AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $315.4 |
Non-Discretionary | $0.0 |
Total | $315.4 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $315.4 |
Institutional | $0.0 |
Total | $315.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
PGIM, INC. | $1,014.7 | 105676 | |
JENNISON ASSOCIATES LLC | $194.4 | 107959 | |
AST INVESTMENT SERVICES, INC. | $105.9 | 108897 | |
PGIM QUANTITATIVE SOLUTIONS LLC | $93.4 | 129752 | |
PGIM LIMITED | $64.4 | 160005 | |
PGIM PRIVATE PLACEMENT INVESTORS, L.P. | $25.7 | 106442 | |
PRUCO SECURITIES, LLC | $16.4 | broker-dealer | 5685 |
PGIM PORTFOLIO ADVISORY LLC | $13.4 | 136274 | |
PGIM CUSTOM HARVEST LLC | $3.6 | 290235 | |
PGIM REAL ESTATE (UK) LIMITED | $3.0 | 171548 | |
PGIM WADHWANI LLP | $1.6 | 161434 | |
PGIM DC SOLUTIONS LLC | $1.3 | 318800 | |
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | $0.0 | broker-dealer | 21570 |
PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
MONTANA CAPITAL PARTNERS AG | $0.0 | 293568 | |
PRUCO LIFE INSURANCE COMPANY | $0.0 | - | |
PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
PGIM INVESTMENTS (IRELAND) LIMITED | $0.0 | - | |
PGIM REAL ESTATE ADVISORS LLC | $0.0 | 327165 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
Name | Title |
---|---|
AHRENS, BRIAN, KARL | SENIOR VICE PRESIDENT |
PARKER, STUART, SHERMAN | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, & PRESIDENT |
BENJAMIN, SCOTT, EDWARD | EXECUTIVE VICE PRESIDENT |
OHARA, BERNARD, GERARD | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
DIGIACOMO, CLAUDIA | CHIEF LEGAL OFFICER,EXECUTIVE VICE PRESIDENT, SECRETARY |
DONOHUE, ANDREW, JOHN | CHIEF COMPLIANCE OFFICER |
SAUBER, JOEL, ROGER | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
79 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
KYURI WENG | NEWARK | NJ | S63|2003-08-18|S65|2004-04-26 | CHARTERED FINANCIAL ANALYST | |||||
JOSEPH FELICE | NEWARK | NJ | S66|2011-10-28 | ||||||
TYLER INTERNOSCIA | NEWARK | NJ | S66|2023-06-02 | ||||||
MICHAEL MULLANEY | NEWARK | NJ | S63|2021-04-30|S66|2021-06-16 | ||||||
JONATHAN ESTES | NEWARK | NJ | S66|2009-10-15 | ||||||
BRENDAN KUBE | NEWARK | NJ | S66|2023-08-23 | ||||||
JONATHAN KOSS | NEWARK | NJ | S66|2006-08-11 | ||||||
HARRY RAKOVSKI | NEWARK | NJ | S63|2007-02-17|S65|2009-05-12 | ||||||
LAYLA CAVALCANTI | NEWARK | NJ | S63|2013-04-16|S65|2016-08-30 | ||||||
SINEAD PECYNER | NEWARK | NJ | S63|2000-05-24|S65|2008-05-12 | ||||||
SHELBY REEVES | NEWARK | NJ | S66|2017-02-16 | ||||||
JONATHAN RICHARD | NEWARK | NJ | S63|2011-07-11|S65|2012-11-07 | ||||||
ANTHONY BETTANO | NEWARK | NJ | S63|1994-09-14|S65|2005-01-13 | ||||||
ANTHONY MILLER | NEWARK | NJ | S63|1995-11-08|S65|2005-10-18 | ||||||
ROBERT CONROY | NEWARK | NJ | S63|1999-09-28|S65|2004-10-21 | ||||||
PAUL WOODFORD | NEWARK | NJ | S63|1997-06-16|S65|2003-03-21 | ||||||
ROBERT ANGELO | NEWARK | NJ | S63|2004-06-17|S65|2006-02-10 | ||||||
ROSS RUTMAN | NEWARK | NJ | S66|2011-10-03 | ||||||
ROSS KIRWAN | NEWARK | NJ | S63|2010-07-19|S66|2014-08-29 | ||||||
GARY SPARAPANI | NEWARK | NJ | S66|2015-07-20 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $315.4 | $0.0 | 0% | 558 | 0 | 0% |
2024-04-02 | $315.4 | $0.0 | 0% | 558 | 0 | 0% |
2023-04-04 | $311.8 | $3.6 | 1% | 509 | 49 | 10% |
2022-04-01 | $393.0 | -$77.6 | -20% | 514 | 44 | 9% |
2021-04-05 | $388.5 | -$73.1 | -19% | 504 | 54 | 11% |
2020-04-01 | $334.7 | -$19.3 | -6% | 456 | 102 | 22% |
2019-04-01 | $273.1 | $42.2 | 15% | 440 | 118 | 27% |
2018-04-02 | $296.4 | $19.0 | 6% | 437 | 121 | 28% |
2017-04-01 | $265.0 | $50.3 | 19% | 426 | 132 | 31% |
2016-04-01 | $257.9 | $57.5 | 22% | 423 | 135 | 32% |
2015-04-01 | $270.2 | $45.2 | 17% | 361 | 197 | 55% |
2014-04-01 | $260.8 | $54.5 | 21% | 337 | 221 | 66% |
2013-04-01 | $212.4 | $103.0 | 48% | 409 | 149 | 36% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NJ, AK-03/25/2020, AL-03/25/2020, AR-03/25/2020, AZ-03/27/2015, CA-08/23/1999, CO-03/25/2020, CT-03/31/2009, DC-03/25/2020, DE-03/25/2020, FL-08/30/1999, GA-03/25/2020, HI-03/25/2020, IA-03/25/2020, ID-03/25/2020, IL-04/02/2014, IN-01/26/2010, KS-03/25/2020, KY-03/25/2020, LA-03/25/2020, MA-01/01/2000, MD-03/25/2020, ME-03/25/2020, MI-03/25/2020, MN-03/25/2020, MO-03/25/2020, MS-03/25/2020, MT-03/25/2020, NC-03/25/2020, ND-03/25/2020, NE-03/25/2020, NH-03/25/2020, NJ-08/24/1999, NM-03/25/2020, NV-03/25/2020, NY-03/25/2020, OH-08/25/2000, OK-03/25/2020, OR-03/25/2020, PA-08/23/1999, RI-03/25/2020, SC-03/25/2020, SD-03/25/2020, TN-08/23/2000, TX-10/13/1999, UT-03/25/2020, VA-01/04/2010, VT-03/25/2020, WA-03/25/2020, WI-03/28/2013, WV-03/25/2020, WY-03/25/2020 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV