AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $64.4 |
Non-Discretionary | $0.0 |
Total | $64.4 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $26.1 |
Institutional | $38.3 |
Total | $64.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $10.5 |
CITIBANK, NATIONAL ASSOCIATION | SIOUX FALLS-SD-USA | $7.8 |
NORTHERN TRUST CORPORATION | WILMINGTON-DE-USA | $6.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $38.3 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $38.3 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 2% | $0.8 |
Municipal | 0% | $0.0 |
Sovereign | 25% | $9.6 |
IG Credit | 40% | $15.3 |
HY Credit | 17% | $6.5 |
Derivatives | 1% | $0.4 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 3% | $1.2 |
Other | 11% | $4.2 |
Total | 99% | $38.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
PGIM, INC. | $1,014.7 | 105676 | |
PGIM INVESTMENTS LLC | $315.4 | 105670 | |
JENNISON ASSOCIATES LLC | $194.4 | 107959 | |
AST INVESTMENT SERVICES, INC. | $105.9 | 108897 | |
PGIM QUANTITATIVE SOLUTIONS LLC | $93.4 | 129752 | |
PGIM LUXEMBOURG S.A. | $14.6 | 281562 | |
PGIM PORTFOLIO ADVISORY LLC | $13.4 | 136274 | |
PGIM REAL ESTATE (UK) LIMITED | $3.0 | 171548 | |
PGIM WADHWANI LLP | $1.6 | 161434 | |
THE GIBRALTAR LIFE INSURANCE CO. LTD | $0.0 | - | |
PRUDENTIAL LEGACY INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
UNITED STATES PROPERTY FUND VI GP S.A.R.L. | $0.0 | - | |
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
PGIM INVESTMENTS (IRELAND) LIMITED | $0.0 | - | |
PRICOA MANAGEMENT PARTNER LIMITED | $0.0 | - | |
STERLING PRIVATE PLACEMENT MANAGEMENT LLP | $0.0 | - | |
PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
PRUCO LIFE INSURANCE COMPANY | $0.0 | - | |
PGIM REAL ESTATE GERMANY AG | $0.0 | - | |
PRAMERICA PRECAP III GP LLP | $0.0 | - | |
PGIM REAL ESTATE FRANCE SAS | $0.0 | - | |
EVP II GP S.À.R.L. | $0.0 | - | |
STRAND INVESTMENTS LIMITED | $0.0 | - | |
PEREF II GP S.A.R.L. | $0.0 | - | |
EIP GP S.A R.L. | $0.0 | - | |
PGIM FOREIGN INVESTMENTS, INC. | $0.0 | - | |
PGIM (SCOTS) LTD | $0.0 | - | |
PRAMERICA REAL ESTATE CAPITAL IV GP (SCOTS FEEDER) LLP | $0.0 | - | |
WINDSOR AVENUE PARTNERS (IRELAND) II, L.P. | $0.0 | - | |
WINDSOR AVENUE PARTNERS (US) II, L.P. | $0.0 | - | |
PRUDENTIAL FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE PARTNERS, LLC | $0.0 | - | |
PGIM (HONG KONG) LTD. | $0.0 | broker-dealer | - |
PRAMERICA PRECAP VI GP (SCOTS FEEDER) LLP | $0.0 | - | |
MONTANA CAPITAL PARTNERS AG | $0.0 | 293568 | |
WINDSOR AVENUE HOLDINGS II, LLC | $0.0 | - | |
PGIM BROAD MARKET HIGH YIELD BOND PARTNERS, LLC | $0.0 | - | |
PGIM FIXED INCOME ALTERNATIVES II GP, LLC | $0.0 | - | |
PRAMERICA REAL ESTATE CAPITAL IV GP LLP | $0.0 | - | |
PGIM REAL ESTATE CAPITAL VII GP S.A.R.L. | $0.0 | - | |
PGIM AVP IV GP S.A.R.L. | $0.0 | - | |
FICG-PG-I FUND GP, LLC | $0.0 | - | |
EUROCORE GP S.A.R.L. | $0.0 | - | |
PGIM LOAN ORIGINATOR MANAGER LIMITED | $0.0 | - | |
EUROPEAN VALUE PARTNERS GP S.A.R.L. | $0.0 | - | |
ASIA PROPERTY FUND III GP S.A.R.L. | $0.0 | - | |
PGIM FIXED INCOME SPECIAL OPPORTUNITIES FUND I GP, LLC | $0.0 | - | |
PRAMERICA PRECAP VI GP LLP | $0.0 | - | |
PGIM FIXED INCOME ALTERNATIVES GP, LLC | $0.0 | - | |
PGIM JAPAN COMPANY LIMITED | $0.0 | - | |
GERMAN RETAIL INCOME GP LIMITED | $0.0 | - | |
PRAMERICA FIXED INCOME FUNDS MANAGEMENT LIMITED | $0.0 | - | |
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | - | |
PGIM MANAGEMENT PARTNER LIMITED | $0.0 | - | |
PGIM PRIVATE CAPITAL (IRELAND) LIMITED | $0.0 | 305536 | |
PRAMERICA PRECAP IV GP LLP | $0.0 | - | |
PRAMERICA PRECAP II GP LLP | $0.0 | - | |
PRUDENTIAL FIXED INCOME U.S. RELATIVE VALUE PARTNERS, LLC | $0.0 | - | |
PGIM U.S. LEVERAGED LOANS GP, LLC | $0.0 | - | |
PGIM (SINGAPORE) PTE LIMITED | $0.0 | - | |
PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
PGIM PRIVATE CAPITAL LIMITED | $0.0 | - | |
PRU FIXED INCOME EMERGING MARKETS PARTNERS I, LLC | $0.0 | - | |
PGIM (AUSTRALIA) PTY LIMITED | $0.0 | - | |
PGIM NETHERLANDS BV | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
17 active
Name | Title |
---|---|
BUTLER, JONATHAN, PAUL | MANAGING DIRECTOR, DIRECTOR |
SAMSON, ELIZABETH, ANN | VICE PRESIDENT, DIRECTOR |
FRESSON, MARK, GERALD | VICE PRESIDENT, DIRECTOR |
CRAIN, ANDREW, BALLANTYNE | VICE PRESIDENT, EMEA CHIEF COMPLIANCE OFFICER |
FARLEY, EDWARD, MCMURDO | MANAGING DIRECTOR AND HEAD OF EUROPEAN INVESTMENT GRADE |
MCMULLEN, SARAH, ELIZABETH | PRINCIPAL AND HEAD OF EMEA CLIENT ADVISORY |
DAWREEAWOO, BATOOLAH | CHIEF LEGAL OFFICER |
WARREN, STEPHEN, ROBERT | MANAGING DIRECTOR |
FINNERTY, JENNIFER, MARIE | RISK MANAGER |
MALOOLY, DANIEL, JAMES | MANAGING DIRECTOR |
POLLARD, SUSAN, LEE | HUMAN RESOURCES DIRECTOR |
NICHOLLS, DARREN, EDWARD | RISK MANAGER, DIRECTOR |
VATAJ, VASEL | FINANCE DIRECTOR (NON-EXECUTIVE) |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $64.4 | $0.0 | 0% | 336 | 0 | 0% |
2024-04-02 | $64.4 | $0.0 | 0% | 336 | 0 | 0% |
2023-04-04 | $59.4 | $5.0 | 8% | 293 | 43 | 15% |
2022-04-01 | $62.9 | $1.6 | 2% | 240 | 96 | 40% |
2021-04-05 | $105.0 | -$40.5 | -39% | 233 | 103 | 44% |
2020-04-01 | $124.3 | -$59.9 | -48% | 218 | 118 | 54% |
2019-04-01 | $48.0 | $16.4 | 34% | 203 | 133 | 66% |
2018-04-02 | $43.3 | $21.2 | 49% | 187 | 149 | 80% |
2017-04-01 | $31.3 | $33.1 | 106% | 158 | 178 | 113% |
2016-04-01 | $27.2 | $37.2 | 137% | 147 | 189 | 129% |
2015-04-01 | $24.9 | $39.6 | 159% | 139 | 197 | 142% |
2014-04-01 | $25.1 | $39.4 | 157% | 127 | 209 | 165% |
2013-04-01 | $18.9 | $45.5 | 241% | 123 | 213 | 173% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) NEWSLETTERS EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV