX | CHARTERED INVESTMENT COUNSELOR | ||||||
| CATHERINE CRAIN | HOUSTON | TX | S65|1997-02-03 | CHARTERED FINANCIAL ANALYST | |||||
| VERNON PERRY | HOUSTON | TX | S63|2003-12-23|S65|2002-08-22 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM LEE, JR. | HOUSTON | TX | CHARTERED FINANCIAL ANALYST | ||||||
| ALAN CHRISTENSEN | HOUSTON | TX | CHARTERED FINANCIAL ANALYST | ||||||
| ANTHONY GRACELY | HOUSTON | TX | S66|2004-10-19 | CHARTERED FINANCIAL ANALYST | |||||
| RAYE WHITE | HOUSTON | TX | CHARTERED INVESTMENT COUNSELOR | ||||||
| CHARLES SHEEDY | HOUSTON | TX | CHARTERED INVESTMENT COUNSELOR | ||||||
| NICHOLAS ZDEBLICK | HOUSTON | TX | CHARTERED FINANCIAL ANALYST | ||||||
| CHRISTOPHER SAROFIM | HOUSTON | TX | S65|1997-04-21 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $31.4 | $0.0 | 0% | 52 | 0 | 0% |
| 2024-04-02 | $31.4 | $0.0 | 0% | 52 | 0 | 0% |
| 2023-04-04 | $29.0 | $2.4 | 8% | 51 | 1 | 2% |
| 2022-04-01 | $36.6 | -$5.2 | -14% | 49 | 3 | 6% |
| 2021-04-05 | $27.6 | $3.8 | 14% | 50 | 2 | 4% |
| 2020-04-01 | $25.5 | $5.9 | 23% | 50 | 2 | 4% |
| 2019-04-01 | $22.0 | $9.4 | 43% | 50 | 2 | 4% |
| 2018-04-02 | $26.7 | $4.7 | 18% | 50 | 2 | 4% |
| 2017-04-01 | $23.6 | $7.8 | 33% | 51 | 1 | 2% |
| 2016-04-01 | $23.3 | $8.1 | 35% | 54 | -2 | -4% |
| 2015-04-01 | $30.5 | $1.0 | 3% | 56 | -4 | -7% |
| 2014-04-01 | $31.7 | -$0.2 | -1% | 58 | -6 | -10% |
| 2013-04-01 | $28.2 | $3.2 | 11% | 59 | -7 | -12% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, AK-12/14/2001, AL-12/13/2001, AR-12/17/2001, AZ-12/13/2001, CA-11/26/1969, CO-12/13/2001, CT-01/25/1998, DC-12/14/2001, DE-03/31/2003, FL-12/28/1982, GA-09/21/1994, HI-12/13/2001, IA-12/17/2001, ID-12/13/2001, IL-12/23/1970, IN-12/13/2001, KS-12/13/2001, KY-12/13/2001, LA-10/05/2001, MA-12/13/2001, MD-12/13/2001, ME-12/13/2001, MI-12/13/2001, MN-01/10/2002, MO-12/13/2001, MS-12/13/2001, MT-12/13/2001, NC-12/13/2001, ND-12/13/2001, NE-12/13/2001, NH-09/03/1991, NJ-01/25/2002, NM-10/14/1994, NV-12/13/2001, NY-01/09/1974, OH-05/26/1999, OK-01/01/1998, OR-01/22/2001, PA-06/14/1988, PR-12/13/2001, RI-12/13/2001, SC-12/13/2001, SD-12/17/2001, TN-12/17/2001, TX-06/18/1958, UT-12/17/2001, VA-04/17/1990, VI-03/31/2011, VT-11/18/1994, WA-12/13/2001, WI-10/17/1995, WV-12/17/2001, WY-03/27/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV