AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $5.7 |
| Non-Discretionary | $0.0 |
| Total | $5.7 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $5.2 |
| Total | $5.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 3 | $0.5 |
| Average HNW AUM | $165,668,657 | |
| Retail Total | 3 | $0.5 |
| Average Retail AUM | $165,668,657 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| PAPAMARKOU WELLNER & CO., INC. | JERSEY CITY-NJ-USA | $0.9 |
| CREDIT SUISSE SECURITIES (USA) LLC | NEW YORK-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.7 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $5.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 99% | $5.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $5.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FAYEZ SAROFIM & CO., LLC | $31.4 | 106584 | |
| SAROFIM TRUST CO | $7.1 | trust company | 106590 |
| SAROFIM REALTY ADVISORS LLC | $1.9 | 106931 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
| Name | Title |
|---|---|
| WHITE, RAYE, GILLIS | DIRECTOR, EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER |
| SHEEDY, CHARLES, EDMUND | SENIOR VICE PRESIDENT |
| SAROFIM, CHRISTOPHER, BINYON | DIRECTOR, CHAIRMAN AND PRESIDENT |
| LEE, JR., WILLIAM, GENTRY | DIRECTOR, CHIEF EXECUTIVE OFFICER |
| CHRISTENSEN, ALAN, ROBERT | HEAD OF INVESTMENT RISK |
| REZA, REYNALDO | SENIOR VICE PRESIDENT |
| GIBBONS, MICHELE, LEW | GENERAL COUNSEL |
| COLUCCI, JOHN | CHIEF OPERATING OFFICER |
| ROBISON, ALEXANDER, CHASE | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $5.7 | $0.0 | 0% | 28 | 0 | 0% |
| 2024-04-02 | $5.7 | $0.0 | 0% | 28 | 0 | 0% |
| 2023-04-04 | $6.7 | -$1.0 | -15% | 25 | 3 | 12% |
| 2022-04-01 | $7.1 | -$1.4 | -19% | 26 | 2 | 8% |
| 2021-04-05 | $6.5 | -$0.8 | -12% | 22 | 6 | 27% |
| 2020-04-01 | $7.0 | -$1.2 | -18% | 22 | 6 | 27% |
| 2019-04-01 | $5.9 | -$0.1 | -2% | 22 | 6 | 27% |
| 2018-04-02 | $6.8 | -$1.1 | -15% | 23 | 5 | 22% |
| 2017-04-01 | $6.5 | -$0.8 | -12% | 24 | 4 | 17% |
| 2016-04-01 | $5.8 | -$0.1 | -1% | 23 | 5 | 22% |
| 2015-04-01 | $6.2 | -$0.4 | -7% | 25 | 3 | 12% |
| 2014-04-01 | $6.2 | -$0.5 | -8% | 23 | 5 | 22% |
| 2013-04-01 | $5.8 | -$0.1 | -1% | 22 | 6 | 27% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, TX-04/06/1994 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV