AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $5.7 |
Non-Discretionary | $0.0 |
Total | $5.7 |
Client | AUM |
---|---|
Retail | $0.5 |
Pooled | $0.0 |
Institutional | $5.2 |
Total | $5.7 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 3 | $0.5 |
Average HNW AUM | $165,668,657 | |
Retail Total | 3 | $0.5 |
Average Retail AUM | $165,668,657 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
PAPAMARKOU WELLNER & CO., INC. | JERSEY CITY-NJ-USA | $0.9 |
CREDIT SUISSE SECURITIES (USA) LLC | NEW YORK-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $5.7 |
Retail SMA AUM | $0.5 |
Institutional SMA AUM | $5.2 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 99% | $5.7 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 1% | $0.1 |
Other | 0% | $0.0 |
Total | 100% | $5.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FAYEZ SAROFIM & CO., LLC | $31.4 | 106584 | |
SAROFIM TRUST CO | $7.1 | trust company | 106590 |
SAROFIM REALTY ADVISORS LLC | $1.9 | 106931 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
Name | Title |
---|---|
WHITE, RAYE, GILLIS | DIRECTOR, EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER |
SHEEDY, CHARLES, EDMUND | SENIOR VICE PRESIDENT |
SAROFIM, CHRISTOPHER, BINYON | DIRECTOR, CHAIRMAN AND PRESIDENT |
LEE, JR., WILLIAM, GENTRY | DIRECTOR, CHIEF EXECUTIVE OFFICER |
CHRISTENSEN, ALAN, ROBERT | HEAD OF INVESTMENT RISK |
REZA, REYNALDO | SENIOR VICE PRESIDENT |
GIBBONS, MICHELE, LEW | GENERAL COUNSEL |
COLUCCI, JOHN | CHIEF OPERATING OFFICER |
ROBISON, ALEXANDER, CHASE | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $5.7 | $0.0 | 0% | 28 | 0 | 0% |
2024-04-02 | $5.7 | $0.0 | 0% | 28 | 0 | 0% |
2023-04-04 | $6.7 | -$1.0 | -15% | 25 | 3 | 12% |
2022-04-01 | $7.1 | -$1.4 | -19% | 26 | 2 | 8% |
2021-04-05 | $6.5 | -$0.8 | -12% | 22 | 6 | 27% |
2020-04-01 | $7.0 | -$1.2 | -18% | 22 | 6 | 27% |
2019-04-01 | $5.9 | -$0.1 | -2% | 22 | 6 | 27% |
2018-04-02 | $6.8 | -$1.1 | -15% | 23 | 5 | 22% |
2017-04-01 | $6.5 | -$0.8 | -12% | 24 | 4 | 17% |
2016-04-01 | $5.8 | -$0.1 | -1% | 23 | 5 | 22% |
2015-04-01 | $6.2 | -$0.4 | -7% | 25 | 3 | 12% |
2014-04-01 | $6.2 | -$0.5 | -8% | 23 | 5 | 22% |
2013-04-01 | $5.8 | -$0.1 | -1% | 22 | 6 | 27% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
TX, TX-04/06/1994 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV