PGIM INVESTMENTS LLC
Latest filing: Mar 26, 2024 (240 days ago)
AUM
$315,351,503,018
1% change vs. 1 year ago
-19% change vs. 3 years ago
15% change vs. 5 years ago
21% change vs. 10 years ago
Employee Count
558
10% change vs. 1 year ago
11% change vs. 3 years ago
27% change vs. 5 years ago
66% change vs. 10 years ago
Main Office
NEWARK, NJ
655 BROAD STREET, NEWARK, NJ, UNITED STATES, 07102
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $315.4 |
| Non-Discretionary | $0.0 |
| Total | $315.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $315.4 |
| Institutional | $0.0 |
| Total | $315.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,014.7 | 105676 | |
| JENNISON ASSOCIATES LLC | $194.4 | 107959 | |
| AST INVESTMENT SERVICES, INC. | $105.9 | 108897 | |
| PGIM QUANTITATIVE SOLUTIONS LLC | $93.4 | 129752 | |
| PGIM LIMITED | $64.4 | 160005 | |
| PGIM PRIVATE PLACEMENT INVESTORS, L.P. | $25.7 | 106442 | |
| PRUCO SECURITIES, LLC | $16.4 | broker-dealer | 5685 |
| PGIM PORTFOLIO ADVISORY LLC | $13.4 | 136274 | |
| PGIM CUSTOM HARVEST LLC | $3.6 | 290235 | |
| PGIM REAL ESTATE (UK) LIMITED | $3.0 | 171548 | |
| PGIM WADHWANI LLP | $1.6 | 161434 | |
| PGIM DC SOLUTIONS LLC | $1.3 | 318800 | |
| PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | $0.0 | broker-dealer | 21570 |
| PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
| MONTANA CAPITAL PARTNERS AG | $0.0 | 293568 | |
| PRUCO LIFE INSURANCE COMPANY | $0.0 | - | |
| PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| PGIM INVESTMENTS (IRELAND) LIMITED | $0.0 | - | |
| PGIM REAL ESTATE ADVISORS LLC | $0.0 | 327165 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| AHRENS, BRIAN, KARL | SENIOR VICE PRESIDENT |
| PARKER, STUART, SHERMAN | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, & PRESIDENT |
| BENJAMIN, SCOTT, EDWARD | EXECUTIVE VICE PRESIDENT |
| OHARA, BERNARD, GERARD | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
| DIGIACOMO, CLAUDIA | CHIEF LEGAL OFFICER,EXECUTIVE VICE PRESIDENT, SECRETARY |
| DONOHUE, ANDREW, JOHN | CHIEF COMPLIANCE OFFICER |
| SAUBER, JOEL, ROGER | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
79 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MATTHEW OZBALIK | NEWARK | NJ | S65|2022-03-25|S63|2022-03-04 | ||||||
| GIANCARLO CONTI | NEWARK | NJ | S63|2011-05-27|S65|2012-01-27 | CHARTERED FINANCIAL ANALYST | |||||
| ANTHONY BETTANO | NEWARK | NJ | S63|1994-09-14|S65|2005-01-13 | ||||||
| PHILIP SCIOLI | NEWARK | NJ | S66|2001-09-05 | ||||||
| COLLIN LOCKWOOD | NEWARK | NJ | S66|2022-04-04 | ||||||
| TYLER BUYSSE | NEWARK | NJ | S63|2016-04-18|S65|2018-06-19 | ||||||
| JONATHAN ESTES | NEWARK | NJ | S66|2009-10-15 | ||||||
| KYURI WENG | NEWARK | NJ | S63|2003-08-18|S65|2004-04-26 | CHARTERED FINANCIAL ANALYST | |||||
| ANTHONY BERNARD | NEWARK | NJ | S66|2012-09-25 | ||||||
| JOHN FALLON | NEWARK | NJ | S63|1997-02-21|S65|1999-12-23 | ||||||
| SHAWN CONROY | NEWARK | NJ | S63|2003-12-12|S65|2006-08-23 | ||||||
| JOSEPH FELICE | NEWARK | NJ | S66|2011-10-28 | ||||||
| CLINTON BARKER | NEWARK | NJ | S63|1994-11-30|S66|2004-11-19 | ||||||
| SAMIR IBRAHIM | NEWARK | NJ | S63|2010-05-11|S66|2016-01-21 | ||||||
| DANIEL FIXLER | NEWARK | NJ | S66|2004-10-05 | ||||||
| JAMES RENSMAN | NEWARK | NJ | S63|2003-12-22|S65|2007-10-31 | ||||||
| WILLIAM HATTON | NEWARK | NJ | S63|1994-07-18|S65|2002-04-15 | ||||||
| STEVEN COHEN | NEWARK | NJ | S63|2007-08-30|S65|2013-09-23 | ||||||
| GARY SPARAPANI | NEWARK | NJ | S66|2015-07-20 | ||||||
| PAUL SABBAGH | NEWARK | NJ | S66|2016-10-03 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $315.4 | $0.0 | 0% | 558 | 0 | 0% |
| 2024-04-02 | $315.4 | $0.0 | 0% | 558 | 0 | 0% |
| 2023-04-04 | $311.8 | $3.6 | 1% | 509 | 49 | 10% |
| 2022-04-01 | $393.0 | -$77.6 | -20% | 514 | 44 | 9% |
| 2021-04-05 | $388.5 | -$73.1 | -19% | 504 | 54 | 11% |
| 2020-04-01 | $334.7 | -$19.3 | -6% | 456 | 102 | 22% |
| 2019-04-01 | $273.1 | $42.2 | 15% | 440 | 118 | 27% |
| 2018-04-02 | $296.4 | $19.0 | 6% | 437 | 121 | 28% |
| 2017-04-01 | $265.0 | $50.3 | 19% | 426 | 132 | 31% |
| 2016-04-01 | $257.9 | $57.5 | 22% | 423 | 135 | 32% |
| 2015-04-01 | $270.2 | $45.2 | 17% | 361 | 197 | 55% |
| 2014-04-01 | $260.8 | $54.5 | 21% | 337 | 221 | 66% |
| 2013-04-01 | $212.4 | $103.0 | 48% | 409 | 149 | 36% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NJ, AK-03/25/2020, AL-03/25/2020, AR-03/25/2020, AZ-03/27/2015, CA-08/23/1999, CO-03/25/2020, CT-03/31/2009, DC-03/25/2020, DE-03/25/2020, FL-08/30/1999, GA-03/25/2020, HI-03/25/2020, IA-03/25/2020, ID-03/25/2020, IL-04/02/2014, IN-01/26/2010, KS-03/25/2020, KY-03/25/2020, LA-03/25/2020, MA-01/01/2000, MD-03/25/2020, ME-03/25/2020, MI-03/25/2020, MN-03/25/2020, MO-03/25/2020, MS-03/25/2020, MT-03/25/2020, NC-03/25/2020, ND-03/25/2020, NE-03/25/2020, NH-03/25/2020, NJ-08/24/1999, NM-03/25/2020, NV-03/25/2020, NY-03/25/2020, OH-08/25/2000, OK-03/25/2020, OR-03/25/2020, PA-08/23/1999, RI-03/25/2020, SC-03/25/2020, SD-03/25/2020, TN-08/23/2000, TX-10/13/1999, UT-03/25/2020, VA-01/04/2010, VT-03/25/2020, WA-03/25/2020, WI-03/28/2013, WV-03/25/2020, WY-03/25/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV