WELLINGTON MANAGEMENT COMPANY LLP
Latest filing: Jul 10, 2024 (112 days ago)
AUM
$1,282,732,502,947
6% change vs. 1 year ago
-7% change vs. 3 years ago
33% change vs. 5 years ago
55% change vs. 10 years ago
Employee Count
2,021
-6% change vs. 1 year ago
14% change vs. 3 years ago
19% change vs. 5 years ago
31% change vs. 10 years ago
Main Office
BOSTON, MA
280 CONGRESS STREET, BOSTON, MA, UNITED STATES, 02210
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1,193.3 |
| Non-Discretionary | $89.4 |
| Total | $1,282.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $882.1 |
| Institutional | $400.6 |
| Total | $1,282.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $112.7 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $74.7 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $71.8 |
| J.P. MORGAN CHASE BANK, NATIONAL ASSOCIATION | NEW YORK-NY-USA | $48.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $400.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $400.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 27% | $108.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 8% | $32.0 |
| Municipal | 5% | $20.0 |
| Sovereign | 3% | $12.0 |
| IG Credit | 29% | $116.2 |
| HY Credit | 4% | $16.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 1% | $4.0 |
| Cash | 3% | $12.0 |
| Other | 21% | $84.1 |
| Total | 101% | $404.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WELLINGTON ALTERNATIVE INVESTMENTS LLC | $50.6 | 226715 | |
| WELLINGTON MANAGEMENT JAPAN PTE. LTD. | $18.1 | 165192 | |
| WELLINGTON MANAGEMENT HONG KONG LIMITED | $11.8 | 165208 | |
| WELLINGTON FUNDS (US) LLC | $5.0 | 288313 | |
| WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| CLIMATE INNOVATION I CO-INVEST GP LLC | $0.0 | - | |
| WELLINGTON ALTERNATIVE INVESTMENTS GP LATE STAGE GROWTH LUXEMBOURG S.A R.L. | $0.0 | - | |
| WELLINGTON MANAGEMENT AUSTRALIA PTY LTD | $0.0 | - | |
| WELLINGTON MANAGEMENT SINGAPORE PTE. LTD. | $0.0 | - | |
| WELLINGTON MANAGEMENT SWITZERLAND GMBH | $0.0 | - | |
| WELLINGTON LUXEMBOURG, S.A R.L. | $0.0 | - | |
| WELLINGTON FUNDS DISTRIBUTORS INC. | $0.0 | broker-dealer | 152768 |
| WELLINGTON MANAGEMENT FUNDS LLC | $0.0 | - | |
| WELLINGTON MANAGEMENT CLO ADVISORS LLC | $0.0 | - | |
| WELLINGTON MANAGEMENT EUROPE GMBH | $0.0 | - | |
| WELLINGTON CLO GP LLC | $0.0 | - | |
| WELLINGTON TRUST COMPANY, NA | $0.0 | trust company | - |
| WELLINGTON BIOMEDICAL INNOVATION II GP L.P. | $0.0 | - | |
| WELLINGTON CLIMATE INNOVATION I GP L.P. | $0.0 | - | |
| WELLINGTON VENTURE INVESTMENTS I GP L.P. | $0.0 | - | |
| WELLINGTON HADLEY HARBOR IV GP L.P. | $0.0 | - | |
| WELLINGTON MANAGEMENT CANADA ULC | $0.0 | - | |
| WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| WELLINGTON MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| PETERSON, JAMES, SCOTT | CHIEF COMPLIANCE OFFICER |
| KLAR, STEPHEN | PRESIDENT |
| HYNES, JEAN, MARIE | CHIEF EXECUTIVE OFFICER |
| KONZAL, GREGORY, SCOTT | HEAD OF LEGAL, AMERICAS |
| MURPHY, ERIN, KIMBERLY | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GREGORY WILLIAMS | BOSTON | MA | S63|2009-11-09 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $1,282.7 | $0.0 | 0% | 2,021 | 0 | 0% |
| 2024-04-02 | $1,282.7 | $0.0 | 0% | 2,021 | 0 | 0% |
| 2023-04-04 | $1,204.7 | $78.0 | 6% | 2,139 | -118 | -6% |
| 2022-04-01 | $1,488.4 | -$205.7 | -14% | 1,922 | 99 | 5% |
| 2021-04-05 | $1,372.5 | -$89.8 | -7% | 1,775 | 246 | 14% |
| 2020-04-01 | $1,229.6 | $53.1 | 4% | 1,771 | 250 | 14% |
| 2019-04-01 | $965.3 | $317.4 | 33% | 1,699 | 322 | 19% |
| 2018-04-02 | $1,035.3 | $247.4 | 24% | 1,655 | 366 | 22% |
| 2017-04-01 | $945.1 | $337.6 | 36% | 1,619 | 402 | 25% |
| 2016-04-01 | $892.6 | $390.1 | 44% | 1,572 | 449 | 29% |
| 2015-04-01 | $892.1 | $390.6 | 44% | 1,600 | 421 | 26% |
| 2014-04-01 | $826.2 | $456.5 | 55% | 1,540 | 481 | 31% |
| 2013-04-01 | $744.5 | $538.3 | 72% | 1,500 | 521 | 35% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AZ-03/31/2021, CA-08/28/1980, CO-03/29/2019, CT-06/23/1997, DC-04/07/2006, DE-04/18/2006, FL-04/25/1961, GA-03/23/2001, HI-03/16/2012, IA-03/29/2018, IL-04/16/1984, IN-04/01/2002, LA-03/16/2012, MA-04/01/2002, MD-10/09/1990, MI-04/13/1999, MN-10/10/1961, MO-01/23/1987, NC-12/14/2000, NE-04/01/2002, NH-03/31/2011, NJ-01/01/1961, NY-01/01/1984, OH-04/07/2006, PA-02/07/1997, SC-03/30/2020, TN-01/05/1998, TX-03/03/1998, VA-01/28/1988, WA-03/28/2008, WI-03/06/1980 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV