WELLINGTON MANAGEMENT JAPAN PTE LTD
Latest filing: Jul 01, 2024 (143 days ago)
AUM
$18,118,911,081
-5% change vs. 1 year ago
-58% change vs. 3 years ago
-27% change vs. 5 years ago
-42% change vs. 10 years ago
Employee Count
76
-16% change vs. 1 year ago
0% change vs. 3 years ago
13% change vs. 5 years ago
-36% change vs. 10 years ago
Main Office
TOKYO,
PALACE BUILDING 7F, TOKYO, , JAPAN, 100-0005
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $17.9 |
| Non-Discretionary | $0.2 |
| Total | $18.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.4 |
| Institutional | $17.7 |
| Total | $18.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | BOSTON-MA-USA | $10.8 |
| THE MASTER TRUST BANK OF JAPAN, LTD. | TOKYO--JPN | $3.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $17.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $17.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 33% | $5.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 44% | $7.8 |
| HY Credit | 9% | $1.6 |
| Derivatives | 4% | $0.7 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 5% | $0.9 |
| Cash | 4% | $0.7 |
| Other | 1% | $0.2 |
| Total | 100% | $17.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WELLINGTON MANAGEMENT COMPANY LLP | $1,282.7 | 106595 | |
| WELLINGTON ALTERNATIVE INVESTMENTS LLC | $50.6 | 226715 | |
| WELLINGTON MANAGEMENT HONG KONG LIMITED | $11.8 | 165208 | |
| WELLINGTON FUNDS (US) LLC | $5.0 | 288313 | |
| WELLINGTON FUNDS DISTRIBUTORS INC. | $0.0 | broker-dealer | 152768 |
| WELLINGTON LUXEMBOURG, S.A R.L. | $0.0 | - | |
| WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| WELLINGTON MANAGEMENT CANADA ULC | $0.0 | - | |
| WELLINGTON TRUST COMPANY, NA | $0.0 | trust company | - |
| WELLINGTON BIOMEDICAL INNOVATION II GP L.P. | $0.0 | - | |
| CLIMATE INNOVATION I CO-INVEST GP LLC | $0.0 | - | |
| WELLINGTON CLO GP LLC | $0.0 | - | |
| WELLINGTON MANAGEMENT CLO ADVISORS LLC | $0.0 | - | |
| WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| WELLINGTON ALTERNATIVE INVESTMENTS GP LATE STAGE GROWTH LUXEMBOURG S.A R.L. | $0.0 | - | |
| WELLINGTON MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - | |
| WELLINGTON MANAGEMENT SWITZERLAND GMBH | $0.0 | - | |
| WELLINGTON MANAGEMENT SINGAPORE PTE. LTD. | $0.0 | - | |
| WELLINGTON MANAGEMENT FUNDS LLC | $0.0 | - | |
| WELLINGTON MANAGEMENT EUROPE GMBH | $0.0 | - | |
| WELLINGTON MANAGEMENT AUSTRALIA PTY LTD | $0.0 | - | |
| WELLINGTON VENTURE INVESTMENTS I GP L.P. | $0.0 | - | |
| WELLINGTON HADLEY HARBOR IV GP L.P. | $0.0 | - | |
| WELLINGTON CLIMATE INNOVATION I GP L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| CARON, PATRICK, PAUL | DIRECTOR |
| HAVLICEK, DESMOND, ANTHONY | DIRECTOR |
| FREIHEIT, AISLING, MARY | DIRECTOR |
| GEARY, SCOTT, CAMERON | DIRECTOR |
| AU, KAR ON KAREN | CHIEF COMPLIANCE OFFICER |
| CHISHOLM, ELIZABETH, MENAI | DIRECTOR |
| MULHERN, CHARLES, JOHN | DIRECTOR |
| KOFMAN, NATALIYA | DIRECTOR |
| SHEA, MATTHEW, N | DIRECTOR |
| PERUMAL, JANET, ANANDHI | DIRECTOR |
| EIKENBERRY, DAVID, KEITH | DIRECTOR |
| SHIM, PUI, SAN | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $18.1 | $0.0 | 0% | 76 | 0 | 0% |
| 2024-04-02 | $18.1 | $0.0 | 0% | 76 | 0 | 0% |
| 2023-04-04 | $19.0 | -$0.9 | -5% | 91 | -15 | -16% |
| 2022-04-01 | $27.5 | -$9.4 | -34% | 79 | -3 | -4% |
| 2021-04-05 | $42.6 | -$24.5 | -58% | 76 | 0 | 0% |
| 2020-04-01 | $26.0 | -$7.8 | -30% | 76 | 0 | 0% |
| 2019-04-01 | $24.8 | -$6.7 | -27% | 67 | 9 | 13% |
| 2018-04-02 | $30.8 | -$12.7 | -41% | 67 | 9 | 13% |
| 2017-04-01 | $26.3 | -$8.2 | -31% | 71 | 5 | 7% |
| 2016-04-01 | $23.3 | -$5.2 | -22% | 67 | 9 | 13% |
| 2015-04-01 | $18.9 | -$0.8 | -4% | 62 | 14 | 23% |
| 2014-04-01 | $31.4 | -$13.3 | -42% | 119 | -43 | -36% |
| 2013-04-01 | $29.6 | -$11.4 | -39% | 114 | -38 | -33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
BROKER DEALER COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV