AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $7.1 |
Non-Discretionary | $0.0 |
Total | $7.1 |
Client | AUM |
---|---|
Retail | $4.6 |
Pooled | $0.0 |
Institutional | $2.6 |
Total | $7.1 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 38 | $4.6 |
Average HNW AUM | $120,534,539 | |
Retail Total | 38 | $4.6 |
Average Retail AUM | $120,534,539 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
FIFTH THIRD BANK | CINCINNATI-OH-USA | $2.2 |
J.P. MORGAN SECURITIES LLC | NEW YORK-NY-USA | $1.7 |
GOLDMAN SACHS & CO. LLC | NEW YORK-NY-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $7.1 |
Retail SMA AUM | $4.6 |
Institutional SMA AUM | $2.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 64% | $4.6 |
Equity Non-Exch | 33% | $2.4 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 1% | $0.1 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 2% | $0.1 |
Other | 0% | $0.0 |
Total | 100% | $7.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FAYEZ SAROFIM & CO., LLC | $31.4 | 106584 | |
SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLC | $5.7 | 106933 | |
SAROFIM REALTY ADVISORS LLC | $1.9 | 106931 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
17 active
Name | Title |
---|---|
WHITE, RAYE, GILLIS | DIRECTOR, EXECUTIVE VICE PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER |
LEE, JR., WILLIAM, GENTRY | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER |
CHRISTENSEN, ALAN, ROBERT | DIRECTOR, VICE PRESIDENT |
SAROFIM, CHRISTOPHER, BINYON | CHAIRMAN, TRUSTEE |
HANNA, WILLIAM, DAVID | DIRECTOR, VICE PRESIDENT AND SECRETARY |
REZA, REYNALDO, (NMN) | SENIOR VICE PRESIDENT |
GIBBONS, MICHELE, LEW | GENERAL COUNSEL |
COLUCCI, JOHN, (NMN) | CHIEF OPERATING OFFICER |
ROBISON, ALEXANDER, CHASE | CHIEF FINANCIAL OFFICER |
SEARLS, DAVID, T | DIRECTOR, PRESIDENT |
DICK, SAMUEL, EDWARD CODY | DIRECTOR, PRINCIPAL |
ALDER, DOUGLAS, KENNETH | VICE PRESIDENT |
LAECHELIN, CLINTON, THOMAS | VICE PRESIDENT - FINANCE |
ADVDB.CO • SOURCE: SEC
1 active representative found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
RALPH THOMAS | HOUSTON | TX | S63|1991-08-21 | CHARTERED INVESTMENT COUNSELOR |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $7.1 | $0.0 | 0% | 28 | 0 | 0% |
2024-04-02 | $7.1 | $0.0 | 0% | 28 | 0 | 0% |
2023-04-04 | $0.8 | $6.3 | 779% | 25 | 3 | 12% |
2022-04-01 | $0.8 | $6.3 | 762% | 27 | 1 | 4% |
2021-04-05 | $0.7 | $6.5 | 944% | 23 | 5 | 22% |
2020-04-01 | $0.7 | $6.5 | 982% | 23 | 5 | 22% |
2019-04-01 | $0.5 | $6.6 | 1225% | 23 | 5 | 22% |
2018-04-02 | $0.8 | $6.3 | 751% | 24 | 4 | 17% |
2017-04-01 | $0.7 | $6.4 | 926% | 25 | 3 | 12% |
2016-04-01 | $0.6 | $6.5 | 1025% | 24 | 4 | 17% |
2015-04-01 | $0.5 | $6.6 | 1274% | 26 | 2 | 8% |
2014-04-01 | $0.3 | $6.8 | 1981% | 23 | 5 | 22% |
2013-04-01 | $0.3 | $6.8 | 2285% | 22 | 6 | 27% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
TX, TX-05/03/1983 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
TRUST COMPANY |
ADVDB.CO • SOURCE: SEC FORM ADV