AST INVESTMENT SERVICES, INC.
Latest filing: Jun 20, 2024 (156 days ago)
AUM
$105,935,674,542
-13% change vs. 1 year ago
-34% change vs. 3 years ago
-23% change vs. 5 years ago
-27% change vs. 10 years ago
Employee Count
53
-16% change vs. 1 year ago
-5% change vs. 3 years ago
-18% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
SHELTON, CT
ONE CORPORATE DRIVE, SHELTON, CT, UNITED STATES, 06484
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $105.9 |
| Non-Discretionary | $0.0 |
| Total | $105.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $105.9 |
| Institutional | $0.0 |
| Total | $105.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,014.7 | 105676 | |
| PGIM INVESTMENTS LLC | $315.4 | 105670 | |
| JENNISON ASSOCIATES LLC | $194.4 | 107959 | |
| PGIM QUANTITATIVE SOLUTIONS LLC | $93.4 | 129752 | |
| PGIM LIMITED | $64.4 | 160005 | |
| PRUCO SECURITIES, LLC | $16.4 | broker-dealer | 5685 |
| PRUCO LIFE INSURANCE COMPANY | $0.0 | - | |
| PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | $0.0 | broker-dealer | 21570 |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
| PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| CRONIN, TIMOTHY, SEAN | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR |
| BENJAMIN, SCOTT, EDWARD | EXECUTIVE VICE PRESIDENT |
| DIGIACOMO, CLAUDIA | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) |
| DONOHUE, ANDREW, JOHN | CHIEF COMPLIANCE OFFICER |
| PAPASAVAS, FRANK | TREASURER |
| KUTYLA, ROBERT, RONALD | CONTROLLER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $105.9 | $0.0 | 0% | 53 | 0 | 0% |
| 2024-04-02 | $105.9 | $0.0 | 0% | 53 | 0 | 0% |
| 2023-04-04 | $122.2 | -$16.3 | -13% | 63 | -10 | -16% |
| 2022-04-01 | $160.0 | -$54.1 | -34% | 58 | -5 | -9% |
| 2021-04-05 | $159.5 | -$53.5 | -34% | 56 | -3 | -5% |
| 2020-04-01 | $155.2 | -$49.3 | -32% | 67 | -14 | -21% |
| 2019-04-01 | $138.3 | -$32.3 | -23% | 65 | -12 | -18% |
| 2018-04-02 | $156.8 | -$50.9 | -32% | 74 | -21 | -28% |
| 2017-04-01 | $131.0 | -$25.0 | -19% | 76 | -23 | -30% |
| 2016-04-01 | $125.9 | -$20.0 | -16% | 90 | -37 | -41% |
| 2015-04-01 | $141.6 | -$35.7 | -25% | 31 | 22 | 71% |
| 2014-04-01 | $144.4 | -$38.5 | -27% | 0 | 0 | 0% |
| 2013-04-01 | $118.3 | -$12.4 | -10% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, AK-03/25/2020, AL-03/25/2020, AR-03/25/2020, AZ-03/25/2020, CA-08/14/2006, CO-03/25/2020, CT-03/17/1998, DC-03/25/2020, DE-03/25/2020, FL-03/25/2020, GA-04/23/2007, HI-03/25/2020, IA-03/25/2020, ID-03/25/2020, IL-09/05/2006, IN-03/25/2020, KS-03/25/2020, KY-03/25/2020, LA-03/25/2020, MA-01/28/2008, MD-03/25/2020, ME-03/25/2020, MI-03/25/2020, MN-03/25/2020, MO-03/25/2020, MS-03/25/2020, MT-03/25/2020, NC-03/25/2020, ND-03/25/2020, NE-03/25/2020, NH-03/25/2020, NJ-04/24/2006, NM-03/25/2020, NV-03/25/2020, NY-03/25/2020, OH-08/14/2006, OK-03/25/2020, OR-03/25/2020, PA-04/05/2006, RI-03/25/2020, SC-03/25/2020, SD-03/25/2020, TN-03/25/2020, TX-08/14/2006, UT-03/25/2020, VA-03/25/2020, VT-03/25/2020, WA-03/25/2020, WI-03/25/2020, WV-03/25/2020, WY-03/25/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV