FAYEZ SAROFIM & CO.

Latest filing: Mar 27, 2024 (217 days ago)

AUM

$31,426,186,064
8% change vs. 1 year ago
14% change vs. 3 years ago
43% change vs. 5 years ago
-1% change vs. 10 years ago

Employee Count

52
2% change vs. 1 year ago
4% change vs. 3 years ago
4% change vs. 5 years ago
-10% change vs. 10 years ago

Main Office

HOUSTON, TX
TWO HOUSTON CENTER, HOUSTON, TX, UNITED STATES, 77010

Client AUM

Discretion AUM
Discretionary $31.2
Non-Discretionary $0.2
Total $31.4
Client AUM
Retail $13.7
Pooled $4.1
Institutional $13.6
Total $31.4
Retail Accounts AUM
Individual 2,535 $1.6
Average Individual AUM $617,960
HNW 281 $12.1
Average HNW AUM $43,127,989
Retail Total 2,816 $13.7
Average Retail AUM $4,859,905

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
FIDELITY DISTRIBUTORS COMPANY LLC BOSTON-MA-USA $4.7

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $27.3
Retail SMA AUM $13.7
Institutional SMA AUM $13.6
Asset Class % AUM
Equity Exch 89% $24.3
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 3% $0.8
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 2% $0.5
Other 6% $1.6
Total 100% $27.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
SAROFIM TRUST CO., LTA $7.1 trust company 106590
SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLC $5.7 106933
SAROFIM REALTY ADVISORS LLC $1.9 106931

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name Title
WHITE, RAYE, GILLIS DIRECTOR, EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER
SHEEDY, CHARLES, EDMUND SENIOR VICE PRESIDENT
LEE, JR., WILLIAM, GENTRY DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER
CHRISTENSEN, ALAN, ROBERT PRESIDENT AND HEAD OF INVESTMENT RISK
SAROFIM, CHRISTOPHER, BINYON DIRECTOR AND CHAIRMAN, TRUSTEE
REZA, REYNALDO, (NMN) SENIOR VICE PRESIDENT
GIBBONS, MICHELE, LEW GENERAL COUNSEL
COLUCCI, JOHN, (NMN) CHIEF OPERATING OFFICER
ROBISON, ALEXANDER, CHASE CHIEF FINANCIAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

17 active representatives found

Name City State Exams Designations
SAMUEL DICK HOUSTON TX S63|2003-01-13 CHARTERED FINANCIAL ANALYST
DOUGLAS ALDER HOUSTON TX CHARTERED FINANCIAL ANALYST
MATTHEW ALTENAU HOUSTON TX CHARTERED FINANCIAL ANALYST
DAVID SEARLS HOUSTON TX S66|2009-11-23
REYNALDO REZA HOUSTON TX CHARTERED FINANCIAL ANALYST
DANIEL CONNALLY HOUSTON TX CHARTERED FINANCIAL ANALYST
ANDREW ZICCARDI HOUSTON TX CHARTERED FINANCIAL ANALYST
FAYEZ SAROFIM HOUSTON TX CHARTERED INVESTMENT COUNSELOR
CATHERINE CRAIN HOUSTON TX S65|1997-02-03 CHARTERED FINANCIAL ANALYST
VERNON PERRY HOUSTON TX S63|2003-12-23|S65|2002-08-22 CHARTERED FINANCIAL ANALYST
WILLIAM LEE, JR. HOUSTON TX CHARTERED FINANCIAL ANALYST
ALAN CHRISTENSEN HOUSTON TX CHARTERED FINANCIAL ANALYST
ANTHONY GRACELY HOUSTON TX S66|2004-10-19 CHARTERED FINANCIAL ANALYST
RAYE WHITE HOUSTON TX CHARTERED INVESTMENT COUNSELOR
CHARLES SHEEDY HOUSTON TX CHARTERED INVESTMENT COUNSELOR
NICHOLAS ZDEBLICK HOUSTON TX CHARTERED FINANCIAL ANALYST
CHRISTOPHER SAROFIM HOUSTON TX S65|1997-04-21

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $31.4 $0.0 0% 52 0 0%
2024-04-02 $31.4 $0.0 0% 52 0 0%
2023-04-04 $29.0 $2.4 8% 51 1 2%
2022-04-01 $36.6 -$5.2 -14% 49 3 6%
2021-04-05 $27.6 $3.8 14% 50 2 4%
2020-04-01 $25.5 $5.9 23% 50 2 4%
2019-04-01 $22.0 $9.4 43% 50 2 4%
2018-04-02 $26.7 $4.7 18% 50 2 4%
2017-04-01 $23.6 $7.8 33% 51 1 2%
2016-04-01 $23.3 $8.1 35% 54 -2 -4%
2015-04-01 $30.5 $1.0 3% 56 -4 -7%
2014-04-01 $31.7 -$0.2 -1% 58 -6 -10%
2013-04-01 $28.2 $3.2 11% 59 -7 -12%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
TX, AK-12/14/2001, AL-12/13/2001, AR-12/17/2001, AZ-12/13/2001, CA-11/26/1969, CO-12/13/2001, CT-01/25/1998, DC-12/14/2001, DE-03/31/2003, FL-12/28/1982, GA-09/21/1994, HI-12/13/2001, IA-12/17/2001, ID-12/13/2001, IL-12/23/1970, IN-12/13/2001, KS-12/13/2001, KY-12/13/2001, LA-10/05/2001, MA-12/13/2001, MD-12/13/2001, ME-12/13/2001, MI-12/13/2001, MN-01/10/2002, MO-12/13/2001, MS-12/13/2001, MT-12/13/2001, NC-12/13/2001, ND-12/13/2001, NE-12/13/2001, NH-09/03/1991, NJ-01/25/2002, NM-10/14/1994, NV-12/13/2001, NY-01/09/1974, OH-05/26/1999, OK-01/01/1998, OR-01/22/2001, PA-06/14/1988, PR-12/13/2001, RI-12/13/2001, SC-12/13/2001, SD-12/17/2001, TN-12/17/2001, TX-06/18/1958, UT-12/17/2001, VA-04/17/1990, VI-03/31/2011, VT-11/18/1994, WA-12/13/2001, WI-10/17/1995, WV-12/17/2001, WY-03/27/2024
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV