SOUND POINT CLO C-MOA, LLC
Latest filing: Aug 29, 2024 (87 days ago)
AUM
$4,494,922,141
17% change vs. 1 year ago
123% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
24
50% change vs. 1 year ago
2300% change vs. 3 years ago
300% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEW YORK, NY
375 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10152
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.5 |
| Non-Discretionary | $0.0 |
| Total | $4.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $4.5 |
| Institutional | $0.0 |
| Total | $4.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STONE POINT CAPITAL LLC | $48.5 | 156521 | |
| SOUND POINT CAPITAL MANAGEMENT, LP | $38.4 | 157479 | |
| SOUND POINT LUNA LLC | $13.8 | 128132 | |
| SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC | $2.4 | 311808 | |
| SOUND POINT SENIOR GP II, LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC | $0.0 | - | |
| SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC | $0.0 | - | |
| SOUND POINT CO-INVEST GP, LLC | $0.0 | - | |
| SOUND POINT STRATEGIC CAPITAL GP II, LLC | $0.0 | - | |
| SOUND POINT SENIOR GP, LLC | $0.0 | - | |
| SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED | $0.0 | - | |
| SOUND POINT CLO MANAGEMENT GP, LLC | $0.0 | - | |
| SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL | $0.0 | - | |
| SOUND POINT ASSET BACKED GP LLC | $0.0 | - | |
| SOUND POINT LUNA GP HOLDINGS LLC | $0.0 | - | |
| SOUND POINT CLO WAREHOUSE II GP, LLC | $0.0 | - | |
| SOUND POINT GLS GP LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP SARL | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP, LLC | $0.0 | - | |
| SOUND POINT CREDIT OPPORTUNITIES GP, LLC | $0.0 | - | |
| SOUND POINT MERIDIAN MANAGEMENT COMPANY, LLC | $0.0 | - | |
| SPCRE INPOINT ADVISORS, LLC | $0.0 | 294013 | |
| SOUND POINT DISCOVERY MANAGER, LLC | $0.0 | - | |
| SOUND POINT STRATEGIC CAPITAL GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III GP, LLC | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP, LLC | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS II GP, LLC | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS I GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP II, LLC | $0.0 | - | |
| SOUND POINT CLO GP, LLC | $0.0 | - | |
| SOUND POINT GP PARENT, LLC | $0.0 | - | |
| SOUND POINT CRE MANAGEMENT, LP | $0.0 | 286271 | |
| SOUND POINT U.S. DIRECT LENDING II (GP) LTD. | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II GP, LLC | $0.0 | - | |
| SOUND POINT BEACON GP,LLC | $0.0 | - | |
| SOUND POINT MERIDIAN FUND GP LLC | $0.0 | - | |
| SOUND POINT U.S. LENDING I GP, LLC | $0.0 | - | |
| SOUND POINT HARBOR FUND GP LLC | $0.0 | - | |
| SOUND POINT CAPITAL MANAGEMENT UK, LLP | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| KETCHUM, STEPHEN, JEROME | MANAGING PARTNER, MEMBER |
| GERLITZ, KEVIN, PETER | CHIEF FINANCIAL OFFICER |
| RUBERTI, WENDY, LYNNE | GENERAL COUNSEL |
| SEELAUS, SARAH, ZELLER | CHIEF OPERATING OFFICER |
| SAYAGO, ANDREA, J.S. | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $4.5 | $0.0 | 0% | 24 | 0 | 0% |
| 2024-04-02 | $4.5 | $0.0 | 0% | 24 | 0 | 0% |
| 2023-04-04 | $3.8 | $0.7 | 17% | 16 | 8 | 50% |
| 2022-04-01 | $3.4 | $1.1 | 31% | 10 | 14 | 140% |
| 2021-04-05 | $2.0 | $2.5 | 123% | 1 | 23 | 2300% |
| 2020-04-01 | $0.9 | $3.6 | 381% | 1 | 23 | 2300% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 6 | 18 | 300% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV