AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $194.4 |
Non-Discretionary | $0.0 |
Total | $194.4 |
Client | AUM |
---|---|
Retail | $1.7 |
Pooled | $129.4 |
Institutional | $63.4 |
Total | $194.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 3,398 | $0.9 |
Average Individual AUM | $275,151 | |
HNW | 274 | $0.7 |
Average HNW AUM | $2,643,370 | |
Retail Total | 3,672 | $1.7 |
Average Retail AUM | $451,864 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $20.6 |
NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $15.9 |
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $14.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $65.0 |
Retail SMA AUM | $1.7 |
Institutional SMA AUM | $63.4 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 39% | $25.4 |
Equity Non-Exch | 1% | $0.7 |
Govt Agency | 21% | $13.7 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 35% | $22.8 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 1% | $0.7 |
Cash | 1% | $0.7 |
Other | 2% | $1.3 |
Total | 100% | $65.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
PGIM, INC. | $1,014.7 | 105676 | |
PGIM INVESTMENTS LLC | $315.4 | 105670 | |
AST INVESTMENT SERVICES, INC. | $105.9 | 108897 | |
PGIM QUANTITATIVE SOLUTIONS LLC | $93.4 | 129752 | |
PGIM LIMITED | $64.4 | 160005 | |
PGIM DC SOLUTIONS LLC | $1.3 | 318800 | |
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
PGIM (SINGAPORE) PTE. LIMITED | $0.0 | - | |
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
PT PFI MEGA LIFE INSURANCE | $0.0 | - | |
PGIM NETHERLANDS B.V. | $0.0 | - | |
PGIM SECURITIES INVESTMENT TRUST ENTERPRISE | $0.0 | - | |
PGIM JAPAN CO., LTD. | $0.0 | - | |
PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
PGIM (HONG KONG) LTD. | $0.0 | - | |
PGIM INDIA ASSET MANAGEMENT PRIVATE LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
Name | Title |
---|---|
WILLIS, STEPHANIE, DAVIS | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER |
MOORE, KENNETH | EXECUTIVE VICE PRESIDENT, TREASURER, CHIEF OPERATING OFFICER & DIRECTOR |
HWANG, MIRRY, MELISSA | MANAGING DIRECTOR, SECRETARY & CHIEF LEGAL OFFICER |
MCCARRAGHER, KATHLEEN, ANN | MANAGING DIRECTOR, HEAD OF GROWTH EQUITY & DIRECTOR |
HUNT, DAVID, ALEXANDER | DIRECTOR |
HYAT, TAIMUR | DIRECTOR |
MUHLHAUSER, JURGEN | DIRECTOR |
BECKER, JEFFREY, TODD | CHAIRMAN, DIRECTOR & CHIEF EXECUTIVE OFFICER |
SINCLAIR, PAMELA, MARGARET | DIRECTOR |
VRDOLJAK, JANICE | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $194.4 | $0.0 | 0% | 366 | 0 | 0% |
2024-04-02 | $194.4 | $0.0 | 0% | 366 | 0 | 0% |
2023-04-04 | $164.3 | $30.1 | 18% | 367 | -1 | 0% |
2022-04-01 | $245.8 | -$51.3 | -21% | 347 | 19 | 5% |
2021-04-05 | $224.4 | -$29.9 | -13% | 310 | 56 | 18% |
2020-04-01 | $173.3 | $21.1 | 12% | 308 | 58 | 19% |
2019-04-01 | $160.9 | $33.5 | 21% | 309 | 57 | 18% |
2018-04-02 | $176.8 | $17.6 | 10% | 303 | 63 | 21% |
2017-04-01 | $160.0 | $34.4 | 22% | 316 | 50 | 16% |
2016-04-01 | $174.4 | $20.0 | 11% | 317 | 49 | 15% |
2015-04-01 | $184.3 | $10.1 | 5% | 320 | 46 | 14% |
2014-04-01 | $175.6 | $18.8 | 11% | 299 | 67 | 22% |
2013-04-01 | $135.7 | $58.7 | 43% | 280 | 86 | 31% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AK-04/07/2006, AL-12/21/2001, AR-04/04/2006, AZ-12/21/2001, CA-12/21/2001, CO-03/31/2006, CT-12/16/1998, DC-12/21/2001, DE-04/10/2006, FL-02/25/1998, GA-02/03/1998, HI-12/21/2001, IA-04/03/2006, ID-03/31/2006, IL-01/04/2002, IN-12/21/2001, KS-06/05/2020, KY-12/21/2001, LA-03/31/2006, MA-12/21/2001, MD-06/05/2020, ME-03/31/2006, MI-10/06/1997, MN-01/31/2002, MO-12/21/2001, MS-03/31/2006, MT-03/31/2006, NC-12/21/2001, ND-03/31/2006, NE-12/21/2001, NH-12/21/2001, NJ-01/25/2002, NM-01/31/2002, NV-12/21/2001, NY-05/09/1990, OH-12/21/2001, OK-02/08/2002, OR-12/21/2001, PA-12/21/2001, PR-03/28/2003, RI-12/21/2001, SC-12/21/2001, SD-03/31/2006, TN-12/22/2001, TX-02/12/1998, UT-01/01/2002, VA-12/21/2001, VI-02/27/2008, VT-03/31/2006, WA-12/21/2001, WI-12/21/2001, WV-01/01/2002, WY-07/25/2017 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV