AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $93.4 |
Non-Discretionary | $0.0 |
Total | $93.4 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $77.3 |
Institutional | $16.1 |
Total | $93.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $10.7 |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | BROOKLYN-NY-USA | $2.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $16.1 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $16.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 80% | $12.9 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 3% | $0.5 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 1% | $0.2 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 4% | $0.6 |
Other | 13% | $2.1 |
Total | 101% | $16.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
PGIM, INC. | $1,014.7 | 105676 | |
PGIM INVESTMENTS LLC | $315.4 | 105670 | |
JENNISON ASSOCIATES LLC | $194.4 | 107959 | |
AST INVESTMENT SERVICES, INC. | $105.9 | 108897 | |
PGIM LIMITED | $64.4 | 160005 | |
PGIM PRIVATE PLACEMENT INVESTORS, L.P. | $25.7 | 106442 | |
PRUDENTIAL SELECT STRATEGIES LLC | $19.7 | 286153 | |
PRUCO SECURITIES, LLC | $16.4 | broker-dealer | 5685 |
PGIM PORTFOLIO ADVISORY LLC | $13.4 | 136274 | |
PGIM CUSTOM HARVEST LLC | $3.6 | 290235 | |
PGIM WADHWANI LLP | $1.6 | 161434 | |
PGIM DC SOLUTIONS LLC | $1.3 | 318800 | |
PGIM FINANCIAL LIMITED | $0.0 | - | |
PRUDENTIAL LEGACY INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | - | |
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
PGIM (SINGAPORE) PTE. LTD. | $0.0 | - | |
PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
KEYNES DYNAMIC BETA STRATEGY (US) FUND GP LLC | $0.0 | - | |
PRUDENTIAL FINANCIAL SECURITIES INVESTMENT TRUST ENTERPRISE(TAIWAN) | $0.0 | - | |
PGIM JAPAN CO. LTD. | $0.0 | - | |
PGIM REAL ESTATE ADVISORS LLC | $0.0 | 327165 | |
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | $0.0 | broker-dealer | 21570 |
PGIM NETHERLANDS B.V. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
Name | Title |
---|---|
HUNT, DAVID, ALEXANDER | MEMBER, BOARD OF MANAGERS |
GIBSON, LINDA, TILTON | PRESIDENT, CEO & CHAIRMAN, BOARD OF MANAGERS |
PARANGI, MAHSA | CHIEF LEGAL OFFICER |
PATTERSON, GEORGE, NICHOLAS | CHIEF INVESTMENT OFFICER |
KLOCZKOWSKI, ADAM | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CONTROLLER |
PALLITTO, DAWN | CHIEF COMPLIANCE OFFICER |
CARROLL, BRIAN, JAMES | MEMBER, BOARD OF MANAGERS |
ADVDB.CO • SOURCE: SEC
4 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
KEVIN O'ROURKE | NEWARK | NJ | S63|1998-02-18|S66|2001-07-25 | ||||||
BRADLEY ZENZ | NEWARK | NJ | S63|1999-12-14|S65|2000-04-11 | ||||||
FERNANDO BLOIN | NEWARK | NJ | S65|2013-12-27|S63|2019-06-20 | ||||||
SEAN BORELLA | NEWARK | NJ | S63|2015-08-28|S65|2013-12-07 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $93.4 | $0.0 | 0% | 173 | 0 | 0% |
2024-04-02 | $93.4 | $0.0 | 0% | 173 | 0 | 0% |
2023-04-04 | $84.8 | $8.7 | 10% | 197 | -24 | -12% |
2022-04-01 | $115.3 | -$21.9 | -19% | 213 | -40 | -19% |
2021-04-05 | $119.2 | -$25.8 | -22% | 184 | -11 | -6% |
2020-04-01 | $126.3 | -$32.9 | -26% | 170 | 3 | 2% |
2019-04-01 | $108.8 | -$15.4 | -14% | 174 | -1 | -1% |
2018-04-02 | $138.9 | -$45.5 | -33% | 164 | 9 | 5% |
2017-04-01 | $117.3 | -$23.9 | -20% | 174 | -1 | -1% |
2016-04-01 | $114.0 | -$20.6 | -18% | 166 | 7 | 4% |
2015-04-01 | $113.7 | -$20.3 | -18% | 173 | 0 | 0% |
2014-04-01 | $110.6 | -$17.1 | -16% | 150 | 23 | 15% |
2013-04-01 | $87.3 | $6.1 | 7% | 150 | 23 | 15% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NJ, AK-01/23/2004, AL-01/23/2004, AR-01/23/2004, AZ-01/23/2004, CA-01/23/2004, CO-01/23/2004, CT-01/23/2004, DC-03/29/2006, DE-01/29/2004, FL-01/23/2004, GA-01/23/2004, HI-01/23/2004, IA-01/26/2004, ID-01/23/2004, IL-02/03/2004, IN-01/23/2004, KS-01/23/2004, KY-01/23/2004, LA-01/23/2004, MA-03/29/2006, MD-01/23/2004, ME-01/23/2004, MI-01/23/2004, MN-01/23/2004, MO-01/23/2004, MS-01/23/2004, MT-01/23/2004, NC-01/23/2004, ND-01/23/2004, NE-03/29/2007, NH-01/23/2004, NJ-03/24/2004, NM-01/23/2004, NV-01/23/2004, NY-01/23/2004, OH-01/23/2004, OK-01/23/2004, OR-01/23/2004, PA-01/23/2004, RI-01/23/2004, SC-01/23/2004, SD-01/23/2004, TN-01/23/2004, TX-01/23/2004, UT-01/23/2004, VA-01/23/2004, VT-01/23/2004, WA-01/23/2004, WI-01/23/2004, WV-01/23/2004, WY-07/13/2017 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV