AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $1.3 |
| Total | $1.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.6 |
| Institutional | $1.3 |
| Total | $1.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $1.3 |
| Total | 100% | $1.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FAYEZ SAROFIM & CO., LLC | $31.4 | 106584 | |
| SAROFIM TRUST CO., LTA | $7.1 | trust company | 106590 |
| SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLC | $5.7 | 106933 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| WHITE, RAYE, GILLIS | CHIEF COMPLIANCE OFFICER |
| LEE, JR., WILLIAM, GENTRY | SENIOR VICE PRESIDENT |
| GIBBONS, MICHELE, LEW | GENERAL COUNSEL |
| SAROFIM, CHRISTOPHER, BINYON | TRUSTEE |
| ALDER, DOUGLAS, KENNETH | PRESIDENT |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $1.9 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $1.9 | $0.0 | 0% | 21 | -15 | -71% |
| 2023-04-04 | $1.9 | $0.0 | -2% | 19 | -13 | -68% |
| 2022-04-01 | $1.8 | $0.1 | 5% | 21 | -15 | -71% |
| 2021-04-05 | $1.4 | $0.5 | 32% | 14 | -8 | -57% |
| 2020-04-01 | $1.5 | $0.4 | 23% | 21 | -15 | -71% |
| 2019-04-01 | $1.5 | $0.4 | 29% | 20 | -14 | -70% |
| 2018-04-02 | $1.7 | $0.2 | 11% | 23 | -17 | -74% |
| 2017-04-01 | $1.9 | $0.0 | 1% | 26 | -20 | -77% |
| 2016-04-01 | $2.6 | -$0.7 | -27% | 27 | -21 | -78% |
| 2015-04-01 | $2.9 | -$1.0 | -36% | 34 | -28 | -82% |
| 2014-04-01 | $3.0 | -$1.1 | -36% | 36 | -30 | -83% |
| 2013-04-01 | $2.4 | -$0.5 | -22% | 35 | -29 | -83% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, TX-12/17/1993 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV