WELLINGTON MANAGEMENT JAPAN PTE LTD

Latest filing: Jul 01, 2024 (121 days ago)

AUM

$18,118,911,081
-5% change vs. 1 year ago
-58% change vs. 3 years ago
-27% change vs. 5 years ago
-42% change vs. 10 years ago

Employee Count

76
-16% change vs. 1 year ago
0% change vs. 3 years ago
13% change vs. 5 years ago
-36% change vs. 10 years ago

Main Office

TOKYO,
PALACE BUILDING 7F, TOKYO, , JAPAN, 100-0005

Client AUM

Discretion AUM
Discretionary $17.9
Non-Discretionary $0.2
Total $18.1
Client AUM
Retail $0.0
Pooled $0.4
Institutional $17.7
Total $18.1
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
BROWN BROTHERS HARRIMAN & CO. BOSTON-MA-USA $10.8
THE MASTER TRUST BANK OF JAPAN, LTD. TOKYO--JPN $3.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $17.7
Retail SMA AUM $0.0
Institutional SMA AUM $17.7
Asset Class % AUM
Equity Exch 33% $5.8
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 44% $7.8
HY Credit 9% $1.6
Derivatives 4% $0.7
Investment Companies 0% $0.0
Other Pools 5% $0.9
Cash 4% $0.7
Other 1% $0.2
Total 100% $17.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
WELLINGTON MANAGEMENT COMPANY LLP $1,282.7 106595
WELLINGTON ALTERNATIVE INVESTMENTS LLC $50.6 226715
WELLINGTON MANAGEMENT HONG KONG LIMITED $11.8 165208
WELLINGTON FUNDS (US) LLC $5.0 288313
WELLINGTON FUNDS DISTRIBUTORS INC. $0.0 broker-dealer 152768
WELLINGTON LUXEMBOURG, S.A R.L. $0.0 -
WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED $0.0 -
WELLINGTON MANAGEMENT CANADA ULC $0.0 -
WELLINGTON TRUST COMPANY, NA $0.0 trust company -
WELLINGTON BIOMEDICAL INNOVATION II GP L.P. $0.0 -
CLIMATE INNOVATION I CO-INVEST GP LLC $0.0 -
WELLINGTON CLO GP LLC $0.0 -
WELLINGTON MANAGEMENT CLO ADVISORS LLC $0.0 -
WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED $0.0 -
WELLINGTON ALTERNATIVE INVESTMENTS GP LATE STAGE GROWTH LUXEMBOURG S.A R.L. $0.0 -
WELLINGTON MANAGEMENT INTERNATIONAL LIMITED $0.0 -
WELLINGTON MANAGEMENT SWITZERLAND GMBH $0.0 -
WELLINGTON MANAGEMENT SINGAPORE PTE. LTD. $0.0 -
WELLINGTON MANAGEMENT FUNDS LLC $0.0 -
WELLINGTON MANAGEMENT EUROPE GMBH $0.0 -
WELLINGTON MANAGEMENT AUSTRALIA PTY LTD $0.0 -
WELLINGTON VENTURE INVESTMENTS I GP L.P. $0.0 -
WELLINGTON HADLEY HARBOR IV GP L.P. $0.0 -
WELLINGTON CLIMATE INNOVATION I GP L.P. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

16 active

Name Title
CARON, PATRICK, PAUL DIRECTOR
HAVLICEK, DESMOND, ANTHONY DIRECTOR
FREIHEIT, AISLING, MARY DIRECTOR
GEARY, SCOTT, CAMERON DIRECTOR
AU, KAR ON KAREN CHIEF COMPLIANCE OFFICER
CHISHOLM, ELIZABETH, MENAI DIRECTOR
MULHERN, CHARLES, JOHN DIRECTOR
KOFMAN, NATALIYA DIRECTOR
SHEA, MATTHEW, N DIRECTOR
PERUMAL, JANET, ANANDHI DIRECTOR
EIKENBERRY, DAVID, KEITH DIRECTOR
SHIM, PUI, SAN DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $18.1 $0.0 0% 76 0 0%
2024-04-02 $18.1 $0.0 0% 76 0 0%
2023-04-04 $19.0 -$0.9 -5% 91 -15 -16%
2022-04-01 $27.5 -$9.4 -34% 79 -3 -4%
2021-04-05 $42.6 -$24.5 -58% 76 0 0%
2020-04-01 $26.0 -$7.8 -30% 76 0 0%
2019-04-01 $24.8 -$6.7 -27% 67 9 13%
2018-04-02 $30.8 -$12.7 -41% 67 9 13%
2017-04-01 $26.3 -$8.2 -31% 71 5 7%
2016-04-01 $23.3 -$5.2 -22% 67 9 13%
2015-04-01 $18.9 -$0.8 -4% 62 14 23%
2014-04-01 $31.4 -$13.3 -42% 119 -43 -36%
2013-04-01 $29.6 -$11.4 -39% 114 -38 -33%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
BROKER DEALER
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV