SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC
Latest filing: Aug 29, 2024 (62 days ago)
AUM
$2,422,759,690
-1% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
23
-8% change vs. 1 year ago
77% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
375 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10152
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.4 |
| Non-Discretionary | $0.0 |
| Total | $2.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $2.4 |
| Total | $2.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $2.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $2.4 |
| Total | 100% | $2.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STONE POINT CAPITAL LLC | $48.5 | 156521 | |
| SOUND POINT CAPITAL MANAGEMENT, LP | $38.4 | 157479 | |
| SOUND POINT LUNA LLC | $13.8 | 128132 | |
| SOUND POINT CLO C-MOA, LLC | $4.5 | 293256 | |
| SOUND POINT DISCOVERY MANAGER, LLC | $0.0 | - | |
| SOUND POINT CLO WAREHOUSE II GP, LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP, LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP SARL | $0.0 | - | |
| SOUND POINT ASSET BACKED GP LLC | $0.0 | - | |
| SOUND POINT GLS GP LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (GP) LTD. | $0.0 | - | |
| SOUND POINT CRE MANAGEMENT, LP | $0.0 | 286271 | |
| SOUND POINT CLO GP, LLC | $0.0 | - | |
| SOUND POINT GP PARENT, LLC | $0.0 | - | |
| SOUND POINT CLO MANAGEMENT GP, LLC | $0.0 | - | |
| SOUND POINT CAPITAL MANAGEMENT UK, LLP | $0.0 | - | |
| SOUND POINT SENIOR GP II, LLC | $0.0 | - | |
| SOUND POINT MERIDIAN MANAGEMENT COMPANY, LLC | $0.0 | - | |
| SOUND POINT LUNA GP HOLDINGS LLC | $0.0 | - | |
| SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED | $0.0 | - | |
| SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC | $0.0 | - | |
| SOUND POINT BEACON GP, LLC | $0.0 | - | |
| SOUND POINT CREDIT OPPORTUNITIES GP, LLC | $0.0 | - | |
| SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC | $0.0 | - | |
| SOUND POINT MERIDIAN FUND GP LLC | $0.0 | - | |
| SOUND POINT HARBOR FUND GP LLC | $0.0 | - | |
| SOUND POINT STRATEGIC CAPITAL GP, LLC | $0.0 | - | |
| SOUND POINT SENIOR GP, LLC | $0.0 | - | |
| SOUND POINT CO-INVEST GP, LLC | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS II GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS I GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II GP, LLC | $0.0 | - | |
| SOUND POINT U.S. LENDING I GP, LLC | $0.0 | - | |
| SPCRE INPOINT ADVISORS, LLC | $0.0 | 294013 | |
| SP COMMERCIAL FUNDING CAYMAN GP II, LLC | $0.0 | - | |
| SOUND POINT STRATEGIC CAPITAL GP II, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| RUBERTI, WENDY, LYNNE | GENERAL COUNSEL |
| MACKINNON, DONALD, JOSEPH | PORTFOLIO MANAGER |
| KETCHUM, STEPHEN, JEROME | CHIEF EXECUTIVE OFFICER, MEMBER |
| GERLITZ, KEVIN, PETER | CHIEF FINANCIAL OFFICER |
| SEELAUS, SARAH, ZELLER | CHIEF OPERATING OFFICER |
| SAYAGO, ANDREA, J.S. | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $2.4 | $0.0 | 0% | 23 | 0 | 0% |
| 2024-04-02 | $2.4 | $0.0 | 0% | 23 | 0 | 0% |
| 2023-04-04 | $2.4 | $0.0 | -1% | 25 | -2 | -8% |
| 2022-04-01 | $2.1 | $0.3 | 14% | 21 | 2 | 10% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 13 | 10 | 77% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, NE-03/31/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV