CAPITAL BANK AND TRUST COMPANY

Latest filing: Sep 27, 2024 (33 days ago)

AUM

$75,863,757,861
121% change vs. 1 year ago
63% change vs. 3 years ago
125% change vs. 5 years ago
528% change vs. 10 years ago

Employee Count

151
-17% change vs. 1 year ago
-50% change vs. 3 years ago
-47% change vs. 5 years ago
-17% change vs. 10 years ago

Main Office

IRVINE, CA
6455 IRVINE CENTER DRIVE, IRVINE, CA, UNITED STATES, 92618-4518

Client AUM

Discretion AUM
Discretionary $75.9
Non-Discretionary $0.0
Total $75.9
Client AUM
Retail $2.7
Pooled $65.6
Institutional $7.5
Total $75.9
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 464 $2.7
Average HNW AUM $5,902,328
Retail Total 464 $2.7
Average Retail AUM $5,902,328

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
WELLS FARGO BANK, NATIONAL ASSOCIATION SIOUX FALLS-SD-USA $5.8

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $10.3
Retail SMA AUM $2.7
Institutional SMA AUM $7.5
Asset Class % AUM
Equity Exch 7% $0.7
Equity Non-Exch 2% $0.2
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 34% $3.5
Other Pools 51% $5.2
Cash 6% $0.6
Other 0% $0.0
Total 100% $10.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CAPITAL RESEARCH AND MANAGEMENT COMPANY $3,315.4 110885
CAPITAL INTERNATIONAL, INC. $46.8 110682
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. $38.3 312837
CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD. $0.0 -
CAPITAL INTERNATIONAL LIMITED $0.0 -
CAPITAL RESEARCH COMPANY $0.0 110684
CAPITAL GROUP ALTERNATIVE STRATEGIES, LLC $0.0 -
AMERICAN FUNDS DISTRIBUTORS, INC. $0.0 broker-dealer 6247
CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED $0.0 -
CAPITAL INTERNATIONAL SARL $0.0 162640
CAPITAL GUARDIAN (CANADA), INC. $0.0 110681
CAPITAL INTERNATIONAL MANAGEMENT COMPANY SÁRL $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
SPINELLA, CARMELO DIRECTOR
NISHIYAMA, KRISTINE, MIE DIRECTOR, CHAIR, SENIOR VICE PRESIDENT AND GENERAL COUNSEL
SILVERMAN, SUSI, MICHELE TREASURER & CONTROLLER
BURKE, KEVIN, THOMAS DIRECTOR
LAMKIN, JANET, WESLEY DIRECTOR
SAKS, KEVIN, MICHAEL DIRECTOR AND PRESIDENT
POON, HERBERT, YUNGTAI CHIEF COMPLIANCE OFFICER
KERRICK, MICHELLE, C. DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $75.9 $0.0 0% 151 0 0%
2024-04-02 $45.4 $30.4 67% 187 -36 -19%
2023-04-04 $34.3 $41.5 121% 183 -32 -17%
2022-04-01 $38.2 $37.6 98% 146 5 3%
2021-04-05 $46.7 $29.2 63% 304 -153 -50%
2020-04-01 $46.1 $29.8 65% 299 -148 -49%
2019-04-01 $33.7 $42.1 125% 286 -135 -47%
2018-04-02 $32.4 $43.5 134% 311 -160 -51%
2017-04-01 $30.1 $45.8 152% 349 -198 -57%
2016-04-01 $11.2 $64.7 578% 216 -65 -30%
2015-04-01 $12.3 $63.5 516% 182 -31 -17%
2014-04-01 $12.1 $63.8 528% 183 -32 -17%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-01/14/2016, AL-01/14/2016, AR-01/14/2016, AZ-01/14/2016, CA-01/14/2016, CO-01/14/2016, CT-01/14/2016, DC-01/14/2016, DE-01/14/2016, FL-01/14/2016, GA-01/14/2016, HI-01/14/2016, IA-01/14/2016, ID-01/14/2016, IL-01/19/2016, IN-01/14/2016, KS-01/14/2016, KY-01/14/2016, LA-01/14/2016, MA-01/14/2016, MD-01/14/2016, ME-01/14/2016, MI-01/14/2016, MN-01/14/2016, MO-01/14/2016, MS-01/14/2016, MT-01/14/2016, NC-01/14/2016, ND-01/14/2016, NE-01/14/2016, NH-01/14/2016, NJ-01/22/2016, NM-01/14/2016, NV-01/14/2016, NY-01/14/2016, OH-01/14/2016, OK-01/14/2016, OR-01/14/2016, PA-01/14/2016, RI-01/14/2016, SC-01/14/2016, SD-01/14/2016, TN-01/14/2016, TX-01/14/2016, UT-01/14/2016, VA-01/14/2016, VT-01/14/2016, WA-01/14/2016, WI-01/14/2016, WV-01/14/2016, WY-01/16/2019
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR
BANK
TRUST COMPANY

ADVDB.CO • SOURCE: SEC FORM ADV