AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $9.6 |
Non-Discretionary | $2.2 |
Total | $11.8 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $5.2 |
Institutional | $6.6 |
Total | $11.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $2.1 |
J.P. MORGAN CHASE BANK, NATIONAL ASSOCIATION | NEW YORK-NY-USA | $1.6 |
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $1.3 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $6.6 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $6.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 71% | $4.7 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 3% | $0.2 |
Municipal | 0% | $0.0 |
Sovereign | 8% | $0.5 |
IG Credit | 8% | $0.5 |
HY Credit | 1% | $0.1 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 4% | $0.3 |
Cash | 2% | $0.1 |
Other | 2% | $0.1 |
Total | 99% | $6.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
WELLINGTON MANAGEMENT COMPANY LLP | $1,282.7 | 106595 | |
WELLINGTON ALTERNATIVE INVESTMENTS LLC | $50.6 | 226715 | |
WELLINGTON MANAGEMENT JAPAN PTE. LTD. | $18.1 | 165192 | |
WELLINGTON FUNDS (US) LLC | $5.0 | 288313 | |
WELLINGTON MANAGEMENT FUNDS LLC | $0.0 | - | |
WELLINGTON MANAGEMENT AUSTRALIA PTY LTD | $0.0 | - | |
WELLINGTON MANAGEMENT SINGAPORE PTE. LTD. | $0.0 | - | |
WELLINGTON MANAGEMENT EUROPE GMBH | $0.0 | - | |
WELLINGTON TRUST COMPANY, NA | $0.0 | trust company | - |
WELLINGTON LUXEMBOURG, S.A R.L. | $0.0 | - | |
WELLINGTON ALTERNATIVE INVESTMENTS GP LATE STAGE GROWTH LUXEMBOURG S.A R.L. | $0.0 | - | |
WELLINGTON HADLEY HARBOR IV GP L.P. | $0.0 | - | |
WELLINGTON MANAGEMENT SWITZERLAND GMBH | $0.0 | - | |
WELLINGTON MANAGEMENT CANADA ULC | $0.0 | - | |
WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
WELLINGTON MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - | |
WELLINGTON BIOMEDICAL INNOVATION II GP L.P. | $0.0 | - | |
WELLINGTON CLO GP LLC | $0.0 | - | |
WELLINGTON MANAGEMENT CLO ADVISORS LLC | $0.0 | - | |
WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
CLIMATE INNOVATION I CO-INVEST GP LLC | $0.0 | - | |
WELLINGTON VENTURE INVESTMENTS I GP L.P. | $0.0 | - | |
WELLINGTON CLIMATE INNOVATION I GP L.P. | $0.0 | - | |
WELLINGTON FUNDS DISTRIBUTORS INC. | $0.0 | broker-dealer | 152768 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
Name | Title |
---|---|
MEUNIER, BO, ZHANG | DIRECTOR |
POUILLART, CEDRIC, ROGER | DIRECTOR |
FREIHEIT, AISLING, MARY | DIRECTOR |
BRUNO, JOHN, EDWARD | DIRECTOR |
TANG, HOI YEE KAREN | DIRECTOR |
PERUMAL, JANET, ANANDHI | DIRECTOR |
BALLAUFF, SUSANNE | DIRECTOR |
MURPHY, ERIN, KIMBERLY | INDIVIDUAL |
SOO, LINDA | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $11.8 | $0.0 | 0% | 124 | 0 | 0% |
2024-04-02 | $11.8 | $0.0 | 0% | 124 | 0 | 0% |
2023-04-04 | $13.4 | -$1.6 | -12% | 142 | -18 | -13% |
2022-04-01 | $17.3 | -$5.5 | -32% | 116 | 8 | 7% |
2021-04-05 | $13.2 | -$1.4 | -11% | 98 | 26 | 27% |
2020-04-01 | $10.3 | $1.5 | 15% | 92 | 32 | 35% |
2019-04-01 | $10.6 | $1.1 | 11% | 87 | 37 | 43% |
2018-04-02 | $9.1 | $2.7 | 29% | 78 | 46 | 59% |
2017-04-01 | $7.2 | $4.6 | 64% | 70 | 54 | 77% |
2016-04-01 | $4.8 | $6.9 | 143% | 64 | 60 | 94% |
2015-04-01 | $5.1 | $6.7 | 130% | 60 | 64 | 107% |
2014-04-01 | $2.8 | $9.0 | 326% | 50 | 74 | 148% |
2013-04-01 | $2.2 | $9.6 | 430% | 52 | 72 | 138% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
BROKER DEALER COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV